-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IlImtQ+DZKIVdSbOnIHVTUDkvfxypDQrjsNBaKomOI+Tc5oH5vZ8EfVPo3/bRuqq V5wWWVDqUkQJKtwsZgAl3w== 0001041061-04-000171.txt : 20040504 0001041061-04-000171.hdr.sgml : 20040504 20040504150156 ACCESSION NUMBER: 0001041061-04-000171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040503 FILED AS OF DATE: 20040504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEARSON ANDRALL CENTRAL INDEX KEY: 0001238582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04777268 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-05-03 0 0001041061 YUM BRANDS INC YUM 0001238582 PEARSON ANDRALL 1441 GARDINER LANE LOUISVILLE KY 40213 1 0 0 0 Common Stock 2004-05-03 2004-05-03 4 M 0 50000.00 15.8164 A 391176.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 9962.00 38.00 D 381214.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 12348.00 38.04 D 368866.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 6591.00 38.05 D 362275.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 5303.00 38.10 D 356972.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 644.00 38.13 D 356328.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 3788.00 38.14 D 352540.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 3826.00 38.17 D 348714.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 265.00 38.18 D 348449.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 189.00 38.19 D 348260.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 1932.00 38.20 D 346328.00 D Common Stock 2004-05-03 2004-05-03 4 S 0 5152.00 38.40 D 341176.00 D Employee Stock Option (right to buy) 15.8164 2004-05-03 2004-05-03 4 M 0 50000.00 15.8164 D 2001-11-03 2007-11-03 Common Stock 50000.00 960000.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Andrall E. Pearson 2004-05-04 -----END PRIVACY-ENHANCED MESSAGE-----