-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OjSCNx1WZjAxHoaaKFGtM2PzeTdAL+KAP7CZqFdykUxQ/VZP4TwqGTkZbuCuDwea rfP5HthQ7kfsoF7+FVDCyA== 0001041061-04-000147.txt : 20040402 0001041061-04-000147.hdr.sgml : 20040402 20040402142417 ACCESSION NUMBER: 0001041061-04-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040401 FILED AS OF DATE: 20040402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEWIS AYLWIN B CENTRAL INDEX KEY: 0001211695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04713121 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2004-04-01 0 0001041061 YUM BRANDS INC YUM 0001211695 LEWIS AYLWIN B YUM! BRANDS, INC. 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 Pres CMBO and Op Off. Common Stock 2004-04-01 2004-04-01 4 M 0 1136.00 5.95 A 1147.70 D Common Stock 2004-04-01 2004-04-01 4 S 0 1136.00 37.67 D 11.70 D Common Stock 2004-04-01 2004-04-01 4 M 0 10548.00 11.4085 A 10559.70 D Common Stock 2004-04-01 2004-04-01 4 S 0 2248.00 37.67 D 8311.70 D Common Stock 2004-04-01 2004-04-01 4 S 0 1500.00 37.66 D 6811.70 D Common Stock 2004-04-01 2004-04-01 4 S 0 6800.00 37.65 D 11.70 D Employee Stock Option (right to buy) 11.4085 2004-04-01 2004-04-01 4 M 0 10548.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 10548.00 69940.00 D Employee Stock Option (right to buy) 5.95 2004-04-01 2004-04-01 4 M 0 1136.00 5.95 D 1998-07-01 2004-07-01 Common Stock 1136.00 0.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Alywin B. Lewis 2004-04-02 -----END PRIVACY-ENHANCED MESSAGE-----