-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CfxNhJfMxHy+GAfTyQR/3QpvNX3R8AAqxo5DG/Nau0n7TSM0iPSu5JkPgR7gmibf 3y0YYbDMnwLk+7KUtvSanw== 0001041061-04-000145.txt : 20040402 0001041061-04-000145.hdr.sgml : 20040402 20040402140401 ACCESSION NUMBER: 0001041061-04-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040401 FILED AS OF DATE: 20040402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BYERLEIN HOLLAN ANNE CENTRAL INDEX KEY: 0001238487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04712949 MAIL ADDRESS: STREET 1: C/O YUM BRANDS INC STREET 2: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2004-04-01 0 0001041061 YUM BRANDS INC YUM 0001238487 BYERLEIN HOLLAN ANNE 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 Chief People Officer Common Stock 2004-04-01 2004-04-01 4 M 0 18714.00 15.14 A 41377.00 D Common Stock 2004-04-01 2004-04-01 4 S 0 814.00 37.78 D 40563.00 D Common Stock 2004-04-01 2004-04-01 4 S 0 5700.00 37.75 D 34863.00 D Common Stock 2004-04-01 2004-04-01 4 S 0 12200.00 37.60 D 22663.00 D Common Stock 761.29 I By 401(k) Account Employee Stock Option (right to buy) 15.14 2004-04-01 2004-04-01 4 M 0 18714.00 15.14 D 2004-01-27 2010-01-27 Common Stock 18714.00 37428.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Anne Byerlein-Hollan 2004-04-02 -----END PRIVACY-ENHANCED MESSAGE-----