-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WU5pFfF5zGWIOVgJBxHBU/T4q+fS4fSyITSVb1ZbO196TDJ2dIJr/IwVyRcGJDlT xC5cLxO0YqdKr8b8D9kUDQ== 0001041061-04-000137.txt : 20040402 0001041061-04-000137.hdr.sgml : 20040402 20040402111847 ACCESSION NUMBER: 0001041061-04-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040401 FILED AS OF DATE: 20040402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLEY CHARLES E III CENTRAL INDEX KEY: 0001211697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04711970 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2004-04-01 0 0001041061 YUM BRANDS INC YUM 0001211697 RAWLEY CHARLES E III 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 CDO Common Stock 2004-04-01 2004-04-01 4 M 0 31048.00 37.99 A 31185.52 D Common Stock 2004-04-01 2004-04-01 4 F 0 10063.00 37.99 D 21122.52 D Common Stock 666.68 I By 401(k) plan Phantom Stock 2004-04-01 2004-04-01 4 M 0 31048.00 D 2004-04-01 Common Stock 31048.00 0.00 D Reporting person acquired these shares under the Tricon 401(k) plan. Conversion occurs on a one-for-one basis. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. Charles E. Rawley, III 2004-04-02 -----END PRIVACY-ENHANCED MESSAGE-----