-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TZP6IQhVaYM2BpyP/s/vMnhxcsOSwGGgUBu72WM9qIcO/pU7tHYNTTWEhMvpzRjI pBWq/jS2wZPE6yZTKDRE9A== 0001041061-04-000130.txt : 20040317 0001041061-04-000130.hdr.sgml : 20040317 20040317102102 ACCESSION NUMBER: 0001041061-04-000130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040315 FILED AS OF DATE: 20040317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASSI PETER A CENTRAL INDEX KEY: 0001179551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04674393 BUSINESS ADDRESS: BUSINESS PHONE: 215 430 9169 MAIL ADDRESS: STREET 1: 3111 W ALLEGHENY AVE CITY: PHILADELPHIA STATE: PA ZIP: 19132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2004-03-15 0 0001041061 YUM BRANDS INC YUM 0001179551 BASSI PETER A YUM RESTAURANTS INTERNATIONAL 14841 NORTH DALLAS PARKWAY DALLAS TX 75241 0 1 0 0 President YRI Common Stock 2004-03-15 2004-03-15 4 M 0 2464.00 5.95 A 14373.00 D Common Stock 2004-03-15 2004-03-15 4 S 0 2464.00 37.02 D 11909.00 D Common Stock 2004-03-15 2004-03-15 4 M 0 18248.00 11.4085 A 30157.00 D Common Stock 2004-03-15 2004-03-15 4 S 0 236.00 37.02 D 29921.00 D Common Stock 2004-03-15 2004-03-15 4 S 0 300.00 37.04 D 29621.00 D Common Stock 2004-03-15 2004-03-15 4 S 0 16012.00 37.05 D 13609.00 D Common Stock 2004-03-15 2004-03-15 4 S 0 1700.00 37.06 D 11909.00 D Common Stock 200.00 I 1996 Family Trust Employee Stock Option (right to buy) 11.4085 2004-03-15 2004-03-15 4 M 0 18248.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 18248.00 131182.00 D Employee Stock Option (right to buy) 5.95 2004-03-15 2004-03-15 4 M 0 2464.00 5.95 D 1998-07-01 2004-07-01 Common Stock 2464.00 0.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Peter A. Bassi 2004-03-16 -----END PRIVACY-ENHANCED MESSAGE-----