-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BfMmIglN+UHvapdb/Bwmb0L9ZkycHJECaaiL4zel8bGfSeLU6hJTYM0+SG//St1i 9i9wOT0VFS1B4FA4YkucKA== 0001041061-04-000121.txt : 20040305 0001041061-04-000121.hdr.sgml : 20040305 20040305155113 ACCESSION NUMBER: 0001041061-04-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040304 FILED AS OF DATE: 20040305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM JONATHAN DAVID CENTRAL INDEX KEY: 0001238486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04652069 MAIL ADDRESS: STREET 1: C/O YUM BRANDS INC STREET 2: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2004-03-04 0 0001041061 YUM BRANDS INC YUM 0001238486 BLUM JONATHAN DAVID 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 SVP Public Affairs Common Stock 2004-03-04 2004-03-04 4 M 0 402.00 5.95 A 404.00 D Common Stock 2004-03-04 2004-03-04 4 S 0 402.00 37.5 D 2.00 D Common Stock 2004-03-04 2004-03-04 4 M 0 1392.00 8.9 A 1394.00 D Common Stock 2004-03-04 2004-03-04 4 S 0 1392.00 37.5 D 2.00 D Common Stock 2004-03-04 2004-03-04 4 M 0 1344.00 13.74 A 1346.00 D Common Stock 2004-03-04 2004-03-04 4 S 0 1344.00 37.5 D 2.00 D Employee Stock Option (right to buy) 5.95 2004-03-04 2004-03-04 4 M 0 402.00 5.95 D 1998-07-01 2004-07-01 Common Stock 402.00 0.00 D Employee Stock Option (right to buy) 8.90 2004-03-04 2004-03-04 4 M 0 1392.00 8.9 D 1999-07-01 2005-06-30 Common Stock 1392.00 0.00 D Employee Stock Option (right to buy) 13.74 2004-03-04 2004-03-04 4 M 0 1344.00 13.74 D 2000-07-01 2006-06-30 Common Stock 1344.00 0.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Jonathan D. Blum 2004-03-05 -----END PRIVACY-ENHANCED MESSAGE-----