-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HmThmEdPndsQ29yBsFkp+opjpK6EUKXcpF2Izlpn1DaJWjqqymAamUE1nfj4h17j 54ImFoRq5VN2fM9XrsCy8w== 0001041061-04-000114.txt : 20040302 0001041061-04-000114.hdr.sgml : 20040302 20040302122637 ACCESSION NUMBER: 0001041061-04-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040301 FILED AS OF DATE: 20040302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENO DAVID CENTRAL INDEX KEY: 0001211694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04641728 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2004-03-01 0 0001041061 YUM BRANDS INC YUM 0001211694 DENO DAVID YUM BRANDS, INC. 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 CFO Common Stock 2004-03-01 2004-03-01 4 M 0 32000.00 11.4085 A 32000.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 654.00 36.76 D 31346.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 946.00 36.77 D 30400.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 3490.00 36.78 D 26910.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 994.00 36.79 D 25916.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 1260.00 36.8 D 24656.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 242.00 36.81 D 24414.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 1382.00 36.82 D 23032.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 655.00 36.83 D 22377.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 4073.00 36.85 D 18304.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 1091.00 36.86 D 17213.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 73.00 36.87 D 17140.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 97.00 36.88 D 17043.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 558.00 36.89 D 16485.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 15055.00 36.90 D 1430.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 533.00 36.91 D 897.00 D Common Stock 2004-03-01 2004-03-01 4 S 0 897.00 36.92 D 0.00 D Common Stock 11610.66 I By 401K Plan Trust Employee Stock Option (right to buy) 11.4085 2004-03-01 2004-03-01 4 M 0 32000.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 32000.00 36506.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. David Deno 2004-03-02 -----END PRIVACY-ENHANCED MESSAGE-----