-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OlfOo/WNE7JcgMrL/6GdXgYMWNuQZhgTTe/T+CeM0i4qhM1IXZMLi07a/iwI/V2F J+1hhAuzIv9OA7GWSuzdHA== 0001041061-04-000067.txt : 20040128 0001041061-04-000067.hdr.sgml : 20040128 20040128120948 ACCESSION NUMBER: 0001041061-04-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040127 FILED AS OF DATE: 20040128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROLICK EMIL CENTRAL INDEX KEY: 0001211692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04548371 MAIL ADDRESS: STREET 1: 17901 VON KARMAN CITY: IRVINE STATE: CA ZIP: 92614-6212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2004-01-27 0 0001041061 YUM BRANDS INC YUM 0001211692 BROLICK EMIL C/O TACO BELL CORP. 17901 VON KARMAN IRVINE CA 92714 0 1 0 0 Pres., CCO-Taco Bell Phantom Stock 2004-01-27 2004-01-27 4 A 0 18590.83 A Common Stock 18590.83 18590.83 D Employee Stock Option (right-to-buy) 34.46 2004-01-27 2004-01-27 4 A 0 87890.00 34.46 A 2014-01-27 Common Stock 87890.00 87890.00 D Conversion occurs on a one-for-one basis. Payable April 1, 2006 or upon Retirement and pursuant to the terms of the YUM! Brands, Inc. deferred compensation plan. The YUM! Brands, Inc. Executive Income Deferral Plan does not have specified expiration dates. Vesting will occur 25% per year beginning 1/27/2005. Emil J. Brolick 2004-01-28 -----END PRIVACY-ENHANCED MESSAGE-----