-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WjKceTQGoOjs9XA6IhaxuDsQajhlihnLNWBGDpCTY9GYCIqwFezKKGekbONZTPUR taPBtwT+1T8D9mffZLhe3w== 0001041061-04-000004.txt : 20040105 0001041061-04-000004.hdr.sgml : 20040105 20040105161026 ACCESSION NUMBER: 0001041061-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040102 FILED AS OF DATE: 20040105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASSI PETER A CENTRAL INDEX KEY: 0001179551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04505080 BUSINESS ADDRESS: BUSINESS PHONE: 215 430 9169 MAIL ADDRESS: STREET 1: 3111 W ALLEGHENY AVE CITY: PHILADELPHIA STATE: PA ZIP: 19132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2004-01-02 0 0001041061 YUM BRANDS INC YUM 0001179551 BASSI PETER A YUM RESTAURANTS INTERNATIONAL 14841 NORTH DALLAS PARKWAY DALLAS TX 75241 0 1 0 0 President YRI Common Stock 2004-01-02 2004-01-02 4 M 0 8000.00 11.4085 A 19909.00 D Common Stock 2004-01-02 2004-01-02 4 S 0 7789.00 33.85 D 12120.00 D Common Stock 2004-01-02 2004-01-02 4 S 0 211.00 33.86 D 11909.00 D Common Stock 200.00 I 1996 Family Trust Employee Stock Option (right to buy) 11.4085 2004-01-02 2004-01-02 4 M 0 8000.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 8000.00 165430.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Peter A. Bassi 2004-01-05 -----END PRIVACY-ENHANCED MESSAGE-----