-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WvYFbLL0gOmVuA4FH7/MKnrwiFg7ou5o3gEgmzC0eyJ9NZHLjJLgeL4IoD+2E580 KV972AY2IMUNKOjrxQ25dA== 0001041061-03-000199.txt : 20031212 0001041061-03-000199.hdr.sgml : 20031212 20031212094600 ACCESSION NUMBER: 0001041061-03-000199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031211 FILED AS OF DATE: 20031212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIMON JAMES CENTRAL INDEX KEY: 0001195345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 031050782 BUSINESS ADDRESS: STREET 1: BANK ONE CORPORATION, STREET 2: 1 BANK ONE PLAZA IL1-0027 CITY: CHICAGO STATE: IL ZIP: 60670 BUSINESS PHONE: 3127324000 MAIL ADDRESS: STREET 1: BANK ONE CORPORATION, STREET 2: 1 BANK ONE PLAZA IL1-0027 CITY: CHICAGO STATE: IL ZIP: 60670 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2003-12-11 0 0001041061 YUM BRANDS INC YUM 0001195345 DIMON JAMES 1 BANK ONE PLAZA, SUITE 08961 BANK ONE P CHICAGO IL 60670 1 0 0 0 Phantom Stock 34.4350 2003-12-11 2003-12-11 4 A 0 2468.42 34.4350 A Common Stock 2468.42 2468.42 D The phantom stock units are accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! s tock after directorship ceases. James Dimon 2003-12-12 -----END PRIVACY-ENHANCED MESSAGE-----