-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qdr1jQVRYbjkezQoX6PM/u3IxLiTwLyp6L24x7P/lWYNa3kdj5GsdP5yadtD7eZX ZsC6DezmCqzlSUFs/pl4ow== 0001041061-03-000180.txt : 20031202 0001041061-03-000180.hdr.sgml : 20031202 20031202101029 ACCESSION NUMBER: 0001041061-03-000180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031201 FILED AS OF DATE: 20031202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASSI PETER A CENTRAL INDEX KEY: 0001179551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 031031408 BUSINESS ADDRESS: BUSINESS PHONE: 215 430 9169 MAIL ADDRESS: STREET 1: 3111 W ALLEGHENY AVE CITY: PHILADELPHIA STATE: PA ZIP: 19132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2003-12-01 0 0001041061 YUM BRANDS INC YUM 0001179551 BASSI PETER A YUM RESTAURANTS INTERNATIONAL 14841 NORTH DALLAS PARKWAY DALLAS TX 75241 0 1 0 0 President YRI Common Stock 2003-12-01 2003-12-01 4 M 0 8000.00 11.4085 A 19908.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 1544.00 34.52 D 18364.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 239.00 34.55 D 18125.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 323.00 34.57 D 17802.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 646.00 34.60 D 17156.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 14.00 34.62 D 17142.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 42.00 34.66 D 17100.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 1768.00 34.67 D 15332.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 1544.00 34.68 D 13788.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 1193.00 34.7 D 12595.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 14.00 34.71 D 12581.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 70.00 34.72 D 12511.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 140.00 34.73 D 12371.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 28.00 34.75 D 12343.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 42.00 34.76 D 12301.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 112.00 34.77 D 12189.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 28.00 34.78 D 12161.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 84.00 34.83 D 12077.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 84.00 34.85 D 11993.00 D Common Stock 2003-12-01 2003-12-01 4 S 0 84.00 34.87 D 11909.00 D Common Stock 200.00 I 1996 Family Trust Employee Stock Option (right to buy) 11.4085 2003-12-01 2003-12-01 4 M 0 8000.00 11.4085 D 2000-01-25 2006-01-25 Common Stock 8000.00 173430.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Peter A. Bassi 2003-12-02 -----END PRIVACY-ENHANCED MESSAGE-----