-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LTXwb9NO27xnum36YISwAfmnNHfLhcuKm3uTn8aHdcBOzMAAHkzIlley3PsufSwl s/9JtMmJ3277fzwqm2DZRg== 0001041061-03-000136.txt : 20031014 0001041061-03-000136.hdr.sgml : 20031013 20031014161734 ACCESSION NUMBER: 0001041061-03-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031010 FILED AS OF DATE: 20031014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOODFORD BRENT CENTRAL INDEX KEY: 0001211698 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 03939863 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2003-10-10 1 0001041061 YUM BRANDS INC YUM 0001211698 WOODFORD BRENT 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 Vice President and Controller Common Stock 2003-10-10 2003-10-10 4 M 0 8942.00 23.4844 A 8942.00 D Common Stock 2003-10-10 2003-10-10 4 S 0 8942.00 32.22 D 0.00 D Common Stock 2003-10-10 2003-10-10 4 M 0 17876.00 16.7825 A 17876.00 D Common Stock 2003-10-10 2003-10-10 4 S 0 100.00 32.23 D 17776.00 D Common Stock 2003-10-10 2003-10-10 4 S 0 1980.00 32.22 D 15796.00 D Common Stock 2003-10-10 2003-10-10 4 S 0 6600.00 32.24 D 9196.00 D Common Stock 2003-10-10 2003-10-10 4 S 0 6300.00 32.25 D 2896.00 D Common Stock 2003-10-10 2003-10-10 4 S 0 200.00 32.26 D 2696.00 D Common Stock 2003-10-10 2003-10-10 4 S 0 2696.00 32.20 D 0.00 D Common Stock 2003-10-10 2003-10-10 4 M 0 6020.00 24.4075 A 6020.00 D Common Stock 2003-10-10 2003-10-11 4 S 0 6020.00 32.20 D 0.00 D Common Stock 2003-10-10 2003-10-10 4 M 0 1884.00 26.555 A 1884.00 D Common Stock 2003-10-10 2003-10-10 4 S 0 1884.00 32.20 D 0.00 D Common Stock 218.82 I By 401KPlan Trust Employee Stock Option (right to buy) 23.48 2003-10-10 2003-10-10 4 M 0 8942.00 23.4844 D 2003-01-21 2009-01-21 Common Stock 8942.00 0.00 D Employee Stock Option (right to buy) 16.78 2003-10-10 2003-10-10 4 M 0 17876.00 16.7825 D 2003-01-25 2011-01-25 Common Stock 17876.00 17876.00 D Employee Stock Option 24.41 2003-10-10 2003-10-10 4 M 0 6020.00 24.4075 D 2002-12-31 2011-12-31 Common Stock 6020.00 18062.00 D Employee Stock Option (right to buy) 26.56 2003-10-10 2003-10-10 4 M 0 1884.00 26.555 D 2003-01-24 2012-01-24 Common Stock 1884.00 5648.00 D Brent A. Woodford 2003-10-13 -----END PRIVACY-ENHANCED MESSAGE-----