-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U2o6hMtXFRYQyjlbNOge5I6WtRmNN9IG0XJbvH0H6SOgCvwXXJSoOxQgH4QNBCq4 Dj4ZUlrALeYWkJxbjGWY3w== 0001041061-03-000132.txt : 20031010 0001041061-03-000132.hdr.sgml : 20031010 20031010143526 ACCESSION NUMBER: 0001041061-03-000132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031008 FILED AS OF DATE: 20031010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWLEY CHARLES E III CENTRAL INDEX KEY: 0001211697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 03936835 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2003-10-08 0 0001041061 YUM BRANDS INC YUM 0001211697 RAWLEY CHARLES E III 1441 GARDINER LANE LOUISVILLE KY 40213 0 1 0 0 CDO Common Stock 2003-10-08 2003-10-08 4 M 0 8000.00 11.0093 A 8137.52 D Common Stock 2003-10-08 2003-10-08 4 S 0 8000.00 32 D 137.52 D Common Stock 666.68 I By 401(k) plan Employee Stock Option (right to buy) 11.01 2003-10-08 2003-10-08 4 M 0 8000.00 11.0093 D 2000-10-01 2006-01-25 Common Stock 8000.00 28908.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Reporting person acquired these shares under the Tricon 401(k) plan. Charles E. Rawley, III 2003-10-09 -----END PRIVACY-ENHANCED MESSAGE-----