-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BCVoJ0eMT7ztUNzHulXtXWOl/V0WaAdIRy1S4XpzGbJOn0wLddGJmUsJ8iDCF11H DhPRvS2guKFKf14ck7B8yw== 0001041061-03-000125.txt : 20031002 0001041061-03-000125.hdr.sgml : 20031002 20031002160459 ACCESSION NUMBER: 0001041061-03-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031001 FILED AS OF DATE: 20031002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEARSON ANDRALL CENTRAL INDEX KEY: 0001238582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 03924467 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2003-10-01 0 0001041061 YUM BRANDS INC YUM 0001238582 PEARSON ANDRALL 1 0 0 0 Common Stock 2003-10-01 2003-10-01 4 M 0 50000.00 15.8164 A 392410.00 D Common Stock 2003-10-01 2003-10-01 4 S 0 3000.00 30.33 D 389410.00 D Common Stock 2003-10-01 2003-10-01 4 S 0 500.00 30.34 D 388910.00 D Common Stock 2003-10-01 2003-10-01 4 S 0 6100.00 30.35 D 382810.00 D Common Stock 2003-10-01 2003-10-01 4 S 0 9000.00 30.36 D 373810.00 D Common Stock 2003-10-01 2003-10-01 4 S 0 1000.00 30.37 D 372810.00 D Common Stock 2003-10-01 2003-10-01 4 S 0 5900.00 30.38 D 366910.00 D Common Stock 2003-10-01 2003-10-01 4 S 0 4500.00 30.39 D 362410.00 D Common Stock 2003-10-01 2003-10-01 4 S 0 5000.00 30.40 D 357410.00 D Common Stock 2003-10-01 2003-10-01 4 S 0 15000.00 30.41 D 342410.00 D Employee Stock Option (right to buy) 15.82 2003-10-01 2003-10-01 4 M 0 50000.00 15.8164 D 2001-11-03 2007-11-03 Common Stock 50000.00 1310000.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Andrall E. Pearson 2003-10-01 -----END PRIVACY-ENHANCED MESSAGE-----