-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DGWQxaTOkMmWqsZnbrnaAUxOCqlI+36MgBYvIuwSlNJtMGOO/qda5zLtyK+/uO9V O8TP9wdaiSpnhaCM1PVAgw== 0001041061-03-000124.txt : 20031002 0001041061-03-000124.hdr.sgml : 20031002 20031002155347 ACCESSION NUMBER: 0001041061-03-000124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031001 FILED AS OF DATE: 20031002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASSI PETER A CENTRAL INDEX KEY: 0001179551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 03924352 BUSINESS ADDRESS: BUSINESS PHONE: 215 430 9169 MAIL ADDRESS: STREET 1: 3111 W ALLEGHENY AVE CITY: PHILADELPHIA STATE: PA ZIP: 19132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2003-10-01 0 0001041061 YUM BRANDS INC YUM 0001179551 BASSI PETER A 3111 W ALLEGHENY AVE PHILADELPHIA PA 19132 0 1 0 0 President YRI Common Stock 2003-10-01 2003-10-01 4 M 0 8000.00 0 A 19908.00 D Common Stock 2003-10-01 2003-10-01 4 S 0 2400.00 30.86 D 17508.00 D Common Stock 2003-10-01 2003-10-01 4 S 0 5600.00 30.85 D 11908.00 D Common Stock 200.00 I 1996 Family Trust Employee Stock Option (right to buy) 11.41 2003-10-01 2003-10-01 4 M 0 8000.00 0 D 2000-01-25 2006-01-25 Common Stock 8000.00 189430.00 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Peter A. Bassi 2003-10-02 -----END PRIVACY-ENHANCED MESSAGE-----