-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vrglw1b6gKOFJi982aovSRmuW9b19MwsXQBNbzm5cW0mNjhJP8AA4ytYCNA4wDCa qjfhEx0cMkfm7npQS09t0A== 0001041061-03-000099.txt : 20030903 0001041061-03-000099.hdr.sgml : 20030903 20030903163449 ACCESSION NUMBER: 0001041061-03-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030902 FILED AS OF DATE: 20030903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEARSON ANDRALL CENTRAL INDEX KEY: 0001238582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 03879483 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2003-09-02 0 0001041061 YUM BRANDS INC YUM 0001238582 PEARSON ANDRALL 1 0 0 0 Common Stock 2003-09-02 2003-09-02 4 M 0 50000.00 15.8164 A 392410.00 D Common Stock 2003-09-02 2003-09-02 4 S 0 20700.00 29.90 D 371710.00 D Common Stock 2003-09-02 2003-09-02 4 S 0 3500.00 29.91 D 368210.00 D Common Stock 2003-09-02 2003-09-02 4 S 0 400.00 29.92 D 367810.00 D Common Stock 2003-09-02 2003-09-02 4 S 0 400.00 29.94 D 367410.00 D Common Stock 2003-09-02 2003-09-02 4 S 0 4000.00 29.95 D 363410.00 D Common Stock 2003-09-02 2003-09-02 4 S 0 1400.00 29.97 D 362010.00 D Common Stock 2003-09-02 2003-09-02 4 S 0 16100.00 29.98 D 345910.00 D Common Stock 2003-09-02 2003-09-02 4 S 0 3500.00 29.99 D 342410.00 D Employee Stock Option (right to buy) 15.82 2003-09-02 2003-09-02 4 M 0 50000.00 15.8164 D 2001-11-03 2007-11-03 Common Stock 50000.00 1360000.00 D Andrall E. Pearson 2003-09-03 -----END PRIVACY-ENHANCED MESSAGE-----