-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G1d0+M+okFuAdsVthhm8UhXZAEKdE8q0u4xr+pMZHNQVMxRFC77NrNBnctIUA49+ RTulep3cWcEve8A7DS39bw== 0001041061-03-000053.txt : 20030701 0001041061-03-000053.hdr.sgml : 20030701 20030701151905 ACCESSION NUMBER: 0001041061-03-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030701 FILED AS OF DATE: 20030701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASSI PETER A CENTRAL INDEX KEY: 0001179551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 03767868 BUSINESS ADDRESS: BUSINESS PHONE: 215 430 9169 MAIL ADDRESS: STREET 1: 3111 W ALLEGHENY AVE CITY: PHILADELPHIA STATE: PA ZIP: 19132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 doc4.xml PRIMARY DOCUMENT X0101 4 2003-07-01 0 0001041061 YUM BRANDS INC YUM 0001179551 BASSI PETER A 0 1 0 0 President YRI Common Stock 2003-07-01 2003-07-01 4 M 0 32000.00 11.408576 A 43908.00 D Common Stock 2003-07-01 2003-07-01 4 S 0 32000.00 29.75 D 11908.00 D Employee Stock Option (right to buy) 11.41 2003-07-01 2003-07-01 4 M 0 32000.00 0 D 2000-01-25 2006-01-25 Common Stock 32000.00 213430.00 D Mr. Bassi indirectly owns 200 shares through a family trust. Peter A. Bassi 2003-07-01 Peter A. Bassi 2003-07-01 -----END PRIVACY-ENHANCED MESSAGE-----