-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EgOAH/a5XjpCwl9FNzuRNOvuu3dZI1B/JDDyKm6IakWnDSMCXalLGjNFH1wsIMze BBc8wAEkaaYh5oE7OC0EvQ== 0000892303-04-000115.txt : 20040804 0000892303-04-000115.hdr.sgml : 20040804 20040804113646 ACCESSION NUMBER: 0000892303-04-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040802 FILED AS OF DATE: 20040804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASSI PETER A CENTRAL INDEX KEY: 0001179551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04950468 BUSINESS ADDRESS: BUSINESS PHONE: 215 430 9169 MAIL ADDRESS: STREET 1: 3111 W ALLEGHENY AVE CITY: PHILADELPHIA STATE: PA ZIP: 19132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-08-02 0 0001041061 YUM BRANDS INC YUM 0001179551 BASSI PETER A 3111 W ALLEGHENY AVE PHILADELPHIA PA 19132 0 1 0 0 President YRI Common Stock 2004-08-02 2004-08-02 4 M 0 14708 11.4085 A 26617 D Common Stock 2004-08-02 2004-08-02 4 S 0 128 37.94 D 26489 D Common Stock 2004-08-02 2004-08-02 4 S 0 37 37.95 D 26452 D Common Stock 2004-08-02 2004-08-02 4 S 0 110 37.96 D 26342 D Common Stock 2004-08-02 2004-08-02 4 S 0 164 37.97 D 26178 D Common Stock 2004-08-02 2004-08-02 4 S 0 3343 37.98 D 22835 D Common Stock 2004-08-02 2004-08-02 4 S 0 804 37.99 D 22031 D Common Stock 2004-08-02 2004-08-02 4 S 0 220 38 D 21811 D Common Stock 2004-08-02 2004-08-02 4 S 0 91 38.01 D 21720 D Common Stock 2004-08-02 2004-08-02 4 S 0 639 38.02 D 21081 D Common Stock 2004-08-02 2004-08-02 4 S 0 384 38.03 D 20697 D Common Stock 2004-08-02 2004-08-02 4 S 0 804 38.04 D 19893 D Common Stock 2004-08-02 2004-08-02 4 S 0 5006 38.05 D 14887 D Common Stock 2004-08-02 2004-08-02 4 S 0 913 38.06 D 13974 D Common Stock 2004-08-02 2004-08-02 4 S 0 713 38.07 D 13261 D Common Stock 2004-08-02 2004-08-02 4 S 0 1352 38.08 D 11909 D Common Stock 220 I 1995 Family Trust Employee Stock Option (right to buy) 11.4085 2004-08-02 2004-08-02 4 M 0 14708 11.4085 D 2000-01-25 2006-01-25 Common Stock 14708 43482 D Shares exercised and sold pursuant to SEC 10b5-1 plan. Peter A. Bassi by M. Gayle Hobson, POA 2004-08-03 -----END PRIVACY-ENHANCED MESSAGE-----