-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NqhtjkDlQ4lHush0KmmRp9QO5lUJSnodHgS86YY12uoaoVn3+IzGzDp6Di8i82SF Flebgrs0sF+o40DBZF/W7g== 0000892303-04-000114.txt : 20040804 0000892303-04-000114.hdr.sgml : 20040804 20040804104421 ACCESSION NUMBER: 0000892303-04-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040802 FILED AS OF DATE: 20040804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK DAVID C CENTRAL INDEX KEY: 0001211696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 04950292 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-08-02 0 0001041061 YUM BRANDS INC YUM 0001211696 NOVAK DAVID C 1441 GARDINER LANE LOUISVILLE KY 40213 1 1 0 0 Chair CEO and Pres Common Stock 2004-08-02 2004-08-02 4 M 0 35523 11.4085 A 61748.08 D Common Stock 2004-08-02 2004-08-02 4 S 0 8104 38.09 D 53608.08 D Common Stock 2004-08-02 2004-08-02 4 S 0 3187 38.1 D 50421.08 D Common Stock 2004-08-02 2004-08-02 4 S 0 4364 38.11 D 46057.08 D Common Stock 2004-08-02 2004-08-02 4 S 0 4855 38.12 D 41202.08 D Common Stock 2004-08-02 2004-08-02 4 S 0 442 38.13 D 40760.08 D Common Stock 2004-08-02 2004-08-02 4 S 0 539 38.14 D 40221.08 D Common Stock 2004-08-02 2004-08-02 4 S 0 2305 38.15 D 37916.08 D Common Stock 2004-08-02 2004-08-02 4 S 0 2060 38.16 D 35856.08 D Common Stock 2004-08-02 2004-08-02 4 S 0 2374 38.17 D 33482.08 D Common Stock 2004-08-02 2004-08-02 4 S 0 2992 38.18 D 30490.08 D Common Stock 2004-08-02 2004-08-02 4 S 0 1422 38.2 D 29068.08 D Common Stock 2004-08-02 2004-08-02 4 S 0 49 38.21 D 29019.08 D Common Stock 2004-08-02 2004-08-02 4 S 0 686 38.24 D 28333.08 D Common Stock 2004-08-02 2004-08-02 4 S 0 2108 38.19 D 26225.08 D Common Stock 220 I By Daughter Employee Stock Option (right to buy) 11.4085 2004-08-02 2004-08-02 4 M 0 35523 11.4085 D 2000-01-25 2006-01-25 Common Stock 35523 1124 D Employee Stock Option (right to buy) 11.4085 2006-01-25 Common Stock 102000 I By Daughter Shares exercised and sold pursuant to SEC 10b5-1 plan. 01/25/2000 Reflects Period End Holdings The reporting person disclaims beneficial ownership of all securities held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. David C. Novak by M. Gayle Hobson, POA 2004-08-03 -----END PRIVACY-ENHANCED MESSAGE-----