0001628280-20-008126.txt : 20200520
0001628280-20-008126.hdr.sgml : 20200520
20200520164010
ACCESSION NUMBER: 0001628280-20-008126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200518
FILED AS OF DATE: 20200520
DATE AS OF CHANGE: 20200520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCLAUGHLIN JOHN PETER
CENTRAL INDEX KEY: 0001277967
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23661
FILM NUMBER: 20898644
MAIL ADDRESS:
STREET 1: C/O PDL BIOPHARMA, INC.
STREET 2: 932 SOUTHWOOD BOULEVARD
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL MEDICAL, INC.
CENTRAL INDEX KEY: 0001041024
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 383317208
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 411 HACKENSACK AVE., SUITE 501
CITY: HACKENSACK
STATE: NJ
ZIP: 07601
BUSINESS PHONE: 2489609009
MAIL ADDRESS:
STREET 1: 411 HACKENSACK AVE., SUITE 501
CITY: HACKENSACK
STATE: NJ
ZIP: 07601
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC
DATE OF NAME CHANGE: 20120530
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL MEDICAL, INC.
DATE OF NAME CHANGE: 20120525
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC
DATE OF NAME CHANGE: 19970722
4
1
wf-form4_159000719341144.xml
FORM 4
X0306
4
2020-05-18
0
0001041024
ROCKWELL MEDICAL, INC.
RMTI
0001277967
MCLAUGHLIN JOHN PETER
C/O ROCKWELL MEDICAL, INC.
411 HACKENSACK AVENUE, SUITE 501
HACKENSACK
NJ
07601
1
0
0
0
Common Stock
2020-05-18
4
A
0
51800
0
A
86974
D
Stock Option (Right to Buy)
2.04
2020-05-18
4
A
0
34024
0
A
2030-05-18
Common Stock
34024.0
34024
D
Restricted stock units vest on May 18, 2021, subject to the Reporting Person's continued service to the Issuer.
Includes 35,174 shares of common stock underlying unvested restricted stock units that vest based upon the achievement of certain time-based milestones. Subject to the Reporting Person's continued service to the Issuer, the 22,559 restricted stick units and 28,372 stock options granted to the Reporting Person on September 5, 2019 will vest on September 5, 2020, because the Issuer's Long Term Incentive Plan requires a minimum one-year vesting period for all awards. The Reporting Person's Form 4 filed on September 6, 2019 used a vesting date of June 6, 2019 in error.
Stock options vest on May 18, 2021, subject to the Reporting Person's continued service to the Issuer.
/s/ Michael G. Costello, Attorney-in-Fact for John P. McLaughlin
2020-05-20