0001628280-20-008126.txt : 20200520 0001628280-20-008126.hdr.sgml : 20200520 20200520164010 ACCESSION NUMBER: 0001628280-20-008126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200518 FILED AS OF DATE: 20200520 DATE AS OF CHANGE: 20200520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCLAUGHLIN JOHN PETER CENTRAL INDEX KEY: 0001277967 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23661 FILM NUMBER: 20898644 MAIL ADDRESS: STREET 1: C/O PDL BIOPHARMA, INC. STREET 2: 932 SOUTHWOOD BOULEVARD CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL MEDICAL, INC. CENTRAL INDEX KEY: 0001041024 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 383317208 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 411 HACKENSACK AVE., SUITE 501 CITY: HACKENSACK STATE: NJ ZIP: 07601 BUSINESS PHONE: 2489609009 MAIL ADDRESS: STREET 1: 411 HACKENSACK AVE., SUITE 501 CITY: HACKENSACK STATE: NJ ZIP: 07601 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 20120530 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL MEDICAL, INC. DATE OF NAME CHANGE: 20120525 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19970722 4 1 wf-form4_159000719341144.xml FORM 4 X0306 4 2020-05-18 0 0001041024 ROCKWELL MEDICAL, INC. RMTI 0001277967 MCLAUGHLIN JOHN PETER C/O ROCKWELL MEDICAL, INC. 411 HACKENSACK AVENUE, SUITE 501 HACKENSACK NJ 07601 1 0 0 0 Common Stock 2020-05-18 4 A 0 51800 0 A 86974 D Stock Option (Right to Buy) 2.04 2020-05-18 4 A 0 34024 0 A 2030-05-18 Common Stock 34024.0 34024 D Restricted stock units vest on May 18, 2021, subject to the Reporting Person's continued service to the Issuer. Includes 35,174 shares of common stock underlying unvested restricted stock units that vest based upon the achievement of certain time-based milestones. Subject to the Reporting Person's continued service to the Issuer, the 22,559 restricted stick units and 28,372 stock options granted to the Reporting Person on September 5, 2019 will vest on September 5, 2020, because the Issuer's Long Term Incentive Plan requires a minimum one-year vesting period for all awards. The Reporting Person's Form 4 filed on September 6, 2019 used a vesting date of June 6, 2019 in error. Stock options vest on May 18, 2021, subject to the Reporting Person's continued service to the Issuer. /s/ Michael G. Costello, Attorney-in-Fact for John P. McLaughlin 2020-05-20