EX-FILING FEES 5 tm2425744d2_ex-filingfees.htm EX-FILING FEES

 

Exhibit 107

 

CALCULATION OF FILING FEE TABLE

 

Form S-3
(Form Type)

 

Rockwell Medical, Inc.
(Exact Name of Registrant as Specified in its Charter)

 

Table 1 – Newly Registered and Carry Forward Securities

 

  Security
Type
Title of
Each
Class of
Securities
to be
Registered
Fee
Calculation
or Carry
Forward
Rule
Amount to
be
Registered
(1)
Proposed
Maximum
Offering
Price Per
Unit (2)
Proposed
Maximum
Aggregate
Offering
Price (3)
Fee Rate Amount of
Registration
Fee (4)
Carry
Forward
Form
Type
Carry
Forward
File
Number
Carry
Forward
Initial
Effective
Date
Filing Fee
Previously
Paid in
Connection
with
Unsold
Securities to be
Carried
Forward
Fees to Be Paid Equity Common Stock(5) 457(o)       $153.10 per $1,000,000          
Fees to Be Paid Equity Preferred Stock(6) 457(o)       $153.10 per $1,000,000          
Fees to Be Paid Debt Debt Securities(7) 457(o)       $153.10 per $1,000,000          
Fees to Be Paid Other Warrants(8) 457(o)       $153.10 per $1,000,000          
Fees to Be Paid Other Units(9) 457(o)       $153.10 per $1,000,000          
Fees to Be Paid Unallocated (Universal) Shelf   457(o) N/A Unallocated (Universal Shelf) $95,540,343 $153.10 per $1,000,000 $14,627(10)        
Fees Previously Paid                        
                         
Carry Forward Securities Equity Common Stock(5) 415(a)(6)       $109.10 per $1,000,000   S-3 333-259923 October 8, 2021  
Carry Forward Securities Equity Preferred Stock(6) 415(a)(6)       $109.10 per $1,000,000   S-3 333-259923 October 8, 2021  
Carry Forward Securities Debt Debt Securities(7) 415(a)(6)       $109.10 per $1,000,000   S-3 333-259923 October 8, 2021  
Carry Forward Securities Other Warrants(8) 415(a)(6)       $109.10 per $1,000,000   S-3 333-259923 October 8, 2021  
Carry Forward Securities Other Units(9) 415(a)(6)       $109.10 per $1,000,000   S-3 333-259923 October 8, 2021  
Carry Forward Securities Unallocated (Universal) Shelf   415(a)(6)   Unallocated (Universal) Shelf $4,459,657     S-3 333-259923 October 8, 2021 $486(10)
Total Offering Amounts         N/A $100,000,000 $153.10 per $1,000,000 $14,627        
Total Fees Previously Paid                        
Total Fee Offsets                        
Net Fee Due               $14,627(10)        

 

(1) The amount to be registered consists of up to $100,000,000 of an indeterminate amount of common stock, preferred stock, debt securities, warrants and/or units. There is also being registered hereunder such currently indeterminate number of (i) shares of common stock or other securities of the registrant as may be issued upon conversion of, or in exchange for, convertible or exchangeable debt securities and/or preferred stock registered hereby, or (ii) shares of preferred stock, common stock, debt securities or units as may be issued upon exercise of warrants registered hereby, as the case may be. Any securities registered hereunder may be sold separately or as units with the other securities registered hereunder.
(2) The proposed maximum aggregate offering price per unit will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder and is not specified as to each class of security pursuant to General Instruction II.D. of Form S-3 under the Securities Act.
(3) Estimated solely for purposes of computing the registration fee. No separate consideration will be received for (i) common stock or other securities of the registrant that may be issued upon conversion of, or in exchange for, convertible or exchangeable debt securities and/or preferred stock registered hereby, or (ii) preferred stock, common stock, debt securities or units that may be issued upon exercise of warrants registered hereby, as the case may be.
(4) The registration fee has been calculated in accordance with Rule 457(o) under the Securities Act.
(5) Including such indeterminate amount of common stock as may be issued from time to time at indeterminate prices or upon conversion of debt securities and/or preferred stock registered hereby, or upon exercise of warrants registered hereby, as the case may be.
(6) Including such indeterminate amount of preferred stock as may be issued from time to time at indeterminate prices or upon conversion of debt securities and/or preferred stock registered hereby, or upon exercise of warrants registered hereby, as the case may be.
(7) Including such indeterminate principal amount of debt securities as may be issued from time to time at indeterminate prices or upon exercise of warrants registered hereby, as the case may be.
(8) Including such indeterminate number of warrants or other rights, including without limitation share purchase or subscription rights, as may be issued from time to time at indeterminate prices.
(9) Each unit will be issued under a unit agreement and will represent an interest in two or more securities, which may or may not be separable from one another.
(10) Pursuant to Rule 415(a)(6) under the Securities Act, the securities registered pursuant to this registration statement include unsold securities previously registered on the registrant’s registration statement on Form S-3 (File No. 333-259923) filed on September 30, 2021 and declared effective on October 8, 2021 (the “2021 Registration Statement”). The 2021 Registration Statement registered the offer and sale of an indeterminate number or amount of common stock, preferred stock, debt securities, warrants and units, having an aggregate initial offering price of $200,000,000, a portion of which remain unsold as of the date of filing this registration statement. The registrant has determined to include in this registration statement certain unsold securities under the 2021 Registration Statement with an aggregate offering price of $4,459,657 (the “Unsold Securities”). Pursuant to Rule 415(a)(6) under the Securities Act, this registration statement includes all of the Unsold Securities and the registrant is applying the previously paid filing fee associated with the Unsold Securities to this registration statement. The filing fee of $14,627 being paid herewith relates to the $95,540,343 of newly registered securities. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of the Unsold Securities under the 2021 Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.