0000941390-13-000002.txt : 20130130
0000941390-13-000002.hdr.sgml : 20130130
20130130115230
ACCESSION NUMBER: 0000941390-13-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130128
FILED AS OF DATE: 20130130
DATE AS OF CHANGE: 20130130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAGELSTEIN DAVID A
CENTRAL INDEX KEY: 0000941390
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23661
FILM NUMBER: 13557696
BUSINESS ADDRESS:
STREET 1: 1411 N WOODWARD
STREET 2: STE 313
CITY: BIRMINHAM
STATE: MI
ZIP: 48009
MAIL ADDRESS:
STREET 1: 36801 WOODWARD AVE
STREET 2: STE 313
CITY: BIRMINGHAM
STATE: MI
ZIP: 48009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL MEDICAL, INC.
CENTRAL INDEX KEY: 0001041024
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 383317208
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30142 S WIXOM RD
CITY: WIXOM
STATE: MI
ZIP: 48393
BUSINESS PHONE: 2489609009
MAIL ADDRESS:
STREET 1: 30142 S WIXOM RD
CITY: WIXOM
STATE: MI
ZIP: 48393
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC
DATE OF NAME CHANGE: 20120530
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL MEDICAL, INC.
DATE OF NAME CHANGE: 20120525
FORMER COMPANY:
FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC
DATE OF NAME CHANGE: 19970722
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-01-28
0
0001041024
ROCKWELL MEDICAL, INC.
RMTI
0000941390
HAGELSTEIN DAVID A
36801 WOODWARD AVE
STE 313
BIRMINGHAM
MI
48009
0
0
1
0
Common Stock
1384861
D
Common Stock
426391
I
By self as trustee of the David Hagelstein Charitable Remainder Unitrust
Common Stock Warrant
7.18
2013-01-28
4
J
0
862502
D
2013-01-28
Common Stock
862502
0
D
Common Stock Warrant
7.18
2013-01-28
4
J
0
862502
A
2013-07-31
Common Stock
862502
862502
D
Pursuant to its terms, the David Hagelstein Charitable Remainder Unitrust made a distribution at the end of the fourth quarter of 2012 of 12,431 shares of common stock of Rockwell Medical, Inc. to the David Hagelstein Revocable Living Trust. The distribution is an exempt transaction pursuant to Rule 16a-13 under the Securities Exchange Act of 1934.
Issuer originally issued Common Stock Warrants to purchase 862,502 shares of Issuer's common stock on November 28, 2007 at an exercise price of $7.18 per share. Such Warrants became exercisable on November 28, 2008. The David Hagelstein Revocable Living Trust acquired these Warrants to purchase the 862,502 shares of Issuer's common stock through acquisitions on October 22, 2010 (with respect to 400,000 shares), November 23, 2010 (with respect to 313,000 shares), March 1, 2011 (with respect to 53,668 shares), May 4, 2011 (with respect to 25,000 shares) and November 21, 2011 (with respect to 70,834 shares). On January 28, 2013, Issuer amended the Warrants acquired by the David Hagelstein Revocable Living Trust by extending the expiration date of the Warrants from January 28, 2013 to July 31, 2013. The amendment results in the deemed cancellation of the 'old' Warrants and the grant of replacement Warrants.
Fred B. Green as attorney-in-fact
2013-01-30