FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SL GREEN REALTY CORP [ SLG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/09/2020 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 06/09/2020 | C | 100,000 | A | (1) | 100,000 | I | By S.L. Green Properties, Inc. | ||
Common Stock | 06/09/2020 | S | 34,422 | D | $57.21(2) | 65,578 | I | By S.L. Green Properties, Inc. | ||
Common Stock | 06/10/2020 | S | 65,478 | D | $55.75(3) | 100 | I | By S.L. Green Properties, Inc. | ||
Common Stock | 06/10/2020 | S | 100 | D | $56.57 | 0 | I | By S.L. Green Properties, Inc. |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class A Units of SL Green Operating Partnership, L.P. | (1) | 06/09/2020 | C | 100,000 | 08/20/1999 | (4) | Common Stock | 100,000 | $0 | 580,484 | I | By S.L. Green Properties, Inc. | |||
Class A Units of SL Green Operating Partnership, L.P. | (5) | 08/20/1999 | (4) | Common Stock | 476 | 476 | I | By EBG Midtown South Corp. | |||||||
Class A Units of SL Green Operating Partnership, L.P. | (5) | 08/20/1999 | (4) | Common Stock | 19,048 | 19,048 | I | By wife | |||||||
Class A Units of SL Green Operating Partnership, L.P. | (5) | 08/20/1999 | (4) | Common Stock | 70,000 | 70,000 | I | By SLG Holding III LP | |||||||
Class A Units of SL Green Operating Partnership, L.P. | (5) | 08/20/1999 | (4) | Common Stock | 21,428 | 21,428(6) | I | By Northwest Partners | |||||||
Class A Units of SL Green Operating Partnership, L.P. | (5) | 08/20/1999 | (4) | Common Stock | 31,013 | 31,013 | D |
Explanation of Responses: |
1. SL Green Properties Inc. redeemed 100,000 Class A Units of SL Green Operating Partnership, L.P. for an equal number of shares of Common Stock of SL Green Realty Corp. |
2. Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $56.98 to $57.34 per share, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
3. Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $55.46 to $56.415 per share, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
4. None. |
5. Upon redemption, SL Green Realty Corp. may, at its option, issue one share of Common Stock of SL Green Realty Corp. for each Class A Unit of SL Green Operating Partnership, L.P. or the cash equivalent value thereof to the reporting person. |
6. 21,428 Class A Units of SL Green Operating Partnership, L.P. represents the reporting person's proportiate interest of the Class A Units of SL Green Operating Partnership, L.P. held by Northwest Partners. |
/s/ Stephen L. Green, by Andrew S. Levine, attorney-in-fact | 06/11/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |