0001356949-20-000005.txt : 20200317
0001356949-20-000005.hdr.sgml : 20200317
20200317171629
ACCESSION NUMBER: 0001356949-20-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200316
FILED AS OF DATE: 20200317
DATE AS OF CHANGE: 20200317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg David
CENTRAL INDEX KEY: 0001040899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34361
FILM NUMBER: 20722006
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG DAVID
DATE OF NAME CHANGE: 19970611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg Investment Management Company, Inc.
CENTRAL INDEX KEY: 0001282683
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34361
FILM NUMBER: 20722007
BUSINESS ADDRESS:
STREET 1: 19605 NE 8TH ST
CITY: CAMAS
STATE: WA
ZIP: 98607
BUSINESS PHONE: 360-604-8600
MAIL ADDRESS:
STREET 1: 19605 NE 8TH ST
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG INVESTMENT MANAGEMENT CO
DATE OF NAME CHANGE: 20040304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Houston Wire & Cable CO
CENTRAL INDEX KEY: 0001356949
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063]
IRS NUMBER: 364151663
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10201 NORTH LOOP EAST
CITY: HOUSTON
STATE: TX
ZIP: 77029
BUSINESS PHONE: (713) 609-2100
MAIL ADDRESS:
STREET 1: 10201 NORTH LOOP EAST
CITY: HOUSTON
STATE: TX
ZIP: 77029
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-03-16
0
0001356949
Houston Wire & Cable CO
HWCC
0001040899
Nierenberg David
19605 NE 8TH STREET
CAMAS
WA
98607
1
0
1
0
0001282683
Nierenberg Investment Management Company, Inc.
19605 NE 8TH ST
CAMAS
WA
98607
0
0
1
0
COMMON STOCK
2020-03-16
4
P
0
115050
2
A
664888
I
BY D3 FAMILY FUND LP
COMMON STOCK
2020-03-16
4
P
0
252800
2
A
1314254
I
BY D3 FAMILY BULLDOG FUND LP
COMMON STOCK
2020-03-16
4
P
0
31950
2
A
64216
I
BY HAREDALE LTD
This Form 4 is filed jointly by David Nierenberg and Nierenberg Investment Management Company, Inc. Solely Mr. Nierenberg is a Director of the Issuer.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
NIERENBERG INVESTMENT MANAGEMENT COMPANY ("NIMCO") IS THE SOLE GENERAL PARTNER OF THE D3 FAMILY FUND, LP AND THE D3 FAMILY BULLDOG FUND, LP, AND THE SOLE INVESTMENT MANAGER OF HAREDALE LTD. (COLLECTIVELY, THE "FUNDS"). MR. NIERENBERG IS THE PRESIDENT OF NIMCO. BY VIRTUE OF THESE RELATIONSHIPS, EACH OF THE REPORTING PERSONS MAY BE DEEMED TO BENEFICIALLY OWN THE SECURITIES OWNED DIRECTLY BY THE FUNDS.
/S/CHRISTOPHER M. MICKLAS, ATTORNEY-IN-FACT
2020-03-17