0001209191-20-036591.txt : 20200615
0001209191-20-036591.hdr.sgml : 20200615
20200615161805
ACCESSION NUMBER: 0001209191-20-036591
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200611
FILED AS OF DATE: 20200615
DATE AS OF CHANGE: 20200615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg David
CENTRAL INDEX KEY: 0001040899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34283
FILM NUMBER: 20963505
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG DAVID
DATE OF NAME CHANGE: 19970611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROSETTA STONE INC
CENTRAL INDEX KEY: 0001351285
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 043837082
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1621 NORTH KENT STREET
STREET 2: SUITE 1200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 703-387-5800
MAIL ADDRESS:
STREET 1: 1621 NORTH KENT STREET
STREET 2: SUITE 1200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-06-11
0
0001351285
ROSETTA STONE INC
RST
0001040899
Nierenberg David
19605 NE 8TH STREET
CAMAS
WA
98607
1
0
0
0
Restricted Stock Unit
2020-06-11
4
A
0
6428
0.00
A
Common Stock
6428
45287
D
Stock Option (right to buy)
17.11
2020-06-11
4
A
0
7278
0.00
A
2030-06-11
Common Stock
7278
7278
D
Each RSU represents the right to receive one share of common stock of the Issuer.
RSUs vest at a rate of 1/4 per quarter and become fully vested on June 11, 2021. Delivery of the shares entitled to the Reporting Person will be made upon the Reporting Person's separation from service to the Board of Directors
Options vest at a rate of 1/4 per quarter over one year and become fully vested June 11, 2021.
/s/ Sean Klein, Attorney-in-fact
2020-06-15