0001209191-20-036591.txt : 20200615 0001209191-20-036591.hdr.sgml : 20200615 20200615161805 ACCESSION NUMBER: 0001209191-20-036591 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200611 FILED AS OF DATE: 20200615 DATE AS OF CHANGE: 20200615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nierenberg David CENTRAL INDEX KEY: 0001040899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 20963505 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: NIERENBERG DAVID DATE OF NAME CHANGE: 19970611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROSETTA STONE INC CENTRAL INDEX KEY: 0001351285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043837082 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-387-5800 MAIL ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-11 0 0001351285 ROSETTA STONE INC RST 0001040899 Nierenberg David 19605 NE 8TH STREET CAMAS WA 98607 1 0 0 0 Restricted Stock Unit 2020-06-11 4 A 0 6428 0.00 A Common Stock 6428 45287 D Stock Option (right to buy) 17.11 2020-06-11 4 A 0 7278 0.00 A 2030-06-11 Common Stock 7278 7278 D Each RSU represents the right to receive one share of common stock of the Issuer. RSUs vest at a rate of 1/4 per quarter and become fully vested on June 11, 2021. Delivery of the shares entitled to the Reporting Person will be made upon the Reporting Person's separation from service to the Board of Directors Options vest at a rate of 1/4 per quarter over one year and become fully vested June 11, 2021. /s/ Sean Klein, Attorney-in-fact 2020-06-15