0001209191-18-056530.txt : 20181030 0001209191-18-056530.hdr.sgml : 20181030 20181030163439 ACCESSION NUMBER: 0001209191-18-056530 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181026 FILED AS OF DATE: 20181030 DATE AS OF CHANGE: 20181030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRATZ DOUGLAS M CENTRAL INDEX KEY: 0001040832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36722 FILM NUMBER: 181147374 MAIL ADDRESS: STREET 1: 852 MIDDLE ROAD STREET 2: SUITE 101 CITY: BETTENDORF STATE: IA ZIP: 52722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Bancorp, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-10-26 0 0001539638 Triumph Bancorp, Inc. TBK 0001040832 KRATZ DOUGLAS M 12700 PARK CENTRAL DRIVE SUITE 1700 DALLAS TX 75251 1 0 0 0 Common Stock 2018-10-26 4 C 0 141057 A 292364 D Series B Preferred Stock 2018-10-26 4 C 0 20325 0.00 D 2013-10-15 Common Stock 141057 0 D On October 26, 2018, the Reporting Person exercised his option to convert 20,325 shares of Series B Preferred Stock of the Issuer into 141,057 shares of common stock at a conversion rate of 6.94008 shares of common stock for every one share of Series B Preferred Stock. The Series B Preferred Stock is perpetual, subject to redemption at the option of the Issuer. The shares of Series B Preferred Stock were convertible at the option of the holder at any time since the holder acquired the shares of Series B Preferred Stock on 10/15/2013. /s/ Adam D. Nelson, Attorney-in-fact 2018-10-30