0001209191-18-056530.txt : 20181030
0001209191-18-056530.hdr.sgml : 20181030
20181030163439
ACCESSION NUMBER: 0001209191-18-056530
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181026
FILED AS OF DATE: 20181030
DATE AS OF CHANGE: 20181030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRATZ DOUGLAS M
CENTRAL INDEX KEY: 0001040832
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36722
FILM NUMBER: 181147374
MAIL ADDRESS:
STREET 1: 852 MIDDLE ROAD
STREET 2: SUITE 101
CITY: BETTENDORF
STATE: IA
ZIP: 52722
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Triumph Bancorp, Inc.
CENTRAL INDEX KEY: 0001539638
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 200477066
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: (214) 365-6900
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-10-26
0
0001539638
Triumph Bancorp, Inc.
TBK
0001040832
KRATZ DOUGLAS M
12700 PARK CENTRAL DRIVE
SUITE 1700
DALLAS
TX
75251
1
0
0
0
Common Stock
2018-10-26
4
C
0
141057
A
292364
D
Series B Preferred Stock
2018-10-26
4
C
0
20325
0.00
D
2013-10-15
Common Stock
141057
0
D
On October 26, 2018, the Reporting Person exercised his option to convert 20,325 shares of Series B Preferred Stock of the Issuer into 141,057 shares of common stock at a conversion rate of 6.94008 shares of common stock for every one share of Series B Preferred Stock.
The Series B Preferred Stock is perpetual, subject to redemption at the option of the Issuer. The shares of Series B Preferred Stock were convertible at the option of the holder at any time since the holder acquired the shares of Series B Preferred Stock on 10/15/2013.
/s/ Adam D. Nelson, Attorney-in-fact
2018-10-30