0001140361-16-050548.txt : 20160208 0001140361-16-050548.hdr.sgml : 20160208 20160208111946 ACCESSION NUMBER: 0001140361-16-050548 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160113 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOUR OAKS FINCORP INC CENTRAL INDEX KEY: 0001040799 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 562028446 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6114 US 301 SOUTH CITY: FOUR OAKS STATE: NC ZIP: 27524 BUSINESS PHONE: 9199632177 MAIL ADDRESS: STREET 1: 6114 US 301 SOUTH STREET 2: P O BOX 309 CITY: FOUR OAKS STATE: NC ZIP: 27524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herring Warren D Jr CENTRAL INDEX KEY: 0001641568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22787 FILM NUMBER: 161394574 MAIL ADDRESS: STREET 1: 6114 US HWY 301 S CITY: FOUR OAKS STATE: NC ZIP: 27524 4 1 doc1.xml FORM 4 X0306 4 2016-01-13 0 0001040799 FOUR OAKS FINCORP INC FOFN 0001641568 Herring Warren D Jr 712 FOREST DRIVE GIBSONVILLE NC 27249 0 1 0 0 Executive Vice President Common Stock 2016-01-13 4 A 0 20000 0 A 100000 D Common Stock 2016-01-13 4 F 0 3600 1.90 D 96400 D Performance-based restricted stock vests, subject to achievement of certain performance criteria, on December 31, 2018. /s/ Wanda J. Blow, attorney-in-fact 2016-02-05