0001437749-17-001102.txt : 20170125 0001437749-17-001102.hdr.sgml : 20170125 20170125160130 ACCESSION NUMBER: 0001437749-17-001102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170122 FILED AS OF DATE: 20170125 DATE AS OF CHANGE: 20170125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Helios & Matheson Analytics Inc. CENTRAL INDEX KEY: 0001040792 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 133169913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2129798228 MAIL ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Helios &nd Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Information Technology Inc. DATE OF NAME CHANGE: 20110511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARNSWORTH THEODORE CENTRAL INDEX KEY: 0001420255 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22945 FILM NUMBER: 17546416 MAIL ADDRESS: STREET 1: 450 EAST LAS OLAS BLVD STREET 2: SUITE 830 CITY: FL LAUDERDALE STATE: FL ZIP: 33301 4 1 rdgdoc.xml FORM 4 X0306 4 2017-01-22 0001040792 Helios & Matheson Analytics Inc. HMNY 0001420255 FARNSWORTH THEODORE EMPIRE STATE BUILDING, 350 5TH AVE., SUITE 7520 NEW YORK NY 10118 1 1 1 Chief Executive Officer Common Stock 2017-01-22 4 A 0 250000 0 A 1990000 D The Issuer's Board of Directors approved an award of 250,000 unregistered shares of common stock (the "Shares") to the Reporting Person on January 20, 2017. Holders of a majority of the Issuer's outstanding common stock approved the award of the Shares by written consent in lieu of a meeting on January 22, 2017 (the "Shareholder Approval"). The Shareholder Approval is subject to Regulation 14C under the Securities Exchange Act of 1934, as amended ("Regulation 14C"). Pursuant to the conditions of the award, the Issuer has submitted a listing of additional shares notification to The Nasdaq Stock Market LLC ("Nasdaq") covering the Shares. The Shares will not be issued until the later of such time when the Shareholder Approval is effective pursuant to Regulation 14C and such date when Nasdaq approves the listing of additional shares notification. /s/ Theodore Farnsworth 2017-01-24