0001437749-17-001102.txt : 20170125
0001437749-17-001102.hdr.sgml : 20170125
20170125160130
ACCESSION NUMBER: 0001437749-17-001102
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170122
FILED AS OF DATE: 20170125
DATE AS OF CHANGE: 20170125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Helios & Matheson Analytics Inc.
CENTRAL INDEX KEY: 0001040792
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 133169913
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 5TH AVENUE
STREET 2: SUITE 7520
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 2129798228
MAIL ADDRESS:
STREET 1: 350 5TH AVENUE
STREET 2: SUITE 7520
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: Helios &nd Matheson Analytics Inc.
DATE OF NAME CHANGE: 20130506
FORMER COMPANY:
FORMER CONFORMED NAME: Helios & Matheson Analytics Inc.
DATE OF NAME CHANGE: 20130506
FORMER COMPANY:
FORMER CONFORMED NAME: Helios & Matheson Information Technology Inc.
DATE OF NAME CHANGE: 20110511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FARNSWORTH THEODORE
CENTRAL INDEX KEY: 0001420255
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22945
FILM NUMBER: 17546416
MAIL ADDRESS:
STREET 1: 450 EAST LAS OLAS BLVD
STREET 2: SUITE 830
CITY: FL LAUDERDALE
STATE: FL
ZIP: 33301
4
1
rdgdoc.xml
FORM 4
X0306
4
2017-01-22
0001040792
Helios & Matheson Analytics Inc.
HMNY
0001420255
FARNSWORTH THEODORE
EMPIRE STATE BUILDING,
350 5TH AVE., SUITE 7520
NEW YORK
NY
10118
1
1
1
Chief Executive Officer
Common Stock
2017-01-22
4
A
0
250000
0
A
1990000
D
The Issuer's Board of Directors approved an award of 250,000 unregistered shares of common stock (the "Shares") to the Reporting Person on January 20, 2017. Holders of a majority of the Issuer's outstanding common stock approved the award of the Shares by written consent in lieu of a meeting on January 22, 2017 (the "Shareholder Approval"). The Shareholder Approval is subject to Regulation 14C under the Securities Exchange Act of 1934, as amended ("Regulation 14C"). Pursuant to the conditions of the award, the Issuer has submitted a listing of additional shares notification to The Nasdaq Stock Market LLC ("Nasdaq") covering the Shares. The Shares will not be issued until the later of such time when the Shareholder Approval is effective pursuant to Regulation 14C and such date when Nasdaq approves the listing of additional shares notification.
/s/ Theodore Farnsworth
2017-01-24