0001213900-17-013157.txt : 20171212
0001213900-17-013157.hdr.sgml : 20171212
20171212202701
ACCESSION NUMBER: 0001213900-17-013157
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171210
FILED AS OF DATE: 20171212
DATE AS OF CHANGE: 20171212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FARNSWORTH THEODORE
CENTRAL INDEX KEY: 0001420255
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22945
FILM NUMBER: 171252871
MAIL ADDRESS:
STREET 1: 450 EAST LAS OLAS BLVD
STREET 2: SUITE 830
CITY: FL LAUDERDALE
STATE: FL
ZIP: 33301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Helios & Matheson Analytics Inc.
CENTRAL INDEX KEY: 0001040792
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 133169913
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 5TH AVENUE
STREET 2: SUITE 7520
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 2129798228
MAIL ADDRESS:
STREET 1: 350 5TH AVENUE
STREET 2: SUITE 7520
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: Helios &nd Matheson Analytics Inc.
DATE OF NAME CHANGE: 20130506
FORMER COMPANY:
FORMER CONFORMED NAME: Helios & Matheson Analytics Inc.
DATE OF NAME CHANGE: 20130506
FORMER COMPANY:
FORMER CONFORMED NAME: Helios & Matheson Information Technology Inc.
DATE OF NAME CHANGE: 20110511
4
1
f4121017farnsworth_helios.xml
OWNERSHIP DOCUMENT
X0306
4
2017-12-10
0
0001040792
Helios & Matheson Analytics Inc.
HMNY
0001420255
FARNSWORTH THEODORE
EMPIRE STATE BUILDING
350 5TH AVE., SUITE 7520
NEW YORK
NY
10118
1
1
1
0
Chief Executive Officer
Common Stock
2017-12-10
4
A
0
2053255
0
A
4543255
D
On December 10, 2017, the Issuer's Board of Directors approved, and on December 11, 2017 the Issuer and the reporting person entered into, an employment agreement pursuant to which the reporting person was granted an aggregate 2,053,255 shares of the Issuer's common stock. The grants are subject to approval by the Issuer's shareholders to the extent required by the Listing Rules of The Nasdaq Stock Market, including Listing Rule 5635(c). If issued, the shares will vest in their entirety on February 15, 2019. The Issuer anticipates seeking shareholder approval during the first half of 2018.
/s/ Theodore Farnsworth
2017-12-12