0001213900-17-013157.txt : 20171212 0001213900-17-013157.hdr.sgml : 20171212 20171212202701 ACCESSION NUMBER: 0001213900-17-013157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171210 FILED AS OF DATE: 20171212 DATE AS OF CHANGE: 20171212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARNSWORTH THEODORE CENTRAL INDEX KEY: 0001420255 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22945 FILM NUMBER: 171252871 MAIL ADDRESS: STREET 1: 450 EAST LAS OLAS BLVD STREET 2: SUITE 830 CITY: FL LAUDERDALE STATE: FL ZIP: 33301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Helios & Matheson Analytics Inc. CENTRAL INDEX KEY: 0001040792 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 133169913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2129798228 MAIL ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Helios &nd Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Information Technology Inc. DATE OF NAME CHANGE: 20110511 4 1 f4121017farnsworth_helios.xml OWNERSHIP DOCUMENT X0306 4 2017-12-10 0 0001040792 Helios & Matheson Analytics Inc. HMNY 0001420255 FARNSWORTH THEODORE EMPIRE STATE BUILDING 350 5TH AVE., SUITE 7520 NEW YORK NY 10118 1 1 1 0 Chief Executive Officer Common Stock 2017-12-10 4 A 0 2053255 0 A 4543255 D On December 10, 2017, the Issuer's Board of Directors approved, and on December 11, 2017 the Issuer and the reporting person entered into, an employment agreement pursuant to which the reporting person was granted an aggregate 2,053,255 shares of the Issuer's common stock. The grants are subject to approval by the Issuer's shareholders to the extent required by the Listing Rules of The Nasdaq Stock Market, including Listing Rule 5635(c). If issued, the shares will vest in their entirety on February 15, 2019. The Issuer anticipates seeking shareholder approval during the first half of 2018. /s/ Theodore Farnsworth 2017-12-12