0001213900-17-011323.txt : 20171103 0001213900-17-011323.hdr.sgml : 20171103 20171103112550 ACCESSION NUMBER: 0001213900-17-011323 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171027 FILED AS OF DATE: 20171103 DATE AS OF CHANGE: 20171103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gadiyaram Muralikrishna CENTRAL INDEX KEY: 0001690671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22945 FILM NUMBER: 171175177 MAIL ADDRESS: STREET 1: EMPIRE STATE BUILDING STREET 2: 350 5TH AVE., SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Helios & Matheson Analytics Inc. CENTRAL INDEX KEY: 0001040792 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 133169913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2129798228 MAIL ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 7520 CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Helios &nd Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Analytics Inc. DATE OF NAME CHANGE: 20130506 FORMER COMPANY: FORMER CONFORMED NAME: Helios & Matheson Information Technology Inc. DATE OF NAME CHANGE: 20110511 4 1 f4102717gadiyaram_helios.xml OWNERSHIP DOCUMENT X0306 4 2017-10-27 0 0001040792 Helios & Matheson Analytics Inc. HMNY 0001690671 Gadiyaram Muralikrishna EMPIRE STATE BUILDING 350 5TH AVE., SUITE 7520 NEW YORK NY 10118 1 0 1 0 Common Stock 2017-10-27 4 A 0 500000 0 A 750000 D Common Stock 1743040 I See footnote. The Issuer's Board of Directors approved an award of 500,000 unregistered shares of common stock (the "Shares") to the reporting person on August 10, 2017. The grant was subject to (i) stockholder approval and (ii) the consummation of the MoviePass Inc. ("MoviePass") transaction, which has been described in the Issuer's Current Report on Form 8-K filed with the SEC on August 15, 2017. At the Annual and Special Meeting of Stockholders held on October 27, 2017, holders of a majority of the Issuer's outstanding common stock present in person or represented by proxy approved the award of the Shares. As of the date of this filing, the MoviePass transaction has not yet been consummated. If the MoviePass transaction is consummated and the Shares are issued, they will be subject to a lock-up period of 18 months. For more information regarding the Shares, please see the definitive proxy statement filed by the Issuer with the SEC on October 3, 2017. The securities reported are owned by Helios and Matheson Information Technology Ltd. and its wholly-owned subsidiary, Helios and Matheson Inc. The reporting person is an officer of both entities and a shareholder of Helios and Matheson Information Technology Ltd. /s/ Muralikrishna Gadiyaram 2017-11-03