0000950123-14-011330.txt : 20141112
0000950123-14-011330.hdr.sgml : 20141111
20141112063737
ACCESSION NUMBER: 0000950123-14-011330
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141112
EFFECTIVENESS DATE: 20141112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001040762
IRS NUMBER: 133906061
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-07148
FILM NUMBER: 141210951
BUSINESS ADDRESS:
STREET 1: 150 EAST 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2124867300
MAIL ADDRESS:
STREET 1: 150 EAST 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001040762
XXXXXXXX
09-30-2014
09-30-2014
Sandler ONeill Asset Management LLC
150 East 52nd Street
30th Floor
New York
NY
10022
13F HOLDINGS REPORT
028-07148
N
Terry Maltese
President/CEO
(212) 486 - 7300
Terry Maltese
New York
NY
11-12-2014
0
178
798283
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
1st Century Bancshares, Inc.
COM
31943X102
7077
960300
SH
SOLE
960300
0
0
1st United Bancorp, Inc.
COM
33740N105
3834
450000
SH
SOLE
450000
0
0
Access National Corporation
COM
004337101
2564
158000
SH
SOLE
158000
0
0
AerCap Holdings NV
SHS
N00985106
8503
207900
SH
SOLE
207900
0
0
Air Lease Corporation
CLA
00912X302
2441
75100
SH
SOLE
75100
0
0
Alliance Bancorp, Inc. of Pennsylvania
COM
01890A108
3557
222300
SH
SOLE
222300
0
0
Call - AMBC $16.67 Exp 4/30/2023
Warrant
023139116
1319
94911
SH
SOLE
94911
0
0
American Express Company
COM
025816109
2145
24500
SH
SOLE
24500
0
0
American Homes 4 Rent
CL A
02665T306
13571
803500
SH
SOLE
803500
0
0
American River Bankshares
COM
029326105
6090
665600
SH
SOLE
665600
0
0
Astoria Financial Corporation
COM
046265104
5002
403700
SH
SOLE
403700
0
0
BancFirst Corporation
COM
05945F103
6125
97900
SH
SOLE
97900
0
0
BancorpSouth, Inc.
COM
059692103
1374
68200
SH
SOLE
68200
0
0
Bank of Commerce Holdings
COM
06424J103
496
80800
SH
SOLE
80800
0
0
Bank of Marin Bancorp
COM
063425102
5030
109600
SH
SOLE
109600
0
0
BankUnited, Inc.
COM
06652K103
9052
296900
SH
SOLE
296900
0
0
BBCN Bancorp, Inc.
COM
073295107
511
35000
SH
SOLE
35000
0
0
BlackRock, Inc.
COM
09247X101
821
2500
SH
SOLE
2500
0
0
Blackstone Mortgage Trust, Inc.
COM CL A
09257W100
4854
179100
SH
SOLE
179100
0
0
Boston Private Financial Holdings, Inc.
COM
101119105
6584
531400
SH
SOLE
531400
0
0
Bridge Bancorp, Inc.
COM
108035106
4075
172300
SH
SOLE
172300
0
0
Bridge Capital Holdings
COM
108030107
3338
146800
SH
SOLE
146800
0
0
C1 Financial, Inc.
COM
12591N109
12218
673900
SH
SOLE
673900
0
0
Capital Bank Financial Corporation
CL A COM
139794101
1841
77100
SH
SOLE
77100
0
0
Cardinal Financial Corporation
COM
14149F109
418
24500
SH
SOLE
24500
0
0
CenterState Banks, Inc.
COM
15201P109
4699
454000
SH
SOLE
454000
0
0
Century Bancorp, Inc.
CL A NON VTG
156432106
11324
327100
SH
SOLE
327100
0
0
Century Communities, Inc.
COM
156504300
2202
126900
SH
SOLE
126900
0
0
Chemical Financial Corporation
COM
163731102
9944
369800
SH
SOLE
369800
0
0
Chicopee Bancorp, Inc.
COM
168565109
3137
210000
SH
SOLE
210000
0
0
Citigroup Inc.
COM
172967424
11530
222500
SH
SOLE
222500
0
0
Citizens & Northern Corporation
COM
172922106
1853
97500
SH
SOLE
97500
0
0
Citizens Community Bancorp, Inc.
COM
174903104
700
79100
SH
SOLE
79100
0
0
Citizens Financial Group, Inc.
COM
174610105
5052
215700
SH
SOLE
215700
0
0
City National Corporation
COM
178566105
11630
153700
SH
SOLE
153700
0
0
CNB Financial Corporation
COM
126128107
1270
80900
SH
SOLE
80900
0
0
Coastway Bancorp, Inc.
COM
190632109
5215
486000
SH
SOLE
486000
0
0
CoBiz Financial Inc.
COM
190897108
6914
618400
SH
SOLE
618400
0
0
Colonial Financial Services, Inc.
COM
19566B101
388
29200
SH
SOLE
29200
0
0
Colony Financial, Inc.
COM
19624R106
3919
175100
SH
SOLE
175100
0
0
Comerica Incorporated
COM
200340107
9279
186100
SH
SOLE
186100
0
0
Community Bankers Trust Corporation
COM
203612106
140
32100
SH
SOLE
32100
0
0
Discover Financial Services
COM
254709108
6426
99800
SH
SOLE
99800
0
0
DNB Financial Corporation
COM
233237106
1090
50810
SH
SOLE
50810
0
0
E*TRADE Financial Corporation
COM
269246401
3256
144116
SH
SOLE
144116
0
0
East West Bancorp, Inc.
COM
27579R104
1302
38300
SH
SOLE
38300
0
0
ESSA Bancorp, Inc.
COM
29667D104
2465
218100
SH
SOLE
218100
0
0
Evans Bancorp, Inc.
COM
29911Q208
6708
291000
SH
SOLE
291000
0
0
Fidelity National Financial, Inc.
CL A
31620R105
3345
120600
SH
SOLE
120600
0
0
Fidelity Southern Corporation
COM
316394105
286
20900
SH
SOLE
20900
0
0
Financial Institutions, Inc.
COM
317585404
1093
48600
SH
SOLE
48600
0
0
First Busey Corporation
COM
319383105
3229
579800
SH
SOLE
579800
0
0
First Business Financial Services, Inc.
COM
319390100
1440
32800
SH
SOLE
32800
0
0
First Capital Bancorp, Inc.
COM
319438107
72
16100
SH
SOLE
16100
0
0
First Citizens Banc Corp, Inc. Series B Conv. Pfd.
6.50% PFD SER B
319459400
3003
96800
SH
SOLE
96800
0
0
Call - FFBC $12.90 Exp 12/23/2018
Warrant
320209117
79
15684
SH
SOLE
15684
0
0
First Citizens BancShares, Inc.
CL A
31946M103
10138
46800
SH
SOLE
46800
0
0
First Community Corporation
COM
319835104
5006
470500
SH
SOLE
470500
0
0
First Financial Bancorp.
COM
320209109
8016
506400
SH
SOLE
506400
0
0
First Merchants Corporation
COM
320817109
4877
241300
SH
SOLE
241300
0
0
First Midwest Bancorp, Inc.
COM
320867104
15125
940000
SH
SOLE
940000
0
0
First NBC Bank Holding Company
COM
32115D106
16594
506700
SH
SOLE
506700
0
0
First South Bancorp, Inc.
COM
33646W100
243
30000
SH
SOLE
30000
0
0
Flagstar Bancorp, Inc.
COM
337930705
3262
193800
SH
SOLE
193800
0
0
Fox Chase Bancorp, Inc.
COM
35137T108
7552
463021
SH
SOLE
463021
0
0
Franklin Resources, Inc.
COM
354613101
694
12700
SH
SOLE
12700
0
0
Georgetown Bancorp, Inc.
COM
372591107
1976
122587
SH
SOLE
122587
0
0
Green Bancorp, Inc.
COM
39260X100
4780
278743
SH
SOLE
278743
0
0
Greenhill & Co., Inc.
COM
395259104
916
19700
SH
SOLE
19700
0
0
Guaranty Bancorp
COM
40075T607
7418
549100
SH
SOLE
549100
0
0
Hamilton Bancorp Inc.
COM
407015106
4456
335000
SH
SOLE
335000
0
0
Hancock Holding Company
COM
410120109
2859
89200
SH
SOLE
89200
0
0
Hanmi Financial Corporation
COM
410495204
2320
115100
SH
SOLE
115100
0
0
Heartland Financial USA, Inc.
COM
42234Q102
2786
116650
SH
SOLE
116650
0
0
Heritage Commerce Corp
COM
426927109
9168
1116700
SH
SOLE
1116700
0
0
Heritage Oaks Bancorp
COM
42724R107
3452
493200
SH
SOLE
493200
0
0
HF Financial Corp.
COM
404172108
8815
655900
SH
SOLE
655900
0
0
Hilltop Holdings Inc.
COM
432748101
12473
622100
SH
SOLE
622100
0
0
Hingham Institution for Savings
COM
433323102
2210
27098
SH
SOLE
27098
0
0
HMN Financial, Inc.
COM
40424G108
416
31500
SH
SOLE
31500
0
0
Home Federal Bancorp, Inc. of Louisiana
COM
43708L108
1540
80000
SH
SOLE
80000
0
0
HomeTrust Bancshares, Inc.
COM
437872104
3822
261600
SH
SOLE
261600
0
0
HopFed Bancorp, Inc.
COM
439734104
6508
565943
SH
SOLE
565943
0
0
Hudson City Bancorp, Inc.
COM
443683107
8599
884656
SH
SOLE
884656
0
0
Hudson Valley Holding Corp.
COM
444172100
339
18700
SH
SOLE
18700
0
0
IBERIABANK Corporation
COM
450828108
1419
22700
SH
SOLE
22700
0
0
IF Bancorp, Inc.
COM
44951J105
6501
385600
SH
SOLE
385600
0
0
Independent Bank Corporation
COM
453838609
15496
1300000
SH
SOLE
1300000
0
0
Intervest Bancshares Corporation
COM
460927106
451
47200
SH
SOLE
47200
0
0
Invesco Ltd.
SHS
G491BT108
7122
180400
SH
SOLE
180400
0
0
Investar Holding Corporation
COM
46134L105
4267
320800
SH
SOLE
320800
0
0
Investors Bancorp, Inc.
COM
46146L101
694
68500
SH
SOLE
68500
0
0
Jacksonville Bancorp, Inc.
COM
469249205
3374
312707
SH
SOLE
312707
0
0
Jacksonville Bancorp, Inc. (IL)
COM
46924R106
1306
60000
SH
SOLE
60000
0
0
JPMorgan Chase & Co.
COM
46625H100
8602
142800
SH
SOLE
142800
0
0
Call - JPM $42.42 Exp 10/28/2018
Warrant
46634E114
1207
60000
SH
SOLE
60000
0
0
KeyCorp
COM
493267108
651
48800
SH
SOLE
48800
0
0
La Porte Bancorp, Inc.
COM
516651106
3924
350000
SH
SOLE
350000
0
0
Lakeland Financial Corporation
COM
511656100
1830
48800
SH
SOLE
48800
0
0
Lazard Ltd
SHS A
G54050102
4943
97500
SH
SOLE
97500
0
0
Louisiana Bancorp, Inc.
COM
54619P104
2885
145200
SH
SOLE
145200
0
0
MainSource Financial Group, Inc.
COM
56062Y102
4987
289100
SH
SOLE
289100
0
0
Malvern Bancorp, Inc.
COM
561409103
7297
640675
SH
SOLE
640675
0
0
Mercantile Bank Corporation
COM
587376104
1774
93100
SH
SOLE
93100
0
0
Metro Bancorp Inc.
COM
59161R101
1276
52600
SH
SOLE
52600
0
0
MidWestOne Financial Group, Inc.
COM
598511103
4271
185600
SH
SOLE
185600
0
0
Morgan Stanley
COM
617446448
3720
107600
SH
SOLE
107600
0
0
Call - MTB $73.86 Exp 12/23/2018
Warrant
55261F112
7007
140000
SH
SOLE
140000
0
0
National Bank Holdings Corporation
CL A
633707104
6736
352300
SH
SOLE
352300
0
0
National Penn Bancshares, Inc.
COM
637138108
243
25000
SH
SOLE
25000
0
0
NBT Bancorp Inc.
COM
628778102
5213
231500
SH
SOLE
231500
0
0
NMI Holdings, Inc.
CL A
629209305
4841
559600
SH
SOLE
559600
0
0
Northrim BanCorp, Inc.
COM
666762109
4242
160500
SH
SOLE
160500
0
0
Oak Valley Bancorp.
COM
671807105
672
67000
SH
SOLE
67000
0
0
Old Line Bancshares, Inc.
COM
67984M100
2584
166900
SH
SOLE
166900
0
0
Old National Bancorp
COM
680033107
890
68600
SH
SOLE
68600
0
0
Old Second Bancorp, Inc.
COM
680277100
5802
1206200
SH
SOLE
1206200
0
0
OmniAmerican Bancorp, Inc.
COM
68216R107
260
10000
SH
SOLE
10000
0
0
Palmetto Bancshares, Inc.
COM
697062206
11284
797995
SH
SOLE
797995
0
0
Peoples Bancorp of North Carolina, Inc.
COM
710577107
1077
63500
SH
SOLE
63500
0
0
PHH Corporation
COM
693320202
1695
75800
SH
SOLE
75800
0
0
Poage Bankshares, Inc.
COM
730206109
3084
205600
SH
SOLE
205600
0
0
Polonia Bancorp, Inc.
COM
73158Q109
3413
331000
SH
SOLE
331000
0
0
Preferred Bank
COM
740367404
3331
147900
SH
SOLE
147900
0
0
Premier Financial Bancorp, Inc.
COM
74050M105
1183
80800
SH
SOLE
80800
0
0
Prosperity Bancshares, Inc.
COM
743606105
2801
49000
SH
SOLE
49000
0
0
Provident Financial Holdings, Inc.
COM
743868101
947
64900
SH
SOLE
64900
0
0
Provident Financial Services, Inc.
COM
74386T105
4564
278800
SH
SOLE
278800
0
0
Prudential Bancorp, Inc.
COM
74431A101
5930
484900
SH
SOLE
484900
0
0
Regions Financial Corporation
COM
7591EP100
6060
603600
SH
SOLE
603600
0
0
Riverview Bancorp, Inc.
COM
769397100
3040
761800
SH
SOLE
761800
0
0
Sandy Spring Bancorp, Inc.
COM
800363103
1749
76400
SH
SOLE
76400
0
0
Seacoast Banking Corporation of Florida
COM
811707801
3946
361000
SH
SOLE
361000
0
0
Shore Bancshares, Inc.
COM
825107105
4934
548215
SH
SOLE
548215
0
0
SI Financial Group, Inc.
COM
78425V104
5821
520198
SH
SOLE
520198
0
0
Sierra Bancorp
COM
82620P102
3223
192300
SH
SOLE
192300
0
0
Silver Bay Realty Trust Corp.
COM
82735Q102
1190
73400
SH
SOLE
73400
0
0
Silvercrest Asset Management Group Inc.
CL A
828359109
3067
225200
SH
SOLE
225200
0
0
Simmons First National Corporation
CL A
828730200
4526
117500
SH
SOLE
117500
0
0
South State Corporation
COM
840441109
4185
74839
SH
SOLE
74839
0
0
Southcoast Financial Corporation
COM
84129R100
402
56600
SH
SOLE
56600
0
0
Southern Missouri Bancorp, Inc.
COM
843380106
7536
210020
SH
SOLE
210020
0
0
Southwest Bancorp, Inc.
COM
844767103
13956
851000
SH
SOLE
851000
0
0
State Bank Financial Corporation
COM
856190103
34437
2120500
SH
SOLE
2120500
0
0
State Investors Bancorp, Inc.
COM
857030100
3202
200100
SH
SOLE
200100
0
0
Stonegate Mortgage Corp
COM
86181Q300
4344
334434
SH
SOLE
334434
0
0
Suffolk Bancorp
COM
864739107
1469
75700
SH
SOLE
75700
0
0
Sun Bancorp, Inc.
COM
86663B201
8150
450000
SH
SOLE
450000
0
0
Call - STI $33.70 Exp 12/31/2018
Warrant
867914129
1400
151356
SH
SOLE
151356
0
0
Sunshine Bancorp, Inc.
COM
86777J108
2881
243100
SH
SOLE
243100
0
0
Susquehanna Bancshares, Inc.
COM
869099101
2203
220300
SH
SOLE
220300
0
0
Synovus Financial Corp.
COM
87161C501
4281
181100
SH
SOLE
181100
0
0
T. Rowe Price Group, Inc.
COM
74144T108
384
4900
SH
SOLE
4900
0
0
TD Ameritrade Holding Corporation
COM
87236Y108
5933
177800
SH
SOLE
177800
0
0
Territorial Bancorp Inc.
COM
88145X108
11117
547900
SH
SOLE
547900
0
0
The Charles Schwab Corporation
COM
808513105
2968
101000
SH
SOLE
101000
0
0
Umpqua Holdings Corporation
COM
904214103
3467
210500
SH
SOLE
210500
0
0
Union Bankshares Corp.
COM
90539J109
2525
109300
SH
SOLE
109300
0
0
United Community Bancorp
COM
90984R101
3614
302400
SH
SOLE
302400
0
0
United Community Banks, Inc.
COM
90984P303
2469
150000
SH
SOLE
150000
0
0
United Community Financial Corp.
COM
909839102
16851
3600700
SH
SOLE
3600700
0
0
United Financial Bancorp, Inc.
COM
910304104
746
58800
SH
SOLE
58800
0
0
United Security Bancshares
COM
911460103
375
67316
SH
SOLE
67316
0
0
ViewPoint Financial Group, Inc.
COM
92672A101
3143
131300
SH
SOLE
131300
0
0
Walker & Dunlop, Inc.
COM
93148P102
3309
249000
SH
SOLE
249000
0
0
Washington Federal, Inc.
COM
938824109
3902
191662
SH
SOLE
191662
0
0
Waterstone Financial Inc.
COM
94188P101
4632
401000
SH
SOLE
401000
0
0
Wells Fargo & Company
COM
949746101
7796
150300
SH
SOLE
150300
0
0
WesBanco, Inc.
COM
950810101
1530
50000
SH
SOLE
50000
0
0
West Bancorporation, Inc.
CAP STK
95123P106
2136
151200
SH
SOLE
151200
0
0
Western Alliance Bancorporation
COM
957638109
815
34109
SH
SOLE
34109
0
0
Willis Lease Finance Corporation
COM
970646105
1793
87400
SH
SOLE
87400
0
0
Wilshire Bancorp, Inc.
COM
97186T108
3745
405700
SH
SOLE
405700
0
0
Wolverine Bancorp, Inc.
COM
977880103
3954
174100
SH
SOLE
174100
0
0
WSFS Financial Corporation
COM
929328102
6600
92163
SH
SOLE
92163
0
0
Xenith Bankshares, Inc.
COM
98410X105
4356
688100
SH
SOLE
688100
0
0
Zions Bancorporation
COM
989701107
10831
372700
SH
SOLE
372700
0
0
Call - ZION $36.27 Exp 11/14/2018
Warrant
989701131
5304
1768160
SH
SOLE
1768160
0
0