0000950123-13-007038.txt : 20130826 0000950123-13-007038.hdr.sgml : 20130826 20130815131431 ACCESSION NUMBER: 0000950123-13-007038 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130826 EFFECTIVENESS DATE: 20130815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 131041561 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124867300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 06-30-2013 06-30-2013 SANDLER ONEILL ASSET MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese (212) 486-7300 /Terry Maltese/ New York NY 08-14-2013 0 166 953213 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 1st Century Bancshares, Inc. Common Stock 31943X102 5554 899900 SH SOLE 0 899900 0 0 1st United Bancorp, Inc. Common Stock 33740N105 8899 1324300 SH SOLE 0 1324300 0 0 Access National Corporation Common Stock 004337101 1872 144200 SH SOLE 0 144200 0 0 AerCap Holdings NV SHS SHS N00985106 13095 750000 SH SOLE 0 750000 0 0 Air Lease Corporation Cl A Common Stock 00912X302 828 30000 SH SOLE 0 30000 0 0 Alliance Bancorp, Inc. of Pennsylvania Common Stock 01890A108 2956 215000 SH SOLE 0 215000 0 0 American International Group, Inc. Common Stock 026874784 16316 365000 SH SOLE 0 365000 0 0 American Residential Properties, Inc. Common Stock 02927E303 860 50000 SH SOLE 0 50000 0 0 American River Bankshares Common Stock 029326105 7132 867700 SH SOLE 0 867700 0 0 Arthur J. Gallagher & Co. Common Stock 363576109 6990 160000 SH SOLE 0 160000 0 0 ASB Bancorp, Inc. Common Stock 00213T109 2521 153600 SH SOLE 0 153600 0 0 Astoria Financial Corporation Common Stock 046265104 4177 387500 SH SOLE 0 387500 0 0 Athens Bancshares Corporation Common Stock 047042106 401 22300 SH SOLE 0 22300 0 0 BancFirst Corporation Common Stock 05945F103 13709 294500 SH SOLE 0 294500 0 0 Bank Mutual Corporation Common Stock 063750103 5403 958000 SH SOLE 0 958000 0 0 Bank of America Corporation Common Stock 060505104 13825 1075000 SH SOLE 0 1075000 0 0 BankUnited, Inc. Common Stock 06652K103 10404 400000 SH SOLE 0 400000 0 0 BlackRock, Inc. Common Stock 09247X101 4495 17500 SH SOLE 0 17500 0 0 Boston Private Financial Holdings, Inc. Common Stock 101119105 8826 829500 SH SOLE 0 829500 0 0 Bridge Bancorp, Inc. Common Stock 108035106 3938 175000 SH SOLE 0 175000 0 0 Bridge Capital Holdings Common Stock 108030107 5001 315300 SH SOLE 0 315300 0 0 Brown & Brown, Inc. Common Stock 115236101 4320 134000 SH SOLE 0 134000 0 0 Camco Financial Corporation Common Stock 132618109 820 250000 SH SOLE 0 250000 0 0 Camden National Corporation Common Stock 133034108 202 5700 SH SOLE 0 5700 0 0 Capital Bank Financial Corporation Common Stock 139794101 5326 280000 SH SOLE 0 280000 0 0 Capital One Financial Corporation Common Stock 14040H105 22298 355000 SH SOLE 0 355000 0 0 Cardinal Financial Corporation Common Stock 14149F109 1464 100000 SH SOLE 0 100000 0 0 Century Bancorp, Inc. Cl A Non Vtg Common Stock 156432106 8425 240714 SH SOLE 0 240714 0 0 Charter Financial Corporation Common Stock 16122W108 5544 550000 SH SOLE 0 550000 0 0 Chicopee Bancorp, Inc. Common Stock 168565109 4563 270000 SH SOLE 0 270000 0 0 Citigroup Inc. Common Stock 172967424 23361 487000 SH SOLE 0 487000 0 0 Citizens & Northern Corporation Common Stock 172922106 1449 75000 SH SOLE 0 75000 0 0 Citizens Community Bancorp Inc. Common Stock 174903104 351 50200 SH SOLE 0 50200 0 0 City National Corporation Common Stock 178566105 7763 122500 SH SOLE 0 122500 0 0 CoBiz Financial Inc. Common Stock 190897108 4399 530000 SH SOLE 0 530000 0 0 Colonial Financial Services, Inc. Common Stock 19566B101 1029 76200 SH SOLE 0 76200 0 0 Comerica Incorporated Common Stock 200340107 8763 220000 SH SOLE 0 220000 0 0 Connectone Bancorp, Inc. Common Stock 20786U101 2459 80000 SH SOLE 0 80000 0 0 Cowen Group, Inc. Cl A Common Stock 223622101 2365 818500 SH SOLE 0 818500 0 0 CVB Financial Corp. Common Stock 126600105 1705 145000 SH SOLE 0 145000 0 0 Discover Financial Services Common Stock 254709108 14768 310000 SH SOLE 0 310000 0 0 DNB Financial Corporation Common Stock 233237106 306 17300 SH SOLE 0 17300 0 0 Eagle Bancorp Montana, Inc. Common Stock 26942G100 3063 287100 SH SOLE 0 287100 0 0 Evans Bancorp, Inc. Common Stock 29911Q208 6167 351200 SH SOLE 0 351200 0 0 Farmers National Banc Corp. Common Stock 309627107 377 60000 SH SOLE 0 60000 0 0 FedFirst Financial Corporation Common Stock 31429C101 2171 117300 SH SOLE 0 117300 0 0 Fidelity Southern Corporation Common Stock 316394105 3946 319000 SH SOLE 0 319000 0 0 First Bancorp Common Stock 318910106 353 25000 SH SOLE 0 25000 0 0 First Bancorp, Inc. Common Stock 31866P102 2028 116000 SH SOLE 0 116000 0 0 First Busey Corporation Common Stock 319383105 3960 880000 SH SOLE 0 880000 0 0 First Citizens BancShares, Inc. Cl A Common Stock 31946M103 19781 103000 SH SOLE 0 103000 0 0 First Community Corporation Common Stock 319835104 3995 434200 SH SOLE 0 434200 0 0 First Financial Bancorp. Common Stock 320209109 10744 721100 SH SOLE 0 721100 0 0 First Midwest Bancorp, Inc. Common Stock 320867104 14208 1035600 SH SOLE 0 1035600 0 0 First NBC Bank Holding Company Common Stock 32115D106 14396 590000 SH SOLE 0 590000 0 0 Flagstar Bancorp, Inc. Common Stock 337930705 8376 600000 SH SOLE 0 600000 0 0 Flushing Financial Corporation Common Stock 343873105 6333 385000 SH SOLE 0 385000 0 0 Fortegra Financial Corporation Common Stock 34954W104 350 51000 SH SOLE 0 51000 0 0 Fox Chase Bancorp, Inc. Common Stock 35137T108 8840 520000 SH SOLE 0 520000 0 0 Franklin Resources, Inc. Common Stock 354613101 1700 12500 SH SOLE 0 12500 0 0 Georgetown Bancorp, Inc. Common Stock 372591107 1972 138887 SH SOLE 0 138887 0 0 Guaranty Bancorp Common Stock 40075T607 2315 203944 SH SOLE 0 203944 0 0 Hamilton Bancorp Inc. Common Stock 407015106 4833 365000 SH SOLE 0 365000 0 0 Hampton Roads Bankshares, Inc. Common Stock 409321502 362 280355 SH SOLE 0 280355 0 0 Hancock Holding Company Common Stock 410120109 8269 275000 SH SOLE 0 275000 0 0 Heritage Commerce Corp Common Stock 426927109 1751 250200 SH SOLE 0 250200 0 0 Heritage Financial Corporation Common Stock 42722X106 6865 468600 SH SOLE 0 468600 0 0 Heritage Oaks Bancorp Common Stock 42724R107 11118 1802000 SH SOLE 0 1802000 0 0 HF Financial Corp. Common Stock 404172108 8533 655900 SH SOLE 0 655900 0 0 Hingham Institution for Savings Common Stock 433323102 2790 41100 SH SOLE 0 41100 0 0 Home Federal Bancorp, Inc. of Louisiana Common Stock 43708L108 2081 120000 SH SOLE 0 120000 0 0 HomeTrust Bancshares, Inc. Common Stock 437872104 3134 184800 SH SOLE 0 184800 0 0 HopFed Bancorp, Inc. Common Stock 439734104 7934 734602 SH SOLE 0 734602 0 0 Huntington Bancshares Incorporated Common Stock 446150104 9444 1200000 SH SOLE 0 1200000 0 0 IF Bancorp, Inc. Common Stock 44951J105 6673 436700 SH SOLE 0 436700 0 0 Independent Bank Corporation Common Stock 453838609 1004 159600 SH SOLE 0 159600 0 0 Invesco Ltd. Common Stock G491BT108 5406 170000 SH SOLE 0 170000 0 0 Jacksonville Bancorp, Inc. Common Stock 469249106 2315 4822900 SH SOLE 0 4822900 0 0 Jacksonville Bancorp, Inc. (IL) Common Stock 46924R106 917 48100 SH SOLE 0 48100 0 0 Janus Capital Group Inc. Common Stock 47102X105 383 45000 SH SOLE 0 45000 0 0 JPMorgan Chase & Co. Common Stock 46625H100 14517 275000 SH SOLE 0 275000 0 0 Call - JPM $42.42 Exp 10/28/2018 Warrants 46634E114 858 55000 SH SOLE 0 55000 0 0 KeyCorp Common Stock 493267108 2760 250000 SH SOLE 0 250000 0 0 Lakeland Bancorp, Inc. Common Stock 511637100 313 30000 SH SOLE 0 30000 0 0 Lakeland Financial Corporation Common Stock 511656100 1793 64600 SH SOLE 0 64600 0 0 Laporte Bancorp Inc. Common Stock 516651106 6076 600400 SH SOLE 0 600400 0 0 Lazard Ltd SHS A SHS A G54050102 10288 320000 SH SOLE 0 320000 0 0 Legg Mason, Inc. Common Stock 524901105 620 20000 SH SOLE 0 20000 0 0 Lennar Corporation Cl A Common Stock 526057104 1081 30000 SH SOLE 0 30000 0 0 LNB Bancorp, Inc. Common Stock 502100100 5047 587600 SH SOLE 0 587600 0 0 Louisiana Bancorp, Inc. Common Stock 54619P104 3419 201100 SH SOLE 0 201100 0 0 Call - MTB $73.86 Exp 12/23/2018 Warrants 55261F112 9831 258700 SH SOLE 0 258700 0 0 MainSource Financial Group, Inc. Common Stock 56062Y102 3492 260000 SH SOLE 0 260000 0 0 Malvern Bancorp, Inc. Common Stock 561409103 7721 645000 SH SOLE 0 645000 0 0 Marsh & McLennan Companies, Inc. Common Stock 571748102 599 15000 SH SOLE 0 15000 0 0 MB Financial, Inc. Common Stock 55264U108 13802 515000 SH SOLE 0 515000 0 0 Meridian Interstate Bancorp, Inc. (MHC) Common Stock 58964Q104 3201 170000 SH SOLE 0 170000 0 0 MetLife, Inc. Common Stock 59156R108 10982 240000 SH SOLE 0 240000 0 0 MidWestOne Financial Group, Inc. Common Stock 598511103 4754 197600 SH SOLE 0 197600 0 0 Morgan Stanley Common Stock 617446448 12215 500000 SH SOLE 0 500000 0 0 National Bank Holdings Corporation Cl A Common Stock 633707104 4551 231000 SH SOLE 0 231000 0 0 Nationstar Mortgage Holdings, Inc. Common Stock 63861C109 4306 115000 SH SOLE 0 115000 0 0 New Century Bancorp, Inc. Common Stock 64353M100 554 86800 SH SOLE 0 86800 0 0 Newport Bancorp, Inc. Common Stock 651754103 5865 344200 SH SOLE 0 344200 0 0 North Valley Bancorp Common Stock 66304M204 8566 517600 SH SOLE 0 517600 0 0 Northrim BanCorp, Inc. Common Stock 666762109 6471 267500 SH SOLE 0 267500 0 0 OBA Financial Services, Inc. Common Stock 67424G101 3922 212700 SH SOLE 0 212700 0 0 OceanFirst Financial Corp. Common Stock 675234108 10327 664100 SH SOLE 0 664100 0 0 Old Line Bancshares, Inc. Common Stock 67984M100 2044 155000 SH SOLE 0 155000 0 0 Old National Bancorp Common Stock 680033107 256 18500 SH SOLE 0 18500 0 0 OmniAmerican Bancorp, Inc. Common Stock 68216R107 17550 796620 SH SOLE 0 796620 0 0 Oneida Financial Corp. Common Stock 682479100 1018 74600 SH SOLE 0 74600 0 0 Pacific Premier Bancorp, Inc. Common Stock 69478X105 4866 398200 SH SOLE 0 398200 0 0 Palmetto Bancshares, Inc. Common Stock 697062206 11786 906641 SH SOLE 0 906641 0 0 Park Sterling Corp Common Stock 70086Y105 8327 1408900 SH SOLE 0 1408900 0 0 Peoples Federal Bancshares, Inc. Common Stock 711037101 4698 260000 SH SOLE 0 260000 0 0 Ply Gem Holdings Inc. Common Stock 72941W100 301 15000 SH SOLE 0 15000 0 0 Poage Bankshares, Inc. Common Stock 730206109 4710 314000 SH SOLE 0 314000 0 0 Polonia Bancorp, Inc. Common Stock 73158Q109 2611 282300 SH SOLE 0 282300 0 0 Preferred Bank Common Stock 740367404 12047 731000 SH SOLE 0 731000 0 0 Premier Financial Bancorp, Inc. Common Stock 74050M105 1385 115000 SH SOLE 0 115000 0 0 PulteGroup, Inc. Common Stock 745867101 190 10000 SH SOLE 0 10000 0 0 Raymond James Financial, Inc. Common Stock 754730109 3224 75000 SH SOLE 0 75000 0 0 Riverview Bancorp, Inc. Common Stock 769397100 3108 1238400 SH SOLE 0 1238400 0 0 Put - SPY $160 Exp 09/21/2013 Option 78462F103 258 500 SH Put SOLE 0 500 0 0 Put - SPY $162 Exp 09/21/2013 Option 78462F103 302 500 SH Put SOLE 0 500 0 0 Seacoast Banking Corporation of Florida Common Stock 811707306 4983 2265000 SH SOLE 0 2265000 0 0 SI Financial Group, Inc. Common Stock 78425V104 4311 390100 SH SOLE 0 390100 0 0 Sierra Bancorp Common Stock 82620P102 3907 264000 SH SOLE 0 264000 0 0 Simplicity Bancorp Inc. Common Stock 828867101 213 14700 SH SOLE 0 14700 0 0 Southcoast Financial Corporation Common Stock 84129R100 58 11000 SH SOLE 0 11000 0 0 Southern Missouri Bancorp, Inc. Common Stock 843380106 5655 220300 SH SOLE 0 220300 0 0 Southwest Bancorp, Inc. Common Stock 844767103 9278 702900 SH SOLE 0 702900 0 0 Standard Financial Corp. Common Stock 853393106 6088 319600 SH SOLE 0 319600 0 0 Standard Pacific Corp. Common Stock 85375C101 500 60000 SH SOLE 0 60000 0 0 State Bank Financial Corporation Common Stock 856190103 38477 2560000 SH SOLE 0 2560000 0 0 State Investors Bancorp, Inc. Common Stock 857030100 3641 245000 SH SOLE 0 245000 0 0 State Street Corporation Common Stock 857477103 14020 215000 SH SOLE 0 215000 0 0 Sterling Bancorp Common Stock 859158107 440 37900 SH SOLE 0 37900 0 0 Sterling Financial Corporation Common Stock 859319303 7966 335000 SH SOLE 0 335000 0 0 Suffolk Bancorp Common Stock 864739107 5422 331803 SH SOLE 0 331803 0 0 SunTrust Banks, Inc. Common Stock 867914103 11523 365000 SH SOLE 0 365000 0 0 Call - STI $33.70 Exp 12/31/2018 Warrants 867914129 1391 180000 SH SOLE 0 180000 0 0 Synovus Financial Corp. Common Stock 87161C105 7884 2700000 SH SOLE 0 2700000 0 0 T. Rowe Price Group, Inc. Common Stock 74144T108 732 10000 SH SOLE 0 10000 0 0 Territorial Bancorp Inc. Common Stock 88145X108 8388 370980 SH SOLE 0 370980 0 0 Texas Capital Bancshares, Inc. Common Stock 88224Q107 7120 160500 SH SOLE 0 160500 0 0 The Ryland Group, Inc. Common Stock 783764103 2206 55000 SH SOLE 0 55000 0 0 Toronto-Dominion Bank Common Stock 891160509 11654 145000 SH SOLE 0 145000 0 0 U.S. Bancorp Common Stock 902973304 5423 150000 SH SOLE 0 150000 0 0 United Community Bancorp Common Stock 90984R101 2785 272200 SH SOLE 0 272200 0 0 United Community Banks, Inc. Common Stock 90984P303 10102 813400 SH SOLE 0 813400 0 0 United Community Financial Corp. Common Stock 909839102 10137 2289857 SH SOLE 0 2289857 0 0 Walker & Dunlop, Inc. Common Stock 93148P102 2137 122100 SH SOLE 0 122100 0 0 Walter Investment Management Corporation Common Stock 93317W102 5748 170000 SH SOLE 0 170000 0 0 Wells Fargo & Company Common Stock 949746101 5778 140000 SH SOLE 0 140000 0 0 WesBanco, Inc. Common Stock 950810101 661 25000 SH SOLE 0 25000 0 0 West Bancorporation, Inc. Common Stock 95123P106 882 75100 SH SOLE 0 75100 0 0 Willis Lease Finance Corporation Common Stock 970646105 2032 150400 SH SOLE 0 150400 0 0 Wilshire Bancorp, Inc. Common Stock 97186T108 9134 1379800 SH SOLE 0 1379800 0 0 Wintrust Financial Corporation Common Stock 97650W108 19462 508400 SH SOLE 0 508400 0 0 Wolverine Bancorp, Inc. Common Stock 977880103 2498 134300 SH SOLE 0 134300 0 0 Xenith Bankshares, Inc. Common Stock 98410X105 5372 1009700 SH SOLE 0 1009700 0 0 Yadkin Financial Corporation Common Stock 984305102 6669 475000 SH SOLE 0 475000 0 0 Zions Bancorporation Common Stock 989701107 6507 225000 SH SOLE 0 225000 0 0 Call - ZION $36.27 Exp 11/14/2018 Warrants 989701131 7648 2007300 SH SOLE 0 2007300 0 0