0000919574-21-003544.txt : 20210517 0000919574-21-003544.hdr.sgml : 20210517 20210514182809 ACCESSION NUMBER: 0000919574-21-003544 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 21926680 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 03-31-2021 03-31-2021 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese 212-486-7300 /s/ Terry Maltese New York NY 05-14-2021 0 161 762516 INFORMATION TABLE 2 infotable.xml 1ST CONSTITUTION BANCORP COM 31986N102 1057 60000 SH SOLE 60000 0 0 1ST SOURCE CORP COM 336901103 1903 40000 SH SOLE 40000 0 0 AFFIRM HLDGS INC COM CL A 00827B106 1768 25000 SH SOLE 25000 0 0 ALTABANCORP COM 021347109 1682 40000 SH SOLE 40000 0 0 AMERICAN RIV BANKSHARES COM 029326105 4852 297500 SH SOLE 297500 0 0 AMERIPRISE FINL INC COM 03076C106 2906 12501 SH SOLE 12501 0 0 AMERIS BANCORP COM 03076K108 11397 217045 SH SOLE 217045 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 2802 50000 SH SOLE 50000 0 0 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 1 20 SH SOLE 20 0 0 BANC OF CALIFORNIA INC COM 05990K106 4565 252500 SH SOLE 252500 0 0 Bancorp 34, Inc. Not 13-F Security 05970V106 114 9474 SH SOLE 9474 0 0 BANK NEW YORK MELLON CORP COM 064058100 473 10000 SH SOLE 10000 0 0 BANK OF THE JAMES FINL GP IN COM 470299108 1691 118400 SH SOLE 118400 0 0 BANK7 CORP COM 06652N107 440 25000 SH SOLE 25000 0 0 BLACKROCK INC COM 09247X101 6409 8500 SH SOLE 8500 0 0 BLUE RIDGE BANKSHARES INC VA COM 095825105 6582 300000 SH SOLE 300000 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 3128 193701 SH SOLE 193701 0 0 BRIGHTSPHERE INVT GROUP INC COM 10948W103 10908 535210 SH SOLE 535210 0 0 BROOKLINE BANCORP INC DEL COM 11373M107 3977 265130 SH SOLE 265130 0 0 BYLINE BANCORP INC COM 124411109 1163 55000 SH SOLE 55000 0 0 CADENCE BANCORPORATION CL A 12739A100 3214 155020 SH SOLE 155020 0 0 CAMBRIDGE BANCORP COM 132152109 8433 100009 SH SOLE 100009 0 0 CAMDEN NATL CORP COM 133034108 957 20000 SH SOLE 20000 0 0 CAPITAL BANCORP INC MD COM 139737100 2218 115000 SH SOLE 115000 0 0 CARLYLE GROUP INC COM 14316J108 7315 199000 SH SOLE 199000 0 0 CENTURY BANCORPORATION INC CL A NON VTG 156432106 7066 75721 SH SOLE 75721 0 0 CITIGROUP INC COM NEW 172967424 17827 245040 SH SOLE 245040 0 0 CITIZENS & NORTHN CORP COM 172922106 1308 55000 SH SOLE 55000 0 0 CITIZENS FINANCIAL GROUP INC COM 174610105 2428 55005 SH SOLE 55005 0 0 Citizens Financial Services, Inc. Not 13-F Security 174615104 1560 26149 SH SOLE 26149 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 9750 425000 SH SOLE 425000 0 0 CNB FINL CORP PA COM 126128107 3199 130000 SH SOLE 130000 0 0 COASTAL FINL CORP WA COM NEW 19046P209 1450 55300 SH SOLE 55300 0 0 CODORUS VY BANCORP INC COM 192025104 3255 176805 SH SOLE 176805 0 0 Communities First Financial Corporation Not 13-F Security 20344D104 3153 76900 SH SOLE 76900 0 0 COMMUNITY BANKERS TR CORP COM 203612106 7543 855200 SH SOLE 855200 0 0 CULLEN FROST BANKERS INC COM 229899109 1 10 SH SOLE 10 0 0 CVB FINL CORP COM 126600105 4639 210025 SH SOLE 210025 0 0 DIME CMNTY BANCSHARES INC COM 25432X102 2872 95300 SH SOLE 95300 0 0 EAGLE BANCORP MONT INC COM 26942G100 5281 217145 SH SOLE 217145 0 0 ENTERPRISE BANCORP INC MASS COM 293668109 2205 67804 SH SOLE 67804 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 7170 145015 SH SOLE 145015 0 0 Equitable Financial Corp. Not 13-F Security 29448T105 3453 283000 SH SOLE 283000 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 1506 66043 SH SOLE 66043 0 0 ESSA BANCORP INC COM 29667D104 7920 495000 SH SOLE 495000 0 0 Eureka Homestead Bancorp, Inc. Not 13-F Security 298544107 1346 100000 SH SOLE 100000 0 0 FARMERS NATIONAL BANC CORP COM 309627107 7959 476576 SH SOLE 476576 0 0 FFBW INC MD COM 30260M103 4118 366062 SH SOLE 366062 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 2461 17504 SH SOLE 17504 0 0 FIFTH THIRD BANCORP COM 316773100 9364 250030 SH SOLE 250030 0 0 FINTECH ACQUISITION CORP IV CL A 31810N104 6652 595000 SH SOLE 595000 0 0 FINTECH ACQUISITION CORP IV *W EXP 12/31/202 31810N112 529 365000 SH SOLE 365000 0 0 FIRST BANCSHARES INC MS COM 318916103 5492 150000 SH SOLE 150000 0 0 FIRST CMNTY CORP S C COM 319835104 1968 98656 SH SOLE 98656 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 1547 1851 SH SOLE 1851 0 0 FIRST FINL BANCORP OH COM 320209109 1920 80000 SH SOLE 80000 0 0 FIRST HORIZON CORPORATION COM 320517105 6004 355085 SH SOLE 355085 0 0 First IC Corporation Not 13-F Security 32058J102 503 83853 SH SOLE 83853 0 0 FIRST MID ILL BANCSHARES INC COM 320866106 10543 240000 SH SOLE 240000 0 0 FISERV INC COM 337738108 596 5004 SH SOLE 5004 0 0 FIVE POINT HOLDINGS LLC COM CL A 33833Q106 3024 400000 SH SOLE 400000 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 2016 44710 SH SOLE 44710 0 0 FLUSHING FINL CORP COM 343873105 637 30000 SH SOLE 30000 0 0 FORESTAR GROUP INC COM 346232101 9523 409073 SH SOLE 409073 0 0 FUSION ACQUISITION CORP CL A 36118H105 1544 155030 SH SOLE 155030 0 0 FUSION ACQUISITION CORP *W EXP 06/01/202 36118H113 157 135000 SH SOLE 135000 0 0 FVCBANKCORP INC COM 36120Q101 424 24500 SH SOLE 24500 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 17170 52509 SH SOLE 52509 0 0 GREAT WESTERN BANCORP INC COM 391416104 454 15000 SH SOLE 15000 0 0 GREAT WESTN NATL BK PORTLAND COM 695263103 10377 272010 SH SOLE 272010 0 0 GUARANTY BANCSHARES INC TEX COM 400764106 5011 136355 SH SOLE 136355 0 0 HARBORONE BANCORP INC NEW COM NEW 41165Y100 7059 524049 SH SOLE 524049 0 0 HERITAGE COMM CORP COM 426927109 2016 165010 SH SOLE 165010 0 0 Heritage Nola Bancorp, Inc. Not 13-F Security 42727P108 1204 89180 SH SOLE 89180 0 0 HMN FINL INC COM 40424G108 1454 72292 SH SOLE 72292 0 0 HOME BANCORP INC COM 43689E107 3115 86418 SH SOLE 86418 0 0 HOME BANCSHARES INC COM 436893200 7963 294390 SH SOLE 294390 0 0 HOMETRUST BANCSHARES INC COM 437872104 13102 538060 SH SOLE 538060 0 0 HORIZON BANCORP INC COM 440407104 10313 555075 SH SOLE 555075 0 0 HOWARD BANCORP INC COM 442496105 1148 69800 SH SOLE 69800 0 0 HOWARD HUGHES CORP COM 44267D107 1265 13300 SH SOLE 13300 0 0 HUNTINGTON BANCSHARES INC COM 446150104 1730 110050 SH SOLE 110050 0 0 IF BANCORP INC COM 44951J105 6736 313000 SH SOLE 313000 0 0 INDEPENDENT BK CORP MICH COM NEW 453838609 10993 465035 SH SOLE 465035 0 0 INTERNATIONAL BANCSHARES COR COM 459044103 9750 210035 SH SOLE 210035 0 0 INVESCO LTD SHS G491BT108 1765 70000 SH SOLE 70000 0 0 INVESTAR HLDG CORP COM 46134L105 13143 639555 SH SOLE 639555 0 0 INVESTORS BANCORP INC NEW COM 46146L101 1470 100100 SH SOLE 100100 0 0 JPMORGAN CHASE & CO COM 46625H100 2269 14906 SH SOLE 14906 0 0 KEARNY FINL CORP MD COM 48716P108 1028 85085 SH SOLE 85085 0 0 KEYCORP COM 493267108 5096 255042 SH SOLE 255042 0 0 KKR & CO INC COM 48251W104 9526 195000 SH SOLE 195000 0 0 LAKELAND BANCORP INC COM 511637100 17607 1010136 SH SOLE 1010136 0 0 LENNAR CORP CL B 526057302 28000 340058 SH SOLE 340058 0 0 LUTHER BURBANK CORP COM 550550107 7909 668534 SH SOLE 668534 0 0 M & T BK CORP COM 55261F104 8339 55004 SH SOLE 55004 0 0 MALVERN BANCORP INC COM 561409103 1760 94532 SH SOLE 94532 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1247 3501 SH SOLE 3501 0 0 MERCHANTS BANCORP IND COM 58844R108 4196 100045 SH SOLE 100045 0 0 MERIDIAN BANCORP INC MD COM 58958U103 5988 325090 SH SOLE 325090 0 0 META FINL GROUP INC COM 59100U108 7274 160530 SH SOLE 160530 0 0 MID-SOUTHERN BANCORP INC COM 59548Q107 1936 127387 SH SOLE 127387 0 0 MIDWESTONE FINL GROUP INC NE COM 598511103 929 30000 SH SOLE 30000 0 0 MORGAN STANLEY COM NEW 617446448 14368 185015 SH SOLE 185015 0 0 NATIONAL BK HLDGS CORP CL A 633707104 3969 100035 SH SOLE 100035 0 0 NBT BANCORP INC COM 628778102 799 20025 SH SOLE 20025 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 1451 115010 SH SOLE 115010 0 0 NICOLET BANKSHARES INC COM 65406E102 6885 82500 SH SOLE 82500 0 0 OLD NATL BANCORP IND COM 680033107 4546 235035 SH SOLE 235035 0 0 OP BANCORP COM 67109R109 1341 127500 SH SOLE 127500 0 0 ORRSTOWN FINL SVCS INC COM 687380105 5177 232158 SH SOLE 232158 0 0 Ottawa Bancorp Inc. Not 13-F Security 689195105 3084 206973 SH SOLE 206973 0 0 PACIFIC PREMIER BANCORP COM 69478X105 3693 85020 SH SOLE 85020 0 0 PAYPAL HLDGS INC COM 70450Y103 3644 15005 SH SOLE 15005 0 0 PCB BANCORP COM 69320M109 225 15000 SH SOLE 15000 0 0 PEOPLES BANCORP N C INC COM 710577107 910 38500 SH SOLE 38500 0 0 PIPER SANDLER COMPANIES COM 724078100 2741 25000 SH SOLE 25000 0 0 PJT PARTNERS INC COM CL A 69343T107 3383 50000 SH SOLE 50000 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 7325 115030 SH SOLE 115030 0 0 PREMIER FINANCIAL CORP COM 74052F108 11622 349430 SH SOLE 349430 0 0 PRIMERICA INC COM 74164M108 1833 12400 SH SOLE 12400 0 0 PRIMIS FINANCIAL CORP COM 74167B109 5307 365000 SH SOLE 365000 0 0 PROVIDENT BANCORP INC COM NEW 74383L105 3744 260000 SH SOLE 260000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 3253 192500 SH SOLE 192500 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 1976 133900 SH SOLE 133900 0 0 PSB Holdings, Inc. Not 13-F Security 69360N108 2000 79200 SH SOLE 79200 0 0 QCR HOLDINGS INC COM 74727A104 18891 400070 SH SOLE 400070 0 0 QNB Corporation Not 13-F Security 74726N107 6532 190000 SH SOLE 190000 0 0 Quaint Oak Bancorp, Inc. Not 13-F Security 74732T106 670 40000 SH SOLE 40000 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 4650 225075 SH SOLE 225075 0 0 RHINEBECK BANCORP INC COM 762093102 1132 109411 SH SOLE 109411 0 0 SANDY SPRING BANCORP INC COM 800363103 4779 110040 SH SOLE 110040 0 0 SHORE BANCSHARES INC COM 825107105 851 50000 SH SOLE 50000 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 5201 23005 SH SOLE 23005 0 0 SOUND FINL BANCORP INC COM 83607A100 1090 26173 SH SOLE 26173 0 0 SOUTH PLAINS FINANCIAL INC COM 83946P107 6055 266500 SH SOLE 266500 0 0 SOUTH ST CORP COM 840441109 6281 80000 SH SOLE 80000 0 0 SouthCrest Financial Group, Inc. Not 13-F Security 84129X107 53 5024 SH SOLE 5024 0 0 SOUTHERN MO BANCORP INC COM 843380106 1037 26300 SH SOLE 26300 0 0 SQUARE INC CL A 852234103 3860 17000 SH SOLE 17000 0 0 STERLING BANCORP DEL COM 85917A100 10015 435075 SH SOLE 435075 0 0 Sugar Creek Financial Corporation Not 13-F Security 86481Y102 803 72800 SH SOLE 72800 0 0 SVB FINANCIAL GROUP COM 78486Q101 5677 11500 SH SOLE 11500 0 0 SYNOVUS FINL CORP COM NEW 87161C501 1373 30000 SH SOLE 30000 0 0 TCF FINL CORP COM 872307103 3368 72500 SH SOLE 72500 0 0 TERRITORIAL BANCORP INC COM 88145X108 2582 97600 SH SOLE 97600 0 0 TFS FINL CORP COM 87240R107 3568 175140 SH SOLE 175140 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 1216 40000 SH SOLE 40000 0 0 TRIUMPH BANCORP INC COM 89679E300 5611 72500 SH SOLE 72500 0 0 TRUIST FINL CORP COM 89832Q109 1167 20005 SH SOLE 20005 0 0 TRUSTCO BK CORP N Y COM 898349105 2016 273545 SH SOLE 273545 0 0 UMPQUA HLDGS CORP COM 904214103 10201 581270 SH SOLE 581270 0 0 US BANCORP DEL COM NEW 902973304 15293 276495 SH SOLE 276495 0 0 VALLEY NATL BANCORP COM 919794107 12094 880185 SH SOLE 880185 0 0 WEBSTER FINL CORP CONN COM 947890109 551 10000 SH SOLE 10000 0 0 WELLS FARGO CO NEW COM 949746101 14849 380065 SH SOLE 380065 0 0 White River Bancshares Company Not 13-F Security 96445A108 4592 68000 SH SOLE 68000 0 0 WILLIAM PENN BANCORP INC COM 96927A105 1193 104957 SH SOLE 104957 0 0 WILLIS LEASE FIN CORP COM 970646105 569 13083 SH SOLE 13083 0 0 WINTRUST FINL CORP COM 97650W108 1895 25000 SH SOLE 25000 0 0 ZIONS BANCORPORATION N A COM 989701107 17315 315055 SH SOLE 315055 0 0