0000919574-18-007225.txt : 20181114 0000919574-18-007225.hdr.sgml : 20181114 20181113182045 ACCESSION NUMBER: 0000919574-18-007225 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 181179674 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 09-30-2018 09-30-2018 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese 212-486-7300 /s/ Terry Maltese New York NY 11-13-2018 0 205 1442907 INFORMATION TABLE 2 infotable.xml AFFILIATED MANAGERS GROUP COM 008252108 10281 75200 SH SOLE 75200 0 0 ALLY FINL INC COM 02005N100 3968 150000 SH SOLE 150000 0 0 AMERICAN NATL BANKSHARES INC COM 027745108 5686 145800 SH SOLE 145800 0 0 AMERICAN RIVER BANKSHARES COM 029326105 7718 503786 SH SOLE 503786 0 0 AMERIPRISE FINL INC COM 03076C106 5906 40000 SH SOLE 40000 0 0 AMERIS BANCORP COM 03076K108 24248 530585 SH SOLE 530585 0 0 AMES NATL CORP COM 031001100 952 34920 SH SOLE 34920 0 0 ARES MGMT LP COM SHS REG INT 04014Y101 9920 427600 SH SOLE 427600 0 0 ARROW FINL CORP COM 042744102 346 9345 SH SOLE 9345 0 0 ASSOCIATED BANC CORP COM 045487105 9362 360062 SH SOLE 360062 0 0 Alerus Financial Corp Not 13-F Security 01446U103 7392 304810 SH SOLE 304810 0 0 Avidbank Holdings, Inc. COM 05368J103 6400 251958 SH SOLE 251958 0 0 BANC OF CALIFORNIA INC COM 05990K106 9416 498215 SH SOLE 498215 0 0 BANCFIRST CORP COM 05945F103 2956 49300 SH SOLE 49300 0 0 BANK AMER CORP COM 060505104 26219 890000 SH SOLE 890000 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 5705 110000 SH SOLE 110000 0 0 BANK OF THE ST JAMES FINL GP COM 470299108 2653 167800 SH SOLE 167800 0 0 BANK OZK COM 06417N103 6795 179006 SH SOLE 179006 0 0 BANK7 CORP COM 06652N107 5775 300000 SH SOLE 300000 0 0 BANKUNITED INC COM 06652K103 6727 190042 SH SOLE 190042 0 0 BLACK KNIGHT INC COM 09215C105 3637 70000 SH SOLE 70000 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 2495 182758 SH SOLE 182758 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 6436 494290 SH SOLE 494290 0 0 BRIGHTSPHERE INVESTMNT GRP P SHS G1644T109 6767 545700 SH SOLE 545700 0 0 BRYN MAWR BK CORP COM 117665109 7926 169000 SH SOLE 169000 0 0 BUSINESS FIRST BANCSHARES IN COM 12326C105 6228 234564 SH SOLE 234564 0 0 Bank First National Corp. Not 13-F Security 06211J100 2190 40000 SH SOLE 40000 0 0 Bay Banks of Virginia, Inc. Not 13-F Security 072035108 8220 869829 SH SOLE 869829 0 0 Best Hometown Bancorp, Inc. Not 13-F Security 08652N103 1120 80000 SH SOLE 80000 0 0 Blackhawk Bancorp, Inc. Not 13-F Security 09237E204 2030 70000 SH SOLE 70000 0 0 CADENCE BANCORPORATION CL A 12739A100 4313 165125 SH SOLE 165125 0 0 CANNAE HLDGS INC COM 13765N107 9979 476316 SH SOLE 476316 0 0 CAPITAL BANCORP INC MD COM 139737100 3116 245000 SH SOLE 245000 0 0 CAPITAL CITY BK GROUP INC COM 139674105 450 19295 SH SOLE 19295 0 0 CAPITAL ONE FINL CORP COM 14040H105 4841 51000 SH SOLE 51000 0 0 CAROLINA FINL CORP NEW COM 143873107 1993 52842 SH SOLE 52842 0 0 CENTERSTATE BK CORP COM 15201P109 32374 1154155 SH SOLE 1154155 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 6093 84332 SH SOLE 84332 0 0 CITIGROUP INC COM NEW 172967424 17576 245000 SH SOLE 245000 0 0 CITIZENS CMNTY BANCORP INC M COM 174903104 8185 58461 SH SOLE 58461 0 0 CITIZENS FINL GROUP INC COM 174610105 12076 313100 SH SOLE 313100 0 0 CITIZENS HLDG CO MISS COM 174715102 243 10348 SH SOLE 10348 0 0 CIVISTA BANCSHARES INC 6.50% PFD SER B 178867206 8275 115700 SH SOLE 115700 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 1927 80000 SH SOLE 80000 0 0 CNB FINL CORP PA COM 126128107 1443 50000 SH SOLE 50000 0 0 CODORUS VY BANCORP INC COM 192025104 12204 390652 SH SOLE 390652 0 0 COMERICA INC COM 200340107 26160 290025 SH SOLE 290025 0 0 COMMUNITY BANKERS TR CORP COM 203612106 10692 1215000 SH SOLE 1215000 0 0 COMMUNITY FIRST BANCSHARES I COM 20369M104 293 25000 SH SOLE 25000 0 0 CONNECTONE BANCORP INC NEW COM 20786W107 4297 180934 SH SOLE 180934 0 0 CULLEN FROST BANKERS INC COM 229899109 19385 185607 SH SOLE 185607 0 0 Central Federal Bancshares, Inc. Not 13-F Security 15346T107 2138 162000 SH SOLE 162000 0 0 Chesapeake Financial Shares, Inc. Not 13-F Security 16517A109 601 19086 SH SOLE 19086 0 0 Communities First Financial Corporation Not 13-F Security 20344D104 1515 60367 SH SOLE 60367 0 0 Cortland Bancorp Not 13-F Security 220587109 778 32018 SH SOLE 32018 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 4715 90000 SH SOLE 90000 0 0 EAGLE BANCORP MONT INC COM 26942G100 1369 75444 SH SOLE 75444 0 0 EAST WEST BANCORP INC COM 27579R104 9059 150053 SH SOLE 150053 0 0 EATON VANCE CORP COM NON VTG 278265103 7243 137800 SH SOLE 137800 0 0 ECN Capital Corp. Not 13-F Security 26829L107 1168 400000 SH SOLE 400000 0 0 EQUITABLE FINL CORP NEW COM 29448T105 3960 331400 SH SOLE 331400 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 3370 135000 SH SOLE 135000 0 0 ESSA BANCORP INC COM 29667D104 11050 679557 SH SOLE 679557 0 0 EVANS BANCORP INC COM NEW 29911Q208 11585 246748 SH SOLE 246748 0 0 FARMERS NATL BANC CORP COM 309627107 10098 660000 SH SOLE 660000 0 0 FFBW INC COM 30258M107 908 80000 SH SOLE 80000 0 0 FIFTH THIRD BANCORP COM 316773100 2732 97842 SH SOLE 97842 0 0 FIRST AMERN FINL CORP COM 31847R102 2322 45000 SH SOLE 45000 0 0 FIRST BANCORP N C COM 318910106 4395 108500 SH SOLE 108500 0 0 FIRST BANCSHARES INC MS COM 318916103 7374 188830 SH SOLE 188830 0 0 FIRST BUS FINL SVCS INC WIS COM 319390100 1854 80000 SH SOLE 80000 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 5156 11400 SH SOLE 11400 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 7877 261600 SH SOLE 261600 0 0 FIRST FINL BANCORP OH COM 320209109 21061 709119 SH SOLE 709119 0 0 FIRST HORIZON NATL CORP COM 320517105 13541 784545 SH SOLE 784545 0 0 FIRST LONG IS CORP COM 320734106 5124 235600 SH SOLE 235600 0 0 FIRST MID ILL BANCSHARES INC COM 320866106 10990 272492 SH SOLE 272492 0 0 FIVE POINT HOLDINGS LLC COM CL A 33833Q106 7322 778100 SH SOLE 778100 0 0 FVCBANKCORP INC COM 36120Q101 3168 160000 SH SOLE 160000 0 0 First American International Corp. COM 31849X107 2582 54070 SH SOLE 54070 0 0 First IC Corporation COM 32058J102 1027 90686 SH SOLE 90686 0 0 GREAT WESTN BANCORP INC COM 391416104 2531 60000 SH SOLE 60000 0 0 GUARANTY FED BANCSHARES INC COM 40108P101 2014 83900 SH SOLE 83900 0 0 HAMILTON BANCORP INC MD COM 407015106 1974 138000 SH SOLE 138000 0 0 HANCOCK WHITNEY CORPORATION COM 410120109 8217 172806 SH SOLE 172806 0 0 HARBORONE BANCORP INC COM 41165F101 3633 190000 SH SOLE 190000 0 0 HENNESSY ADVISORS INC COM 425885100 2222 160418 SH SOLE 160418 0 0 HERC HLDGS INC COM 42704L104 1536 30000 SH SOLE 30000 0 0 HERITAGE COMMERCE CORP COM 426927109 4164 279100 SH SOLE 279100 0 0 HILLTOP HOLDINGS INC COM 432748101 3633 180119 SH SOLE 180119 0 0 HMN FINL INC COM 40424G108 1664 81189 SH SOLE 81189 0 0 HMN FINL INC *W $4.68 EXP 12/23/2018 40424G975 4403 277778 SH SOLE 277778 0 0 HOME BANCSHARES INC COM 436893200 25348 1157443 SH SOLE 1157443 0 0 HOMESTREET INC COM 43785V102 9365 353393 SH SOLE 353393 0 0 HOMETRUST BANCSHARES INC COM 437872104 6987 239708 SH SOLE 239708 0 0 HOPE BANCORP INC COM 43940T109 8429 521300 SH SOLE 521300 0 0 HOWARD BANCORP INC COM 442496105 2908 164300 SH SOLE 164300 0 0 HOWARD HUGHES CORP COM 44267D107 10621 85500 SH SOLE 85500 0 0 HUNTINGTON BANCSHARES INC COM 446150104 12970 869300 SH SOLE 869300 0 0 Heritage Nola Bancorp, Inc. Not 13-F Security 42727P108 578 46053 SH SOLE 46053 0 0 IBERIABANK CORP COM 450828108 578 7100 SH SOLE 7100 0 0 IF BANCORP INC COM 44951J105 7150 310174 SH SOLE 310174 0 0 INDEPENDENT BANK CORP MICH COM NEW 453838609 23643 999704 SH SOLE 999704 0 0 INVESTAR HLDG CORP COM 46134L105 4240 157900 SH SOLE 157900 0 0 INVESTORS BANCORP INC NEW COM 46146L101 16379 1334845 SH SOLE 1334845 0 0 JEFFERIES FINL GROUP INC COM 47233W109 2855 130000 SH SOLE 130000 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 545 7500 SH SOLE 7500 0 0 KEYCORP NEW COM 493267108 37796 1900261 SH SOLE 1900261 0 0 LADDER CAP CORP CL A 505743104 2202 130000 SH SOLE 130000 0 0 LAKELAND BANCORP INC COM 511637100 9799 542882 SH SOLE 542882 0 0 LAZARD LTD SHS A G54050102 8947 185900 SH SOLE 185900 0 0 LENNAR CORP CL B 526057302 31185 810000 SH SOLE 810000 0 0 LIMESTONE BANCORP INC COM 53262L105 402 25918 SH SOLE 25918 0 0 LUTHER BURBANK CORP COM 550550107 9585 881000 SH SOLE 881000 0 0 M & T BK CORP COM 55261F104 6403 38915 SH SOLE 38915 0 0 MASTERCARD INCORPORATED CL A 57636Q104 8303 37300 SH SOLE 37300 0 0 MB Bancorp, Inc. COM 55280E104 3365 188500 SH SOLE 188500 0 0 MELROSE BANCORP INC COM 585553100 2550 129132 SH SOLE 129132 0 0 MERIDIAN CORPORATION COM 58958P104 3661 212854 SH SOLE 212854 0 0 MID SOUTHERN BANCORP INC COM 59548Q107 1750 135100 SH SOLE 135100 0 0 MIDSOUTH BANCORP INC COM 598039105 3619 235000 SH SOLE 235000 0 0 MORGAN STANLEY COM NEW 617446448 26545 570000 SH SOLE 570000 0 0 Mountain Commerce Bancorp, Inc. Not 13-F Security 624004107 3863 187500 SH SOLE 187500 0 0 NATIONAL COMM CORP COM 63546L102 3717 90000 SH SOLE 90000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 3111 300000 SH SOLE 300000 0 0 New Bancorp, Inc. COM 642142103 1311 66200 SH SOLE 66200 0 0 OAK VALLEY BANCORP OAKDALE C COM 671807105 2283 116188 SH SOLE 116188 0 0 OCEANFIRST FINL CORP COM 675234108 16740 615000 SH SOLE 615000 0 0 OLD LINE BANCSHARES INC COM 67984M100 8407 265700 SH SOLE 265700 0 0 OLD SECOND BANCORP INC ILL COM 680277100 11747 760300 SH SOLE 760300 0 0 ONEMAIN HLDGS INC COM 68268W103 2185 65000 SH SOLE 65000 0 0 OP BANCORP COM 67109R109 2625 226300 SH SOLE 226300 0 0 OTTAWA BANCORP INC COM 689195105 4158 300200 SH SOLE 300200 0 0 PACIFIC CITY FINANCIAL CORP COM NEW 69406T408 6400 330900 SH SOLE 330900 0 0 PATHFINDER BANCORP INC MD COM 70319R109 4857 322698 SH SOLE 322698 0 0 PAYPAL HLDGS INC COM 70450Y103 7730 88000 SH SOLE 88000 0 0 PB BANCORP INC COM 70454T100 3773 321115 SH SOLE 321115 0 0 PEOPLES BANCORP N C INC COM 710577107 577 20000 SH SOLE 20000 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 13841 230116 SH SOLE 230116 0 0 PIPER JAFFRAY COS COM 724078100 10629 139209 SH SOLE 139209 0 0 PJT PARTNERS INC COM CL A 69343T107 8902 170042 SH SOLE 170042 0 0 PLUMAS BANCORP COM 729273102 854 34376 SH SOLE 34376 0 0 PNC FINL SVCS GROUP INC COM 693475105 4427 32506 SH SOLE 32506 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 10768 184069 SH SOLE 184069 0 0 PROVIDENT FINL HLDGS INC COM 743868101 458 25000 SH SOLE 25000 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 64 3700 SH SOLE 3700 0 0 Pioneer Bancshares, Inc. Not 13-F Security 72357G102 124 4028 SH SOLE 4028 0 0 QCR HOLDINGS INC COM 74727A104 14101 345200 SH SOLE 345200 0 0 QNB Corporation COM 74726N107 11612 252983 SH SOLE 252983 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 19809 215200 SH SOLE 215200 0 0 RBB BANCORP COM 74930B105 3112 127000 SH SOLE 127000 0 0 REGIONS FINL CORP NEW COM 7591EP100 2753 150000 SH SOLE 150000 0 0 RIVERVIEW BANCORP INC COM 769397100 2040 230800 SH SOLE 230800 0 0 Revere Bank Not 13-F Security 761402106 3103 100100 SH SOLE 100100 0 0 SANDY SPRING BANCORP INC COM 800363103 12761 324615 SH SOLE 324615 0 0 SB FINL GROUP INC COM 78408D105 3971 195152 SH SOLE 195152 0 0 SB FINL GROUP INC DEP SHS PFD 6.5% 78408D204 1881 92867 SH SOLE 92867 0 0 SHORE BANCSHARES INC COM 825107105 3519 197500 SH SOLE 197500 0 0 SI FINL GROUP INC MD COM 78425V104 10569 754943 SH SOLE 754943 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 25636 223234 SH SOLE 223234 0 0 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 2141 72713 SH SOLE 72713 0 0 SMARTFINANCIAL INC COM NEW 83190L208 42 1771 SH SOLE 1771 0 0 SOUTHERN MO BANCORP INC COM 843380106 1096 29400 SH SOLE 29400 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 4049 249961 SH SOLE 249961 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 97 1632 SH SOLE 1632 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 19312 325000 SH Put SOLE 325000 0 0 STANDARD AVB FINL CORP COM 85303B100 5648 181600 SH SOLE 181600 0 0 STATE BK FINL CORP COM 856190103 9959 330000 SH SOLE 330000 0 0 STATE STR CORP COM 857477103 3770 45000 SH SOLE 45000 0 0 STERLING BANCORP DEL COM 85917A100 35071 1594145 SH SOLE 1594145 0 0 STERLING BANCORP INC COM 85917W102 9753 862300 SH SOLE 862300 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 1186 51100 SH SOLE 51100 0 0 SUNTRUST BKS INC COM 867914103 5010 75012 SH SOLE 75012 0 0 SVB FINL GROUP COM 78486Q101 13210 42500 SH SOLE 42500 0 0 SYNOVUS FINL CORP COM NEW 87161C501 15343 335068 SH SOLE 335068 0 0 Sugar Creek Financial Corporation COM 86481Y102 959 77375 SH SOLE 77375 0 0 Sunnyside Bancorp, Inc. COM 867475105 893 64871 SH SOLE 64871 0 0 TAYLOR MORRISON HOME CORP CL A 87724P106 12222 677500 SH SOLE 677500 0 0 TERRITORIAL BANCORP INC COM 88145X108 149 5052 SH SOLE 5052 0 0 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 827 10009 SH SOLE 10009 0 0 TFS FINL CORP COM 87240R107 5092 339221 SH SOLE 339221 0 0 TOLL BROTHERS INC COM 889478103 1817 55000 SH SOLE 55000 0 0 TRIUMPH BANCORP INC COM 89679E300 3629 95000 SH SOLE 95000 0 0 TWO HBRS INVT CORP COM NEW 90187B408 1616 108250 SH SOLE 108250 0 0 TWO RIV BANCORP COM 90207C105 3902 225000 SH SOLE 225000 0 0 UMPQUA HLDGS CORP COM 904214103 1456 70000 SH SOLE 70000 0 0 UNION BANKSHARES CORP NEW COM 90539J109 3468 90000 SH SOLE 90000 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 9340 334881 SH SOLE 334881 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 11964 1237200 SH SOLE 1237200 0 0 UNITED FINL BANCORP INC NEW COM 910304104 5461 324500 SH SOLE 324500 0 0 UNITED SECURITY BANCSHARES C COM 911460103 665 59900 SH SOLE 59900 0 0 US BANCORP DEL COM NEW 902973304 15642 296200 SH SOLE 296200 0 0 VALLEY NATL BANCORP COM 919794107 16655 1480443 SH SOLE 1480443 0 0 VISA INC COM CL A 92826C839 7730 51500 SH SOLE 51500 0 0 WELLS FARGO CO NEW COM 949746101 2628 50000 SH SOLE 50000 0 0 WESTERN ALLIANCE BANCORP COM 957638109 16501 290056 SH SOLE 290056 0 0 WESTERN NEW ENG BANCORP INC COM 958892101 949 87899 SH SOLE 87899 0 0 WILLIS LEASE FINANCE CORP COM 970646105 863 25000 SH SOLE 25000 0 0 WORLDPAY INC CL A 981558109 5064 50000 SH SOLE 50000 0 0 WSFS FINL CORP COM 929328102 1415 30000 SH SOLE 30000 0 0 West End Indiana Bancshares, Inc. COM 952678100 899 30000 SH SOLE 30000 0 0 White River Bancshares Company COM 9B999WRBC 4566 68000 SH SOLE 68000 0 0 White River Bancshares Company PFD CONV 9B999WRBC 3029 45113 SH SOLE 45113 0 0 ZIONS BANCORPORATION COM 989701107 38864 774948 SH SOLE 774948 0 0 ZIONS BANCORPORATION *W EXP 11/14/201 989701131 8367 603700 SH SOLE 603700 0 0