President/CEO

0000919574-18-005202.txt : 20180809 0000919574-18-005202.hdr.sgml : 20180809 20180809145738 ACCESSION NUMBER: 0000919574-18-005202 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180809 DATE AS OF CHANGE: 20180809 EFFECTIVENESS DATE: 20180809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 181004639 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001040762 XXXXXXXX 06-30-2018 06-30-2018 true 1 RESTATEMENT false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese President/CEO 212-486-7300 /s/ Terry Maltese New York NY 08-09-2018 0 206 1511508 INFORMATION TABLE 2 infotable.xml AFFILIATED MANAGERS GROUP COM 008252108 10719 72100 SH SOLE 72100 0 0 AJS Bancorp, Inc. COM 001503101 2799 199192 SH SOLE 199192 0 0 Alerus Financial Corp Not 13-F Security 01446U103 7610 291008 SH SOLE 291008 0 0 AMERICAN EXPRESS CO COM 025816109 7350 75000 SH SOLE 75000 0 0 AMERICAN NATL BANKSHARES INC COM 027745108 5640 141000 SH SOLE 141000 0 0 AMERICAN RIVER BANKSHARES COM 029326105 7987 503886 SH SOLE 503886 0 0 AMERIS BANCORP COM 03076K108 17606 330018 SH SOLE 330018 0 0 ARES CAP CORP COM 04010L103 13983 850000 SH SOLE 850000 0 0 ARES MGMT LP COM SHS REG INT 04014Y101 6448 311500 SH SOLE 311500 0 0 ARROW FINL CORP COM 042744102 826 22700 SH SOLE 22700 0 0 ASSOCIATED BANC CORP COM 045487105 13514 495000 SH SOLE 495000 0 0 ASSURANT INC COM 04621X108 8538 82500 SH SOLE 82500 0 0 Avidbank Holdings, Inc. COM 05368J103 6375 254998 SH SOLE 254998 0 0 BANC OF CALIFORNIA INC COM 05990K106 14085 720465 SH SOLE 720465 0 0 BANCFIRST CORP COM 05945F103 3055 51600 SH SOLE 51600 0 0 Bank First National Corp. Not 13-F Security 06211J100 2132 40000 SH SOLE 40000 0 0 BANK AMER CORP COM 060505104 17430 618300 SH SOLE 618300 0 0 BANK COMM HLDGS COM 06424J103 1020 80000 SH SOLE 80000 0 0 BANK OF THE ST JAMES FINL GP COM 470299108 2777 167800 SH SOLE 167800 0 0 BANKUNITED INC COM 06652K103 4739 116000 SH SOLE 116000 0 0 BANNER CORP COM NEW 06652V208 655 10900 SH SOLE 10900 0 0 Bay Banks of Virginia, Inc. Not 13-F Security 072035108 8481 869829 SH SOLE 869829 0 0 BENEFICIAL BANCORP INC COM 08171T102 2106 130000 SH SOLE 130000 0 0 Best Hometown Bancorp, Inc. Not 13-F Security 08652N103 1088 80000 SH SOLE 80000 0 0 BLACK KNIGHT INC COM 09215C105 6962 130000 SH SOLE 130000 0 0 Blackhawk Bancorp, Inc. Not 13-F Security 09237E204 3142 107797 SH SOLE 107797 0 0 BLACKROCK INC COM 09247X101 8384 16800 SH SOLE 16800 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 3012 189461 SH SOLE 189461 0 0 BRIDGEWATER BANCSHARES INC COM ACCD INV 108621103 7356 578328 SH SOLE 578328 0 0 BRIGHTSPHERE INVESTMNT GRP P SHS G1644T109 6560 460000 SH SOLE 460000 0 0 BRYN MAWR BK CORP COM 117665109 9089 196300 SH SOLE 196300 0 0 BUSINESS FIRST BANCSHARES IN COM 12326C105 12458 472800 SH SOLE 472800 0 0 CADENCE BANCORPORATION CL A 12739A100 2746 95102 SH SOLE 95102 0 0 CAPITAL ONE FINL CORP COM 14040H105 9190 100000 SH SOLE 100000 0 0 CAROLINA FINL CORP NEW COM 143873107 2361 55000 SH SOLE 55000 0 0 CENTERSTATE BK CORP COM 15201P109 31733 1064166 SH SOLE 1064166 0 0 Central Federal Bancshares, Inc. Not 13-F Security 15346T107 2386 165700 SH SOLE 165700 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 4584 60000 SH SOLE 60000 0 0 Chesapeake Financial Shares, Inc. Not 13-F Security 16517A109 543 19086 SH SOLE 19086 0 0 CITIGROUP INC COM NEW 172967424 17399 260000 SH SOLE 260000 0 0 Citizens Community Bancorp, Inc. PFD SER A 174903102 7445 58461 SH SOLE 58461 0 0 CITIZENS FINL GROUP INC COM 174610105 13421 345000 SH SOLE 345000 0 0 CITIZENS HLDG CO MISS COM 174715102 246 10348 SH SOLE 10348 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 1674 69063 SH SOLE 69063 0 0 CIVISTA BANCSHARES INC 6.50% PFD SER B 178867206 8238 115700 SH SOLE 115700 0 0 CNB FINL CORP PA COM 126128107 651 21650 SH SOLE 21650 0 0 CODORUS VY BANCORP INC COM 192025104 11985 390652 SH SOLE 390652 0 0 COMERICA INC COM 200340107 37663 414244 SH SOLE 414244 0 0 Communities First Financial Corporation Not 13-F Security 20344D104 1443 62592 SH SOLE 62592 0 0 COMMUNITY BANKERS TR CORP COM 203612106 10874 1215000 SH SOLE 1215000 0 0 COMMUNITY WEST BANCSHARES COM 204157101 654 55444 SH SOLE 55444 0 0 CONNECTONE BANCORP INC NEW COM 20786W107 4014 161198 SH SOLE 161198 0 0 Cortland Bancorp Not 13-F Security 220587109 427 17896 SH SOLE 17896 0 0 CULLEN FROST BANKERS INC COM 229899109 17145 158400 SH SOLE 158400 0 0 D R HORTON INC COM 23331A109 4850 118300 SH SOLE 118300 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 12844 210000 SH SOLE 210000 0 0 EAGLE BANCORP MONT INC COM 26942G100 1736 89951 SH SOLE 89951 0 0 EAST WEST BANCORP INC COM 27579R104 535 8200 SH SOLE 8200 0 0 EATON VANCE CORP COM NON VTG 278265103 5527 105900 SH SOLE 105900 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 2045 37900 SH SOLE 37900 0 0 EQUITABLE FINL CORP NEW COM 29448T105 3567 331400 SH SOLE 331400 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 3563 135000 SH SOLE 135000 0 0 ESSA BANCORP INC COM 29667D104 10372 655200 SH SOLE 655200 0 0 EVANS BANCORP INC COM NEW 29911Q208 11653 252777 SH SOLE 252777 0 0 FARMERS NATL BANC CORP COM 309627107 7307 458100 SH SOLE 458100 0 0 FB FINL CORP COM 30257X104 963 23650 SH SOLE 23650 0 0 FFBW INC COM 30258M107 887 80000 SH SOLE 80000 0 0 FINANCIAL INSTNS INC COM 317585404 2268 68940 SH SOLE 68940 0 0 FIRST AMERN FINL CORP COM 31847R102 1810 35000 SH SOLE 35000 0 0 First American International Corp. COM 31849X107 3096 54070 SH SOLE 54070 0 0 FIRST BANCORP N C COM 318910106 3068 75000 SH SOLE 75000 0 0 FIRST BANCSHARES INC MS COM 318916103 7038 195772 SH SOLE 195772 0 0 FIRST BUSEY CORP COM NEW 319383204 3965 125000 SH SOLE 125000 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 3428 8500 SH SOLE 8500 0 0 FIRST CMNTY CORP S C COM 319835104 1441 57394 SH SOLE 57394 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 8986 134000 SH SOLE 134000 0 0 FIRST FINL BANCORP OH COM 320209109 21006 685341 SH SOLE 685341 0 0 FIRST HORIZON NATL CORP COM 320517105 17308 970162 SH SOLE 970162 0 0 First IC Corporation COM 32058J102 975 90686 SH SOLE 90686 0 0 FIRST MERCHANTS CORP COM 320817109 3 67 SH SOLE 67 0 0 FIRST MID ILL BANCSHARES INC COM 320866106 8892 226262 SH SOLE 226262 0 0 FIRST LONG IS CORP COM 320734106 4664 187700 SH SOLE 187700 0 0 FIVE POINT HOLDINGS LLC COM CL A 33833Q106 10913 970000 SH SOLE 970000 0 0 FULTON FINL CORP PA COM 360271100 3383 205060 SH SOLE 205060 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 8315 37700 SH SOLE 37700 0 0 GRANITE PT MTG TR INC COM 38741L107 1835 100000 SH SOLE 100000 0 0 GREAT WESTN BANCORP INC COM 391416104 6090 145024 SH SOLE 145024 0 0 GUARANTY FED BANCSHARES INC COM 40108P101 2051 83900 SH SOLE 83900 0 0 HAMILTON BANCORP INC MD COM 407015106 2167 138000 SH SOLE 138000 0 0 HANCOCK WHITNEY CORPORATION COM 410120109 8121 174084 SH SOLE 174084 0 0 HARBORONE BANCORP INC COM 41165F101 1515 80000 SH SOLE 80000 0 0 HENNESSY ADVISORS INC COM 425885100 2325 133978 SH SOLE 133978 0 0 HERITAGE COMMERCE CORP COM 426927109 5897 347100 SH SOLE 347100 0 0 Heritage Nola Bancorp, Inc. Not 13-F Security 42727P108 437 35000 SH SOLE 35000 0 0 HILLTOP HOLDINGS INC COM 432748101 555 25134 SH SOLE 25134 0 0 HMN FINL INC COM 40424G108 2010 100000 SH SOLE 100000 0 0 HMN FINL INC *W $4.68 EXP 12/23/2018 40424G975 4297 277778 SH SOLE 277778 0 0 HOME BANCSHARES INC COM 436893200 25789 1143126 SH SOLE 1143126 0 0 HOMESTREET INC COM 43785V102 9164 340027 SH SOLE 340027 0 0 HOMETRUST BANCSHARES INC COM 437872104 6846 243208 SH SOLE 243208 0 0 HOPE BANCORP INC COM 43940T109 9187 515280 SH SOLE 515280 0 0 HOWARD BANCORP INC COM 442496105 3082 171200 SH SOLE 171200 0 0 HOWARD HUGHES CORP COM 44267D107 9010 68000 SH SOLE 68000 0 0 HUNTINGTON BANCSHARES INC COM 446150104 12251 830000 SH SOLE 830000 0 0 IBERIABANK CORP COM 450828108 13752 181425 SH SOLE 181425 0 0 IF BANCORP INC COM 44951J105 7502 313877 SH SOLE 313877 0 0 INDEPENDENT BANK CORP MICH COM NEW 453838609 21392 838900 SH SOLE 838900 0 0 INVESTAR HLDG CORP COM 46134L105 4424 160000 SH SOLE 160000 0 0 INVESTORS BANCORP INC NEW COM 46146L101 15608 1220305 SH SOLE 1220305 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 5709 90000 SH SOLE 90000 0 0 KEYCORP NEW COM 493267108 34700 1775850 SH SOLE 1775850 0 0 LAKELAND BANCORP INC COM 511637100 7046 354952 SH SOLE 354952 0 0 LAZARD LTD SHS A G54050102 12961 265000 SH SOLE 265000 0 0 LEGG MASON INC COM 524901105 4341 125000 SH SOLE 125000 0 0 LENNAR CORP CL B 526057302 34289 803200 SH SOLE 803200 0 0 LIMESTONE BANCORP INC COM 53262L105 395 25918 SH SOLE 25918 0 0 LUTHER BURBANK CORP COM 550550107 9415 818300 SH SOLE 818300 0 0 MASTERCARD INCORPORATED CL A 57636Q104 8843 45000 SH SOLE 45000 0 0 MB Bancorp, Inc. COM 55280E104 3148 188500 SH SOLE 188500 0 0 MELROSE BANCORP INC COM 585553100 2537 129132 SH SOLE 129132 0 0 MERIDIAN BK PAOLI PA COM 58958P104 4690 257854 SH SOLE 257854 0 0 MIDSOUTH BANCORP INC COM 598039105 611 46078 SH SOLE 46078 0 0 MIDWESTONE FINL GROUP INC NE COM 598511103 2027 60000 SH SOLE 60000 0 0 MORGAN STANLEY COM NEW 617446448 24411 515000 SH SOLE 515000 0 0 Mountain Commerce Bancorp, Inc. Not 13-F Security 624004107 3630 187500 SH SOLE 187500 0 0 NATIONAL COMM CORP COM 63546L102 2681 57900 SH SOLE 57900 0 0 New Bancorp, Inc. COM 642142103 1274 66200 SH SOLE 66200 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 3312 300000 SH SOLE 300000 0 0 NORTHERN TR CORP COM 665859104 3601 35000 SH SOLE 35000 0 0 OAK VALLEY BANCORP OAKDALE C COM 671807105 2173 95000 SH SOLE 95000 0 0 OCEANFIRST FINL CORP COM 675234108 18222 608200 SH SOLE 608200 0 0 OLD LINE BANCSHARES INC COM 67984M100 11869 340000 SH SOLE 340000 0 0 OLD SECOND BANCORP INC ILL COM 680277100 11808 820000 SH SOLE 820000 0 0 ONEMAIN HLDGS INC COM 68268W103 2830 85000 SH SOLE 85000 0 0 OP BANCORP COM 67109R109 3170 249200 SH SOLE 249200 0 0 OTTAWA BANCORP INC COM 689195105 4167 300200 SH SOLE 300200 0 0 PACIFIC PREMIER BANCORP COM 69478X105 954 25000 SH SOLE 25000 0 0 PATHFINDER BANCORP INC MD COM 70319R109 4418 276661 SH SOLE 276661 0 0 PAYPAL HLDGS INC COM 70450Y103 7586 91100 SH SOLE 91100 0 0 PB BANCORP INC COM 70454T100 3517 309854 SH SOLE 309854 0 0 PEOPLES BANCORP N C INC COM 710577107 489 15263 SH SOLE 15263 0 0 Pilgrim Bancshares, Inc. COM 72143J105 2434 120800 SH SOLE 120800 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 11045 180032 SH SOLE 180032 0 0 Pioneer Bancshares, Inc. Not 13-F Security 72357G102 123 4028 SH SOLE 4028 0 0 PJT PARTNERS INC COM CL A 69343T107 7475 140000 SH SOLE 140000 0 0 PLUMAS BANCORP COM 729273102 1825 64700 SH SOLE 64700 0 0 PNC FINL SVCS GROUP INC COM 693475105 5405 40007 SH SOLE 40007 0 0 POAGE BANKSHARES INC COM 730206109 6344 322696 SH SOLE 322696 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 10558 171780 SH SOLE 171780 0 0 PROSPERITY BANCSHARES INC COM 743606105 1368 20014 SH SOLE 20014 0 0 QCR HOLDINGS INC COM 74727A104 10306 217200 SH SOLE 217200 0 0 QNB Corporation COM 74726N107 9607 205935 SH SOLE 205935 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 12509 140000 SH SOLE 140000 0 0 RBB BANCORP COM 74930B105 4176 130000 SH SOLE 130000 0 0 RIVERVIEW BANCORP INC COM 769397100 717 85000 SH SOLE 85000 0 0 S & T BANCORP INC COM 783859101 6270 145000 SH SOLE 145000 0 0 SANDY SPRING BANCORP INC COM 800363103 13569 330873 SH SOLE 330873 0 0 SANTANDER CONSUMER USA HDG I COM 80283M101 3054 160000 SH SOLE 160000 0 0 SB FINL GROUP INC COM 78408D105 3965 195152 SH SOLE 195152 0 0 SB FINL GROUP INC DEP SHS PFD 6.5% 78408D204 1841 92867 SH SOLE 92867 0 0 SHORE BANCSHARES INC COM 825107105 3756 197500 SH SOLE 197500 0 0 SI FINL GROUP INC MD COM 78425V104 10826 733963 SH SOLE 733963 0 0 SIERRA BANCORP COM 82620P102 2207 78160 SH SOLE 78160 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 23816 186239 SH SOLE 186239 0 0 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 9857 329665 SH SOLE 329665 0 0 SOUTH ST CORP COM 840441109 1265 14671 SH SOLE 14671 0 0 SOUTHERN MO BANCORP INC COM 843380106 1561 40000 SH SOLE 40000 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 5020 281400 SH SOLE 281400 0 0 STANDARD AVB FINL CORP COM 85303B100 5502 181600 SH SOLE 181600 0 0 STATE BK FINL CORP COM 856190103 6012 180000 SH SOLE 180000 0 0 STATE STR CORP COM 857477103 7717 82900 SH SOLE 82900 0 0 STERLING BANCORP DEL COM 85917A100 32388 1378214 SH SOLE 1378214 0 0 STERLING BANCORP INC COM 85917W102 11657 872500 SH SOLE 872500 0 0 STIFEL FINL CORP COM 860630102 7315 140000 SH SOLE 140000 0 0 Sugar Creek Financial Corporation COM 86481Y102 975 77375 SH SOLE 77375 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 1326 49400 SH SOLE 49400 0 0 Sunnyside Bancorp, Inc. COM 867475105 1046 64871 SH SOLE 64871 0 0 SUNTRUST BKS INC COM 867914103 4291 65000 SH SOLE 65000 0 0 SUNTRUST BKS INC *W EXP 12/31/201 867914129 1762 53803 SH SOLE 53803 0 0 SVB FINL GROUP COM 78486Q101 10829 37500 SH SOLE 37500 0 0 SYNOVUS FINL CORP COM NEW 87161C501 17171 325019 SH SOLE 325019 0 0 TAYLOR MORRISON HOME CORP CL A 87724P106 14031 675200 SH SOLE 675200 0 0 TEXAS CAPITAL BANCSHARES INC COM 88224Q107 4119 45011 SH SOLE 45011 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 7087 155000 SH SOLE 155000 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 2247 70000 SH SOLE 70000 0 0 TRIUMPH BANCORP INC COM 89679E300 7062 173300 SH SOLE 173300 0 0 TWO HBRS INVT CORP COM NEW 90187B408 1709 108150 SH SOLE 108150 0 0 TWO RIV BANCORP COM 90207C105 1112 58154 SH SOLE 58154 0 0 UNION BANKSHARES CORP NEW COM 90539J109 3499 90000 SH SOLE 90000 0 0 US BANCORP DEL COM NEW 902973304 33103 661800 SH SOLE 661800 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 10736 350063 SH SOLE 350063 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 13207 1201740 SH SOLE 1201740 0 0 UNITED FINL BANCORP INC NEW COM 910304104 5820 332200 SH SOLE 332200 0 0 UNITED SECURITY BANCSHARES C COM 911460103 1400 125000 SH SOLE 125000 0 0 VALLEY NATL BANCORP COM 919794107 14047 1155180 SH SOLE 1155180 0 0 VISA INC COM CL A 92826C839 7947 60000 SH SOLE 60000 0 0 VOYA FINL INC COM 929089100 4940 105100 SH SOLE 105100 0 0 West End Indiana Bancshares, Inc. COM 952678100 745 25700 SH SOLE 25700 0 0 WESTERN ALLIANCE BANCORP COM 957638109 12543 221568 SH SOLE 221568 0 0 WESTERN NEW ENG BANCORP INC COM 958892101 1100 100000 SH SOLE 100000 0 0 White River Bancshares Company COM 9B999WRBC 4718 68000 SH SOLE 68000 0 0 White River Bancshares Company PFD CONV 9B999WRBC 3130 45113 SH SOLE 45113 0 0 WILLIS LEASE FINANCE CORP COM 970646105 790 25000 SH SOLE 25000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 26590 1000000 SH SOLE 1000000 0 0 ZIONS BANCORPORATION COM 989701107 36671 695974 SH SOLE 695974 0 0 ZIONS BANCORPORATION *W EXP 11/14/201 989701131 10978 611600 SH SOLE 611600 0 0