0000919574-18-000823.txt : 20180205 0000919574-18-000823.hdr.sgml : 20180205 20180205130939 ACCESSION NUMBER: 0000919574-18-000823 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180205 DATE AS OF CHANGE: 20180205 EFFECTIVENESS DATE: 20180205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 18573564 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040762 XXXXXXXX 12-31-2017 12-31-2017 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese 212-486-7300 /s/ Terry Maltese New York NY 02-05-2018 0 197 1329091 INFORMATION TABLE 2 infotable.xml ACCESS NATL CORP COM 004337101 89 3200 SH SOLE 3200 0 0 AFFILIATED MANAGERS GROUP COM 008252108 15907 77500 SH SOLE 77500 0 0 AJS Bancorp, Inc. COM 001503101 2968 199192 SH SOLE 199192 0 0 Alerus Financial Corp COM 01446U103 4472 218657 SH SOLE 218657 0 0 American Business Bank COM 02475L105 2177 55250 SH SOLE 55250 0 0 AMERICAN NATL BANKSHARES INC COM 027745108 3256 85000 SH SOLE 85000 0 0 AMERICAN RIVER BANKSHARES COM 029326105 7702 505354 SH SOLE 505354 0 0 AMERIPRISE FINL INC COM 03076C106 3271 19300 SH SOLE 19300 0 0 AMERIS BANCORP COM 03076K108 28566 592663 SH SOLE 592663 0 0 AMES NATL CORP COM 031001100 82 2946 SH SOLE 2946 0 0 ARES CAP CORP COM 04010L103 11446 728100 SH SOLE 728100 0 0 ASSOCIATED BANC CORP COM 045487105 18924 745038 SH SOLE 745038 0 0 Avidbank Holdings, Inc. COM 05368J103 5648 254998 SH SOLE 254998 0 0 BANC OF CALIFORNIA INC COM 05990K106 17762 860141 SH SOLE 860141 0 0 BANCFIRST CORP COM 05945F103 512 10000 SH SOLE 10000 0 0 Bank First National Corp. COM 06211J100 825 18460 SH SOLE 18460 0 0 BANK AMER CORP COM 060505104 28192 955000 SH SOLE 955000 0 0 BANK OF MARIN BANCORP COM 063425102 340 5000 SH SOLE 5000 0 0 BANK OF THE ST JAMES FINL GP COM 470299108 2505 167800 SH SOLE 167800 0 0 BANKUNITED INC COM 06652K103 6312 155000 SH SOLE 155000 0 0 Bay Banks of Virginia, Inc. COM 072035108 8611 869829 SH SOLE 869829 0 0 Best Hometown Bancorp, Inc. Not 13-F Security 08652N103 264 22500 SH SOLE 22500 0 0 BLACK KNIGHT INC COM 09215C105 4857 110000 SH SOLE 110000 0 0 Blackhawk Bancorp, Inc. COM 09237E204 2624 107797 SH SOLE 107797 0 0 BLACKROCK INC COM 09247X101 3801 7400 SH SOLE 7400 0 0 BOK FINL CORP COM NEW 05561Q201 1 11 SH SOLE 11 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 5926 383530 SH SOLE 383530 0 0 BRYN MAWR BK CORP COM 117665109 6581 148900 SH SOLE 148900 0 0 Business First Bankshares Inc. COM 9B999BFBI 10462 500000 SH SOLE 500000 0 0 CANNAE HLDGS INC COM 13765N107 4258 250000 SH SOLE 250000 0 0 CAPITAL ONE FINL CORP COM 14040H105 9958 100000 SH SOLE 100000 0 0 CBTX INC COM 12481V104 2818 95000 SH SOLE 95000 0 0 CENTERSTATE BK CORP COM 15201P109 20201 785113 SH SOLE 785113 0 0 Central Federal Bancshares, Inc. COM 15346T107 2385 166200 SH SOLE 166200 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 7498 95827 SH SOLE 95827 0 0 CITIGROUP INC COM NEW 172967424 15998 215000 SH SOLE 215000 0 0 CITIZENS HLDG CO MISS COM 174715102 232 10041 SH SOLE 10041 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 1519 69063 SH SOLE 69063 0 0 CIVISTA BANCSHARES INC 6.50% PFD SER B 178867206 8556 115700 SH SOLE 115700 0 0 CNB FINL CORP PA COM 126128107 21 800 SH SOLE 800 0 0 COASTWAY BANCORP INC COM 190632109 8692 410000 SH SOLE 410000 0 0 CODORUS VY BANCORP INC COM 192025104 12374 449462 SH SOLE 449462 0 0 COMERICA INC COM 200340107 28650 330035 SH SOLE 330035 0 0 COMERICA INC COM 200340107 2170 25000 SH Call SOLE 25000 0 0 Communities First Financial Corporation COM 20344D104 1173 60000 SH SOLE 60000 0 0 COMMUNITY BANKERS TR CORP COM 203612106 8681 1065147 SH SOLE 1065147 0 0 COMMUNITY WEST BANCSHARES COM 204157101 2904 272696 SH SOLE 272696 0 0 CONNECTONE BANCORP INC NEW COM 20786W107 3480 135152 SH SOLE 135152 0 0 Cortland Bancorp COM 220587109 143 6998 SH SOLE 6998 0 0 CULLEN FROST BANKERS INC COM 229899109 14530 153510 SH SOLE 153510 0 0 CYS INVTS INC COM 12673A108 1405 175000 SH SOLE 175000 0 0 DIME CMNTY BANCSHARES COM 253922108 3325 158727 SH SOLE 158727 0 0 DISCOVER FINL SVCS COM 254709108 7715 100300 SH SOLE 100300 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 8923 180000 SH SOLE 180000 0 0 EAGLE BANCORP MONT INC COM 26942G100 3666 175000 SH SOLE 175000 0 0 EAGLE BANCORP INC MD COM 268948106 1737 30000 SH SOLE 30000 0 0 EAST WEST BANCORP INC COM 27579R104 4751 78100 SH SOLE 78100 0 0 EATON VANCE CORP COM NON VTG 278265103 3835 68000 SH SOLE 68000 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 10391 230144 SH SOLE 230144 0 0 EQUITABLE FINL CORP NEW COM 29448T105 3441 315721 SH SOLE 315721 0 0 EQUITY BANCSHARES INC COM CL A 29460X109 5382 152000 SH SOLE 152000 0 0 ESQUIRE FINL HLDGS INC COM 29667J101 2770 140335 SH SOLE 140335 0 0 ESSA BANCORP INC COM 29667D104 7965 508290 SH SOLE 508290 0 0 EVANS BANCORP INC COM NEW 29911Q208 10903 260220 SH SOLE 260220 0 0 FARMERS NATL BANC CORP COM 309627107 926 62800 SH SOLE 62800 0 0 FFBW INC COM 30258M107 331 30000 SH SOLE 30000 0 0 FNB CORP PA *W $3.116 EXP 1/30/2019 302520945 4299 399136 SH SOLE 399136 0 0 FGL HLDGS ORD SHS G3402M102 1007 100000 SH SOLE 100000 0 0 FIFTH THIRD BANCORP COM 316773100 7434 245032 SH SOLE 245032 0 0 FINANCIAL INSTNS INC COM 317585404 2177 70000 SH SOLE 70000 0 0 FIRST AMERN FINL CORP COM 31847R102 3643 65000 SH SOLE 65000 0 0 First American International Corp. COM 31849X107 5058 168880 SH SOLE 168880 0 0 FIRST BANCSHARES INC MS COM 318916103 10891 318444 SH SOLE 318444 0 0 FIRST CMNTY CORP S C COM 319835104 3437 152072 SH SOLE 152072 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 6496 125000 SH SOLE 125000 0 0 FIRST FINL BANCORP OH COM 320209109 7380 280073 SH SOLE 280073 0 0 FIRST HORIZON NATL CORP COM 320517105 11628 581698 SH SOLE 581698 0 0 First IC Corporation COM 32058J102 834 83797 SH SOLE 83797 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 1402 58400 SH SOLE 58400 0 0 FIVE POINT HOLDINGS LLC COM CL A 33833Q106 11364 805950 SH SOLE 805950 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 5886 150000 SH SOLE 150000 0 0 FS BANCORP INC COM 30263Y104 2456 45000 SH SOLE 45000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 13757 54000 SH SOLE 54000 0 0 GRANITE PT MTG TR INC COM 38741L107 1832 103261 SH SOLE 103261 0 0 GUARANTY FED BANCSHARES INC COM 40108P101 1884 83900 SH SOLE 83900 0 0 HAMILTON BANCORP INC MD COM 407015106 2170 140882 SH SOLE 140882 0 0 HANCOCK HLDG CO COM 410120109 5695 115059 SH SOLE 115059 0 0 HEARTLAND FINL USA INC COM 42234Q102 1878 35000 SH SOLE 35000 0 0 HENNESSY ADVISORS INC COM 425885100 2164 130862 SH SOLE 130862 0 0 Heritage Nola Bancorp, Inc. COM 42727P108 57 4800 SH SOLE 4800 0 0 HILLTOP HOLDINGS INC COM 432748101 6462 255118 SH SOLE 255118 0 0 HMN FINL INC COM 40424G108 2290 119900 SH SOLE 119900 0 0 HMN FINL INC *W $4.68 EXP 12/23/2018 40424G975 4028 277778 SH SOLE 277778 0 0 HOME BANCSHARES INC COM 436893200 10930 470127 SH SOLE 470127 0 0 HOMESTREET INC COM 43785V102 2183 75400 SH SOLE 75400 0 0 HOMETRUST BANCSHARES INC COM 437872104 6278 243804 SH SOLE 243804 0 0 HOPE BANCORP INC COM 43940T109 3222 176568 SH SOLE 176568 0 0 HORIZON BANCORP IND COM 440407104 1251 45000 SH SOLE 45000 0 0 HOWARD BANCORP INC COM 442496105 3520 160000 SH SOLE 160000 0 0 HOWARD HUGHES CORP COM 44267D107 985 7500 SH SOLE 7500 0 0 HUNTINGTON BANCSHARES INC COM 446150104 21226 1457837 SH SOLE 1457837 0 0 IBERIABANK CORP COM 450828108 21316 275051 SH SOLE 275051 0 0 IF BANCORP INC COM 44951J105 5014 255000 SH SOLE 255000 0 0 INDEPENDENT BANK CORP MICH COM NEW 453838609 22202 993365 SH SOLE 993365 0 0 INVESCO LTD SHS G491BT108 8587 235000 SH SOLE 235000 0 0 INVESTAR HLDG CORP COM 46134L105 4459 185000 SH SOLE 185000 0 0 INVESTORS BANCORP INC NEW COM 46146L101 7851 565614 SH SOLE 565614 0 0 JACKSONVILLE BANCORP INC MD COM 46924R106 1309 40869 SH SOLE 40869 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 7972 120000 SH SOLE 120000 0 0 KEYCORP NEW COM 493267108 30660 1520097 SH SOLE 1520097 0 0 LAZARD LTD SHS A G54050102 5513 105000 SH SOLE 105000 0 0 LEGACY TEX FINL GROUP INC COM 52471Y106 4645 110047 SH SOLE 110047 0 0 LEGG MASON INC COM 524901105 3086 73500 SH SOLE 73500 0 0 LENNAR CORP CL B 526057302 29974 580000 SH SOLE 580000 0 0 LUTHER BURBANK CORP COM 550550107 7826 650000 SH SOLE 650000 0 0 MAINSOURCE FINANCIAL GP INC COM 56062Y102 8219 226363 SH SOLE 226363 0 0 MASTERCARD INCORPORATED CL A 57636Q104 9460 62500 SH SOLE 62500 0 0 MB Bancorp, Inc. COM 55280E104 2997 188500 SH SOLE 188500 0 0 MELROSE BANCORP INC COM 585553100 2583 129132 SH SOLE 129132 0 0 MERIDIAN BK PAOLI PA COM 58958P104 6194 310000 SH SOLE 310000 0 0 MIDLAND STS BANCORP INC ILL COM 597742105 5522 170000 SH SOLE 170000 0 0 MIDWESTONE FINL GROUP INC NE COM 598511103 6887 205400 SH SOLE 205400 0 0 MORGAN STANLEY COM NEW 617446448 25710 490000 SH SOLE 490000 0 0 Mountain Commerce Bancorp, Inc. COM 624004107 2504 187500 SH SOLE 187500 0 0 New Bancorp, Inc. COM 642142103 1278 66200 SH SOLE 66200 0 0 NORTHERN TR CORP COM 665859104 8491 85000 SH SOLE 85000 0 0 NORTHRIM BANCORP INC COM 666762109 5520 163073 SH SOLE 163073 0 0 OAK VALLEY BANCORP OAKDALE C COM 671807105 2347 120100 SH SOLE 120100 0 0 OCEANFIRST FINL CORP COM 675234108 8 300 SH SOLE 300 0 0 OLD LINE BANCSHARES INC COM 67984M100 1766 60000 SH SOLE 60000 0 0 OLD SECOND BANCORP INC ILL COM 680277100 4986 365300 SH SOLE 365300 0 0 OM ASSET MGMT PLC SHS G67506108 6030 360000 SH SOLE 360000 0 0 OTTAWA BANCORP INC COM 689195105 4335 300200 SH SOLE 300200 0 0 PARAGON COML CORP COM NEW 69911U403 372 7000 SH SOLE 7000 0 0 PATHFINDER BANCORP INC MD COM 70319R109 3911 253961 SH SOLE 253961 0 0 PAYPAL HLDGS INC COM 70450Y103 7178 97500 SH SOLE 97500 0 0 PB BANCORP INC COM 70454T100 3240 301430 SH SOLE 301430 0 0 PEOPLES BANCORP N C INC COM 710577107 12 400 SH SOLE 400 0 0 Pilgrim Bancshares, Inc. COM 72143J105 2301 120800 SH SOLE 120800 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 332 5000 SH SOLE 5000 0 0 Pioneer Bancshares, Inc. COM 72357G102 109 4028 SH SOLE 4028 0 0 PJT PARTNERS INC COM CL A 69343T107 10260 225000 SH SOLE 225000 0 0 PLUMAS BANCORP COM 729273102 1399 60300 SH SOLE 60300 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 987 12700 SH SOLE 12700 0 0 POAGE BANKSHARES INC COM 730206109 6626 315535 SH SOLE 315535 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 10930 185948 SH SOLE 185948 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 27910 1000000 SH Put SOLE 1000000 0 0 QCR HOLDINGS INC COM 74727A104 16497 385000 SH SOLE 385000 0 0 QNB Corporation COM 74726N107 3660 82522 SH SOLE 82522 0 0 RBB BANCORP COM 74930B105 8098 295882 SH SOLE 295882 0 0 REGIONS FINL CORP NEW COM 7591EP100 22464 1300000 SH SOLE 1300000 0 0 S & T BANCORP INC COM 783859101 5666 142337 SH SOLE 142337 0 0 SANDY SPRING BANCORP INC COM 800363103 3906 100101 SH SOLE 100101 0 0 SB FINL GROUP INC DEP SHS PFD 6.5% 78408D204 1432 80000 SH SOLE 80000 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 11093 440040 SH SOLE 440040 0 0 SI FINL GROUP INC MD COM 78425V104 11002 748437 SH SOLE 748437 0 0 SIERRA BANCORP COM 82620P102 531 20000 SH SOLE 20000 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 14074 102536 SH SOLE 102536 0 0 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 3427 60017 SH SOLE 60017 0 0 SOUTH ST CORP COM 840441109 4359 50022 SH SOLE 50022 0 0 SOUTHERN MO BANCORP INC COM 843380106 2311 61476 SH SOLE 61476 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 102 1735 SH SOLE 1735 0 0 Standard AVB Financial Corp. COM 85303B100 5463 181600 SH SOLE 181600 0 0 STATE BK FINL CORP COM 856190103 4530 151800 SH SOLE 151800 0 0 STERLING BANCORP DEL COM 85917A100 15994 650156 SH SOLE 650156 0 0 STERLING BANCORP INC COM 85917W102 8700 685000 SH SOLE 685000 0 0 Sugar Creek Financial Corporation COM 86481Y102 1025 78575 SH SOLE 78575 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 713 27100 SH SOLE 27100 0 0 SUN BANCORP INC COM NEW 86663B201 9190 378200 SH SOLE 378200 0 0 Sunnyside Bancorp, Inc. COM 867475105 1088 64871 SH SOLE 64871 0 0 SUNSHINE BANCORP INC COM 86777J108 1787 77900 SH SOLE 77900 0 0 Sunshine Financial Inc. COM 86782T109 1960 66000 SH SOLE 66000 0 0 SUNTRUST BKS INC COM 867914103 23902 370060 SH SOLE 370060 0 0 SUNTRUST BKS INC *W EXP 12/31/201 867914129 1664 53402 SH SOLE 53402 0 0 SYNOVUS FINL CORP COM NEW 87161C501 19419 405065 SH SOLE 405065 0 0 TAYLOR MORRISON HOME CORP CL A 87724P106 10400 425000 SH SOLE 425000 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 11250 310000 SH SOLE 310000 0 0 TRI POINTE GROUP INC COM 87265H109 5824 325000 SH SOLE 325000 0 0 TWO HBRS INVT CORP COM NEW 90187B408 3111 191300 SH SOLE 191300 0 0 TWO RIV BANCORP COM 90207C105 617 34056 SH SOLE 34056 0 0 UNITED CMNTY BANCORP IND COM 90984R101 6101 296886 SH SOLE 296886 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 17673 628038 SH SOLE 628038 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 10656 1167159 SH SOLE 1167159 0 0 UNITED FINL BANCORP INC NEW COM 910304104 6439 365000 SH SOLE 365000 0 0 UNITED SECURITY BANCSHARES C COM 911460103 1650 150000 SH SOLE 150000 0 0 UNIVEST CORP PA COM 915271100 16132 575106 SH SOLE 575106 0 0 VALLEY NATL BANCORP COM 919794107 5615 500436 SH SOLE 500436 0 0 VISA INC COM CL A 92826C839 9407 82500 SH SOLE 82500 0 0 WASHINGTONFIRST BANKSHARES I COM 940730104 3607 105285 SH SOLE 105285 0 0 West End Indiana Bancshares, Inc. COM 952678100 659 22800 SH SOLE 22800 0 0 WESTERN ALLIANCE BANCORP COM 957638109 10208 180286 SH SOLE 180286 0 0 WESTERN NEW ENG BANCORP INC COM 958892101 1526 140000 SH SOLE 140000 0 0 White River Bancshares Company COM 9B999WRBC 4501 68000 SH SOLE 68000 0 0 White River Bancshares Company PFD CONV 9B999WRBC 2986 45113 SH SOLE 45113 0 0 WILLIS LEASE FINANCE CORP COM 970646105 624 25000 SH SOLE 25000 0 0 ZIONS BANCORPORATION COM 989701107 27958 550039 SH SOLE 550039 0 0 ZIONS BANCORPORATION *W EXP 11/14/201 989701131 12278 832400 SH SOLE 832400 0 0