0000919574-16-014538.txt : 20160811
0000919574-16-014538.hdr.sgml : 20160811
20160811145141
ACCESSION NUMBER: 0000919574-16-014538
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160811
DATE AS OF CHANGE: 20160811
EFFECTIVENESS DATE: 20160811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001040762
IRS NUMBER: 133906061
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-07148
FILM NUMBER: 161824213
BUSINESS ADDRESS:
STREET 1: 150 EAST 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-486-7300
MAIL ADDRESS:
STREET 1: 150 EAST 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC
DATE OF NAME CHANGE: 19970610
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001040762
XXXXXXXX
06-30-2016
06-30-2016
false
MALTESE CAPITAL MANAGEMENT LLC
150 East 52nd Street
30th Floor
New York
NY
10022
13F HOLDINGS REPORT
028-07148
N
Terry Maltese
President/CEO
212-486-7300
/s/ Terry Maltese
New York
NY
08-11-2016
0
193
800852
INFORMATION TABLE
2
infotable.xml
ACCESS NATL CORP
COM
004337101
1366
70000
SH
SOLE
70000
0
0
AFFILIATED MANAGERS GROUP
COM
008252108
5800
41200
SH
SOLE
41200
0
0
AJS Bancorp, Inc.
COM
001503101
2092
140400
SH
SOLE
140400
0
0
AMERICAN EXPRESS CO
COM
025816109
1215
20000
SH
SOLE
20000
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
1229
60000
SH
SOLE
60000
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
6724
655100
SH
SOLE
655100
0
0
AMERIS BANCORP
COM
03076K108
15396
518400
SH
SOLE
518400
0
0
AMES NATL CORP
COM
031001100
268
10000
SH
SOLE
10000
0
0
ASSOCIATED BANC CORP
COM
045487105
2780
162100
SH
SOLE
162100
0
0
Avidbank Holdings, Inc.
COM
05368J103
1763
120353
SH
SOLE
120353
0
0
BANCFIRST CORP
COM
05945F103
5960
98800
SH
SOLE
98800
0
0
BANCORPSOUTH INC
COM
059692103
2947
129882
SH
SOLE
129882
0
0
BANK AMER CORP
COM
060505104
19614
1478100
SH
SOLE
1478100
0
0
BANK COMM HLDGS
COM
06424J103
1635
247800
SH
SOLE
247800
0
0
BANK MUTUAL CORP NEW
COM
063750103
423
55100
SH
SOLE
55100
0
0
BANK NEW YORK MELLON CORP
COM
064058100
4592
118200
SH
SOLE
118200
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
2622
214000
SH
SOLE
214000
0
0
BANKUNITED INC
COM
06652K103
1229
40000
SH
SOLE
40000
0
0
Bay Banks of Virginia, Inc.
COM
072035108
2795
469700
SH
SOLE
469700
0
0
BNCCORP, Inc.
COM
055936108
515
33471
SH
SOLE
33471
0
0
BOSTON PRIVATE FINL HLDGS IN
COM
101119105
10720
910000
SH
SOLE
910000
0
0
BRYN MAWR BK CORP
COM
117665109
2094
71700
SH
SOLE
71700
0
0
C1 FINL INC
COM
12591N109
4083
175000
SH
SOLE
175000
0
0
CARDINAL FINL CORP
COM
14149F109
5665
258200
SH
SOLE
258200
0
0
CAROLINA FINL CORP NEW
COM
143873107
1868
100000
SH
SOLE
100000
0
0
CASCADE BANCORP
COM NEW
147154207
222
40000
SH
SOLE
40000
0
0
CENTERSTATE BANKS INC
COM
15201P109
8861
562600
SH
SOLE
562600
0
0
Central Federal Bancshares, Inc.
COM
15346T107
1747
155800
SH
SOLE
155800
0
0
CENTURY BANCORP INC MASS
CL A NON VTG
156432106
13575
320700
SH
SOLE
320700
0
0
CHICOPEE BANCORP INC
COM
168565109
4585
251100
SH
SOLE
251100
0
0
CITIGROUP INC
COM NEW
172967424
26566
626700
SH
SOLE
626700
0
0
CITIZENS FINL GROUP INC
COM
174610105
8703
435600
SH
SOLE
435600
0
0
CIVISTA BANCSHARES INC
COM NO PAR
178867107
131
10000
SH
SOLE
10000
0
0
CIVISTA BANCSHARES INC
6.50% PFD SER B
178867206
4622
110050
SH
SOLE
110050
0
0
CNB FINL CORP PA
COM
126128107
4525
254200
SH
SOLE
254200
0
0
COASTWAY BANCORP INC
COM
190632109
5703
458099
SH
SOLE
458099
0
0
CODORUS VY BANCORP INC
COM
192025104
2884
141568
SH
SOLE
141568
0
0
COMERICA INC
COM
200340107
20026
486900
SH
SOLE
486900
0
0
COMMUNITY BANKERS TR CORP
COM
203612106
2072
400000
SH
SOLE
400000
0
0
COMMUNITY TR BANCORP INC
COM
204149108
3684
106300
SH
SOLE
106300
0
0
COMMUNITY WEST BANCSHARES
COM
204157101
2216
301100
SH
SOLE
301100
0
0
Connectone Bancorp, Inc.
COM
20786U101
785
50000
SH
SOLE
50000
0
0
D R HORTON INC
COM
23331A109
5352
170000
SH
SOLE
170000
0
0
DCB Financial Corp
COM
233075100
2674
379228
SH
SOLE
379228
0
0
DISCOVER FINL SVCS
COM
254709108
6141
114600
SH
SOLE
114600
0
0
DNB FINL CORP
COM
233237106
1388
58801
SH
SOLE
58801
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
3885
165400
SH
SOLE
165400
0
0
EAGLE BANCORP INC MD
COM
268948106
9439
196200
SH
SOLE
196200
0
0
EAGLE BANCORP MONT INC
COM
26942G100
267
21000
SH
SOLE
21000
0
0
EQUITABLE FINL CORP NEW
COM
29448T105
2515
302629
SH
SOLE
302629
0
0
ESSA BANCORP INC
COM
29667D104
5569
415600
SH
SOLE
415600
0
0
EVANS BANCORP INC
COM NEW
29911Q208
7160
290598
SH
SOLE
290598
0
0
EVERBANK FINL CORP
COM
29977G102
3641
245000
SH
SOLE
245000
0
0
EVERCORE PARTNERS INC
CLASS A
29977A105
3186
72100
SH
SOLE
72100
0
0
FCB FINL HLDGS INC
CL A
30255G103
5311
156200
SH
SOLE
156200
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
6221
165900
SH
SOLE
165900
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
3291
286900
SH
SOLE
286900
0
0
FIFTH THIRD BANCORP
COM
316773100
2199
125000
SH
SOLE
125000
0
0
FINANCIAL INSTNS INC
COM
317585404
652
25000
SH
SOLE
25000
0
0
First American International Corp.
COM
31849X107
2474
168880
SH
SOLE
168880
0
0
FIRST BUSEY CORP
COM NEW
319383204
4052
189450
SH
SOLE
189450
0
0
FIRST CLOVER LEAF FIN CORP
COM
31969M105
298
25000
SH
SOLE
25000
0
0
FIRST CMNTY CORP S C
COM
319835104
6239
445982
SH
SOLE
445982
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
6214
24000
SH
SOLE
24000
0
0
FIRST FINL BANCORP OH
COM
320209109
2917
150000
SH
SOLE
150000
0
0
First Intercontinental Bank
COM
32056Y101
933
131439
SH
SOLE
131439
0
0
FIRST LONG IS CORP
COM
320734106
1864
65000
SH
SOLE
65000
0
0
FIRST MID ILL BANCSHARES INC
COM
320866106
222
8890
SH
SOLE
8890
0
0
FIRST MIDWEST BANCORP DEL
COM
320867104
4293
244500
SH
SOLE
244500
0
0
FIRST NBC BK HLDG CO
COM
32115D106
1091
65000
SH
SOLE
65000
0
0
FIRST SAVINGS FINL GROUP INC
COM
33621E109
140
4066
SH
SOLE
4066
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
778
83264
SH
SOLE
83264
0
0
Four Oaks Fincorp, Inc.
COM
350891107
167
81000
SH
SOLE
81000
0
0
FOX CHASE BANCORP INC NEW
COM
35137T108
13699
673500
SH
SOLE
673500
0
0
GEORGETOWN BANCORP INC MD
COM
372591107
1404
69100
SH
SOLE
69100
0
0
GERMAN AMERN BANCORP INC
COM
373865104
786
24600
SH
SOLE
24600
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
6567
44200
SH
SOLE
44200
0
0
GUARANTY BANCORP DEL
COM NEW
40075T607
7455
446400
SH
SOLE
446400
0
0
GUARANTY FED BANCSHARES INC
COM
40108P101
1718
107600
SH
SOLE
107600
0
0
HAMILTON BANCORP INC MD
COM
407015106
2782
200000
SH
SOLE
200000
0
0
HANCOCK HLDG CO
COM
410120109
6919
265000
SH
SOLE
265000
0
0
HANMI FINL CORP
COM NEW
410495204
235
10000
SH
SOLE
10000
0
0
HEARTLAND FINL USA INC
COM
42234Q102
1765
50000
SH
SOLE
50000
0
0
HENNESSY ADVISORS INC
COM
425885100
2209
66004
SH
SOLE
66004
0
0
HERITAGE COMMERCE CORP
COM
426927109
5982
568094
SH
SOLE
568094
0
0
HERITAGE OAKS BANCORP
COM
42724R107
7549
950800
SH
SOLE
950800
0
0
Hibernia Bancorp, Inc.
COM
42866N104
287
15000
SH
SOLE
15000
0
0
HILLTOP HOLDINGS INC
COM
432748101
1809
86200
SH
SOLE
86200
0
0
HMN FINL INC
COM
40424G108
992
73034
SH
SOLE
73034
0
0
HOME BANCORP INC
COM
43689E107
824
30000
SH
SOLE
30000
0
0
HOMETRUST BANCSHARES INC
COM
437872104
6242
337413
SH
SOLE
337413
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
894
100000
SH
SOLE
100000
0
0
IF BANCORP INC
COM
44951J105
4677
255000
SH
SOLE
255000
0
0
INDEPENDENT BANK CORP MICH
COM NEW
453838609
13387
922600
SH
SOLE
922600
0
0
INVESCO LTD
SHS
G491BT108
5460
213800
SH
SOLE
213800
0
0
INVESTAR HLDG CORP
COM
46134L105
4657
302800
SH
SOLE
302800
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1150
10000
SH
Put
SOLE
10000
0
0
JACKSONVILLE BANCORP INC MD
COM
46924R106
1728
63769
SH
SOLE
63769
0
0
KEYCORP NEW
COM
493267108
6523
590300
SH
SOLE
590300
0
0
LAKELAND BANCORP INC
COM
511637100
5648
496300
SH
SOLE
496300
0
0
LAZARD LTD
SHS A
G54050102
744
25000
SH
SOLE
25000
0
0
LEGACY TEX FINL GROUP INC
COM
52471Y106
205
7600
SH
SOLE
7600
0
0
LENNAR CORP
CL B
526057302
2541
68215
SH
SOLE
68215
0
0
LPL FINL HLDGS INC
COM
50212V100
958
42500
SH
SOLE
42500
0
0
M & T BK CORP
*W EXP 12/23/201
55261F112
4898
112800
SH
SOLE
112800
0
0
MAINSOURCE FINANCIAL GP INC
COM
56062Y102
6255
283654
SH
SOLE
283654
0
0
MALVERN BANCORP INC
COM
561409103
1061
68000
SH
SOLE
68000
0
0
MB Bancorp, Inc.
COM
55280E104
2494
190400
SH
SOLE
190400
0
0
MBT FINL CORP
COM
578877102
640
80000
SH
SOLE
80000
0
0
Meetinghouse Bancorp, Inc.
COM
58514H109
791
47500
SH
SOLE
47500
0
0
MELROSE BANCORP INC
COM
585553100
3003
193515
SH
SOLE
193515
0
0
MERITAGE HOMES CORP
COM
59001A102
1502
40000
SH
SOLE
40000
0
0
MIDDLEBURG FINANCIAL CORP
COM
596094102
1972
72500
SH
SOLE
72500
0
0
MIDLAND STS BANCORP INC ILL
COM
597742105
8973
413700
SH
SOLE
413700
0
0
Minden Bancorp, Inc.
COM
60255R106
354
14900
SH
SOLE
14900
0
0
MORGAN STANLEY
COM NEW
617446448
8459
325600
SH
SOLE
325600
0
0
MUTUALFIRST FINL INC
COM
62845B104
10535
385200
SH
SOLE
385200
0
0
New Bancorp, Inc.
COM
642142103
850
66200
SH
SOLE
66200
0
0
New Jersey Community Bank
COM
64577U102
650
160488
SH
SOLE
160488
0
0
NMI HLDGS INC
CL A
629209305
5359
977900
SH
SOLE
977900
0
0
NORTHRIM BANCORP INC
COM
666762109
3250
123628
SH
SOLE
123628
0
0
NVR INC
COM
62944T105
178
100
SH
SOLE
100
0
0
OAK VALLEY BANCORP OAKDALE C
COM
671807105
616
63200
SH
SOLE
63200
0
0
OCEAN SHORE HLDG CO NEW
COM
67501R103
763
45000
SH
SOLE
45000
0
0
OLD SECOND BANCORP INC ILL
COM
680277100
9088
1330606
SH
SOLE
1330606
0
0
OM ASSET MGMT PLC
SHS
G67506108
1202
90000
SH
SOLE
90000
0
0
PACIFIC MERCANTILE BANCORP
COM
694552100
3550
500000
SH
SOLE
500000
0
0
PARAGON COML CORP
COM NEW
69911U403
1742
49769
SH
SOLE
49769
0
0
PATHFINDER BANCORP INC MD
COM
70319R109
3156
280000
SH
SOLE
280000
0
0
PB BANCORP INC
COM
70454T100
2911
345730
SH
SOLE
345730
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
1949
105300
SH
SOLE
105300
0
0
PEOPLES BANCORP INC
COM
709789101
1416
65000
SH
SOLE
65000
0
0
PEOPLES BANCORP N C INC
COM
710577107
1479
75400
SH
SOLE
75400
0
0
Pilgrim Bancshares, Inc.
COM
72143J105
1917
149200
SH
SOLE
149200
0
0
PNC FINL SVCS GROUP INC
*W EXP 12/31/201
693475121
2768
158900
SH
SOLE
158900
0
0
POAGE BANKSHARES INC
COM
730206109
4647
270505
SH
SOLE
270505
0
0
Polonia Bancorp, Inc.
COM
73158Q109
3546
329900
SH
SOLE
329900
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
6045
209300
SH
SOLE
209300
0
0
PROVIDENT FINL HLDGS INC
COM
743868101
1281
70000
SH
SOLE
70000
0
0
PRUDENTIAL BANCORP INC NEW
COM
74431A101
5640
400000
SH
SOLE
400000
0
0
QCR HOLDINGS INC
COM
74727A104
10096
371300
SH
SOLE
371300
0
0
QNB Corporation
COM
74726N107
998
31194
SH
SOLE
31194
0
0
RADIAN GROUP INC
COM
750236101
1042
100000
SH
SOLE
100000
0
0
REGIONS FINL CORP NEW
COM
7591EP100
9115
1071100
SH
SOLE
1071100
0
0
RIVERVIEW BANCORP INC
COM
769397100
3045
643700
SH
SOLE
643700
0
0
S & T BANCORP INC
COM
783859101
1834
75000
SH
SOLE
75000
0
0
SB FINL GROUP INC
DEP SHS PFD 6.5%
78408D204
1479
125000
SH
SOLE
125000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
3748
148100
SH
SOLE
148100
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
15356
945542
SH
SOLE
945542
0
0
SHORE BANCSHARES INC
COM
825107105
1929
164193
SH
SOLE
164193
0
0
SI FINL GROUP INC MD
COM
78425V104
13774
1040347
SH
SOLE
1040347
0
0
SIERRA BANCORP
COM
82620P102
4406
264000
SH
SOLE
264000
0
0
SILVER BAY RLTY TR CORP
COM
82735Q102
681
40000
SH
SOLE
40000
0
0
SILVERCREST ASSET MGMT GROUP
CL A
828359109
2701
220700
SH
SOLE
220700
0
0
SOUTHERN FIRST BANCSHARES IN
COM
842873101
603
25000
SH
SOLE
25000
0
0
SOUTHERN MO BANCORP INC
COM
843380106
5151
218892
SH
SOLE
218892
0
0
SOUTHWEST BANCORP INC OKLA
COM
844767103
1693
100000
SH
SOLE
100000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
13616
65000
SH
Put
SOLE
65000
0
0
Standard Financial Corp.
COM
853393106
6109
263300
SH
SOLE
263300
0
0
STATE BK FINL CORP
COM
856190103
15087
741400
SH
SOLE
741400
0
0
STEWART INFORMATION SVCS COR
COM
860372101
2071
50000
SH
SOLE
50000
0
0
STONEGATE BK FT LAUDERDALE F
COM
861811107
7178
222433
SH
SOLE
222433
0
0
STONEGATE MTG CORP
COM
86181Q300
1368
407186
SH
SOLE
407186
0
0
Sugar Creek Financial Corporation
COM
86481Y102
953
83575
SH
SOLE
83575
0
0
SUN BANCORP INC
COM NEW
86663B201
11468
555100
SH
SOLE
555100
0
0
Sunnyside Bancorp, Inc.
COM
867475105
812
64871
SH
SOLE
64871
0
0
Sunshine Financial Inc.
COM
86782T109
1264
66000
SH
SOLE
66000
0
0
SUNTRUST BKS INC
*W EXP 12/31/201
867914129
866
93400
SH
SOLE
93400
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
8407
290000
SH
SOLE
290000
0
0
TERRITORIAL BANCORP INC
COM
88145X108
7766
293405
SH
SOLE
293405
0
0
TOWNEBANK PORTSMOUTH VA
COM
89214P109
2178
100592
SH
SOLE
100592
0
0
TRIUMPH BANCORP INC
COM
89679E300
1122
70100
SH
SOLE
70100
0
0
TWO RIV BANCORP
COM
90207C105
1656
152483
SH
SOLE
152483
0
0
UNITED CMNTY BANCORP IND
COM
90984R101
4177
296886
SH
SOLE
296886
0
0
UNITED CMNTY BKS BLAIRSVLE G
COM
90984P303
9513
520100
SH
SOLE
520100
0
0
UNITED CMNTY FINL CORP OHIO
COM
909839102
7008
1152600
SH
SOLE
1152600
0
0
UNITED FINL BANCORP INC NEW
COM
910304104
5581
430000
SH
SOLE
430000
0
0
UNITED SECURITY BANCSHARES C
COM
911460103
1453
226300
SH
SOLE
226300
0
0
WALKER & DUNLOP INC
COM
93148P102
18
800
SH
SOLE
800
0
0
WASHINGTONFIRST BANKSHARES I
COM
940730104
4214
195000
SH
SOLE
195000
0
0
WELLS FARGO & CO NEW
COM
949746101
7100
150000
SH
SOLE
150000
0
0
West End Indiana Bancshares, Inc.
COM
952678100
743
30000
SH
SOLE
30000
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
1959
60000
SH
SOLE
60000
0
0
WILLIS LEASE FINANCE CORP
COM
970646105
943
42400
SH
SOLE
42400
0
0
WILSHIRE BANCORP INC
COM
97186T108
3178
305000
SH
SOLE
305000
0
0
WINTRUST FINL CORP
COM
97650W108
6630
130000
SH
SOLE
130000
0
0
WOLVERINE BANCORP INC
COM
977880103
4836
189423
SH
SOLE
189423
0
0
WSFS Financial Corporation 6.25% Pfd. Stock
6.50% PFD
929328409
2904
110796
SH
SOLE
110796
0
0
WSFS FINL CORP
COM
929328102
3863
120000
SH
SOLE
120000
0
0
XENITH BANKSHARES INC
COM
98410X105
7417
933000
SH
SOLE
933000
0
0
YADKIN FINL CORP
COM
984305102
4945
197100
SH
SOLE
197100
0
0
ZIONS BANCORPORATION
COM
989701107
13274
528200
SH
SOLE
528200
0
0
ZIONS BANCORPORATION
*W EXP 11/14/201
989701131
1913
1755000
SH
SOLE
1755000
0
0