0000919574-16-011029.txt : 20160216
0000919574-16-011029.hdr.sgml : 20160215
20160216143342
ACCESSION NUMBER: 0000919574-16-011029
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001040762
IRS NUMBER: 133906061
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-07148
FILM NUMBER: 161426677
BUSINESS ADDRESS:
STREET 1: 150 EAST 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-486-7300
MAIL ADDRESS:
STREET 1: 150 EAST 52ND STREET
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC
DATE OF NAME CHANGE: 19970610
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001040762
XXXXXXXX
12-31-2015
12-31-2015
false
MALTESE CAPITAL MANAGEMENT LLC
150 East 52nd Street
30th Floor
New York
NY
10022
13F HOLDINGS REPORT
028-07148
N
Terry Maltese
President/CEO
212-486-7300
/s/ Terry Maltese
New York
NY
02-16-2016
0
218
856196
INFORMATION TABLE
2
infotable.xml
1ST CENTURY BANCSHARES INC
COM
31943X102
6901
1000100
SH
SOLE
1000100
0
0
1ST SOURCE CORP
COM
336901103
9107
295000
SH
SOLE
295000
0
0
ACCESS NATL CORP
COM
004337101
1432
70000
SH
SOLE
70000
0
0
AERCAP HOLDINGS NV
SHS
N00985106
5827
135000
SH
SOLE
135000
0
0
AFFILIATED MANAGERS GROUP
COM
008252108
1198
7500
SH
SOLE
7500
0
0
AJS Bancorp, Inc.
COM
001503101
2075
140400
SH
SOLE
140400
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
12412
745000
SH
SOLE
745000
0
0
AMERICAN RESIDENTIAL PPTYS I
COM
02927E303
945
50000
SH
SOLE
50000
0
0
AMERICAN RIVER BANKSHARES
COM
029326105
7566
715100
SH
SOLE
715100
0
0
AMERIS BANCORP
COM
03076K108
14561
428400
SH
SOLE
428400
0
0
AMES NATL CORP
COM
031001100
17
700
SH
SOLE
700
0
0
ASSOCIATED BANC CORP
COM
045487105
1125
60000
SH
SOLE
60000
0
0
ATLANTIC CAP BANCSHARES INC
COM
048269203
3371
225000
SH
SOLE
225000
0
0
Avidbank Holdings, Inc.
COM
05368J103
1754
125743
SH
SOLE
125743
0
0
BANC CALIF INC
COM
05990K106
2110
144300
SH
SOLE
144300
0
0
BANCFIRST CORP
COM
05945F103
6085
103800
SH
SOLE
103800
0
0
BANCORPSOUTH INC
COM
059692103
1799
75000
SH
SOLE
75000
0
0
BANK AMER CORP
COM
060505104
1599
95000
SH
SOLE
95000
0
0
BANK COMM HLDGS
COM
06424J103
1202
180000
SH
SOLE
180000
0
0
BANK NEW YORK MELLON CORP
COM
064058100
5153
125000
SH
SOLE
125000
0
0
BANK OF THE ST JAMES FINL GP
COM
470299108
2767
214000
SH
SOLE
214000
0
0
Bay Banks of Virginia, Inc.
COM
072035108
2704
472700
SH
SOLE
472700
0
0
BB&T CORP
COM
054937107
3630
96000
SH
SOLE
96000
0
0
BLACKROCK INC
COM
09247X101
3201
9400
SH
SOLE
9400
0
0
BNCCORP, Inc.
COM
055936108
581
35455
SH
SOLE
35455
0
0
BOK FINL CORP
COM NEW
05561Q201
2960
49500
SH
SOLE
49500
0
0
BOSTON PRIVATE FINL HLDGS IN
COM
101119105
11016
971400
SH
SOLE
971400
0
0
BRIDGE BANCORP INC
COM
108035106
5432
178500
SH
SOLE
178500
0
0
BRYN MAWR BK CORP
COM
117665109
1149
40000
SH
SOLE
40000
0
0
CAROLINA FINL CORP NEW
COM
143873107
3138
174350
SH
SOLE
174350
0
0
Carroll Bancorp, Inc. - Warrant $16 Exp 3/20/2017
Warrant
144702107
4
12169
SH
SOLE
12169
0
0
CENTERSTATE BANKS INC
COM
15201P109
7445
475700
SH
SOLE
475700
0
0
CENTURY BANCORP INC MASS
CL A NON VTG
156432106
11973
275500
SH
SOLE
275500
0
0
Certus Holdings, Inc. - Class A Voting
Equity
095990966
0
199579
SH
SOLE
199579
0
0
Certus Holdings, Inc. - Class B Non-Voting
Equity
095990958
0
197658
SH
SOLE
197658
0
0
CHEMUNG FINL CORP
COM
164024101
182
6600
SH
SOLE
6600
0
0
CHEVIOT FINL CORP NEW
COM
16677X105
2177
142000
SH
SOLE
142000
0
0
CHICOPEE BANCORP INC
COM
168565109
4056
233900
SH
SOLE
233900
0
0
CITIGROUP INC
COM NEW
172967424
23417
452500
SH
SOLE
452500
0
0
CITIZENS CMNTY BANCORP INC M
COM
174903104
378
40000
SH
SOLE
40000
0
0
CITIZENS FINL GROUP INC
COM
174610105
10738
410000
SH
SOLE
410000
0
0
CIVISTA BANCSHARES INC
6.50% PFD SER B
178867206
2127
55259
SH
SOLE
55259
0
0
CNB FINL CORP PA
COM
126128107
3928
217861
SH
SOLE
217861
0
0
COASTWAY BANCORP INC
COM
190632109
6290
480900
SH
SOLE
480900
0
0
COBIZ FINANCIAL INC
COM
190897108
3491
260100
SH
SOLE
260100
0
0
Colonial Bancgroup Inc. 6.375% Due 12/1/2015 (In Default)
Bond
195556AA3
0
3952000
SH
SOLE
3952000
0
0
COMERICA INC
COM
200340107
4392
105000
SH
SOLE
105000
0
0
COMMUNITY BANKERS TR CORP
COM
203612106
806
150000
SH
SOLE
150000
0
0
COMMUNITY TR BANCORP INC
COM
204149108
482
13800
SH
SOLE
13800
0
0
COMMUNITY WEST BANCSHARES
COM
204157101
1568
225000
SH
SOLE
225000
0
0
COUNTY BANCORP INC
COM
221907108
516
25800
SH
SOLE
25800
0
0
DCB Financial Corp
COM
233075100
1860
248390
SH
SOLE
248390
0
0
DIME CMNTY BANCSHARES
COM
253922108
7622
435800
SH
SOLE
435800
0
0
DISCOVER FINL SVCS
COM
254709108
4022
75000
SH
SOLE
75000
0
0
DNB FINL CORP
COM
233237106
1962
66506
SH
SOLE
66506
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
11708
395000
SH
SOLE
395000
0
0
EAGLE BANCORP INC MD
COM
268948106
9902
196200
SH
SOLE
196200
0
0
EAGLE BANCORP INC MD
COM
268948106
18596
423977
SH
SOLE
423977
0
0
EAGLE BANCORP MONT INC
COM
26942G100
318
25700
SH
SOLE
25700
0
0
EQUITABLE FINL CORP NEW
COM
29448T105
2424
275100
SH
SOLE
275100
0
0
ESSA BANCORP INC
COM
29667D104
3877
283400
SH
SOLE
283400
0
0
EVANS BANCORP INC
COM NEW
29911Q208
7148
277900
SH
SOLE
277900
0
0
EVERBANK FINL CORP
COM
29977G102
2637
165000
SH
SOLE
165000
0
0
EVERCORE PARTNERS INC
CLASS A
29977A105
4866
90000
SH
SOLE
90000
0
0
EVERTEC INC
COM
30040P103
837
50000
SH
SOLE
50000
0
0
FC Holdings, Inc.
Equity
993029941
81
100000
SH
SOLE
100000
0
0
FCB FINL HLDGS INC
CL A
30255G103
5547
155000
SH
SOLE
155000
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
1235
110000
SH
SOLE
110000
0
0
First American International Corp.
COM
31849X107
2787
168880
SH
SOLE
168880
0
0
FIRST BANCORP N C
COM
318910106
1031
55000
SH
SOLE
55000
0
0
FIRST BUSEY CORP
COM NEW
319383204
2991
145000
SH
SOLE
145000
0
0
FIRST CAPITAL BANCORP VA
COM
319438107
284
51100
SH
SOLE
51100
0
0
FIRST CMNTY CORP S C
COM
319835104
6754
452682
SH
SOLE
452682
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
4002
15500
SH
SOLE
15500
0
0
FIRST FINL BANCORP OH
COM
320209109
3253
180000
SH
SOLE
180000
0
0
FIRST HORIZON NATL CORP
COM
320517105
3267
225000
SH
SOLE
225000
0
0
First Intercontinental Bank
COM
32056Y101
853
118413
SH
SOLE
118413
0
0
FIRST LONG IS CORP
COM
320734106
144
4800
SH
SOLE
4800
0
0
FIRST MIDWEST BANCORP DEL
COM
320867104
5990
325000
SH
SOLE
325000
0
0
FIRST NBC BK HLDG CO
COM
32115D106
3339
89300
SH
SOLE
89300
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
651
60000
SH
SOLE
60000
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
883
103300
SH
SOLE
103300
0
0
FNB Corporation - Warrant $3.268 Exp 1/30/2019
Warrant
302520945
3768
374221
SH
SOLE
374221
0
0
FOX CHASE BANCORP INC NEW
COM
35137T108
14000
690000
SH
SOLE
690000
0
0
Fraternity Community Bancorp, Inc.
COM
35553P101
2543
136700
SH
SOLE
136700
0
0
GEORGETOWN BANCORP INC MD
COM
372591107
1307
69100
SH
SOLE
69100
0
0
GERMAN AMERN BANCORP INC
COM
373865104
2208
66270
SH
SOLE
66270
0
0
GREEN BRICK PARTNERS INC
COM
392709101
1800
250000
SH
SOLE
250000
0
0
GUARANTY BANCORP DEL
COM NEW
40075T607
15878
960000
SH
SOLE
960000
0
0
GUARANTY FED BANCSHARES INC
COM
40108P101
659
43200
SH
SOLE
43200
0
0
HAMILTON BANCORP INC MD
COM
407015106
4397
308378
SH
SOLE
308378
0
0
HANCOCK HLDG CO
COM
410120109
2092
83100
SH
SOLE
83100
0
0
HANMI FINL CORP
COM NEW
410495204
256
10800
SH
SOLE
10800
0
0
HEARTLAND FINL USA INC
COM
42234Q102
561
17900
SH
SOLE
17900
0
0
HENNESSY ADVISORS INC
COM
425885100
1498
50000
SH
SOLE
50000
0
0
HERITAGE COMMERCE CORP
COM
426927109
7415
620000
SH
SOLE
620000
0
0
HERITAGE OAKS BANCORP
COM
42724R107
7610
950000
SH
SOLE
950000
0
0
HF FINL CORP
COM
404172108
9963
527411
SH
SOLE
527411
0
0
Hibernia Bancorp, Inc.
COM
42866N104
202
10000
SH
SOLE
10000
0
0
HMN Financial, Inc. - Warrant $4.68 Exp 12/23/2018
Warrant
40424G975
1967
277778
SH
SOLE
277778
0
0
HMN FINL INC
COM
40424G108
807
69858
SH
SOLE
69858
0
0
HOMETRUST BANCSHARES INC
COM
437872104
5670
280000
SH
SOLE
280000
0
0
HORIZON BANCORP IND
COM
440407104
1817
65000
SH
SOLE
65000
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
2489
225000
SH
SOLE
225000
0
0
IF BANCORP INC
COM
44951J105
4718
255000
SH
SOLE
255000
0
0
INDEPENDENT BANK CORP MICH
COM NEW
453838609
11855
778400
SH
SOLE
778400
0
0
INVESCO LTD
SHS
G491BT108
11862
354300
SH
SOLE
354300
0
0
INVESTAR HLDG CORP
COM
46134L105
4395
249700
SH
SOLE
249700
0
0
JACKSONVILLE BANCORP INC FLA
COM NEW
469249205
3252
173642
SH
SOLE
173642
0
0
JACKSONVILLE BANCORP INC MD
COM
46924R106
1595
60700
SH
SOLE
60700
0
0
Jacksonville Bancorp, Inc. - Non-voting
Equity
469249107
362
19318
SH
SOLE
19318
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
2487
105000
SH
SOLE
105000
0
0
LAKELAND BANCORP INC
COM
511637100
2358
200000
SH
SOLE
200000
0
0
LAPORTE BANCORP INC MD
COM
516651106
3666
241200
SH
SOLE
241200
0
0
LCNB CORP
COM
50181P100
491
30000
SH
SOLE
30000
0
0
LEGG MASON INC
COM
524901105
4315
110000
SH
SOLE
110000
0
0
LENNAR CORP
CL B
526057302
1253
31189
SH
SOLE
31189
0
0
LPL FINL HLDGS INC
COM
50212V100
853
20000
SH
SOLE
20000
0
0
M & T BK CORP
*W EXP 12/23/201
55261F112
5496
112800
SH
SOLE
112800
0
0
MAINSOURCE FINANCIAL GP INC
COM
56062Y102
6750
295000
SH
SOLE
295000
0
0
MALVERN BANCORP INC
COM
561409103
2774
158000
SH
SOLE
158000
0
0
MB Bancorp, Inc.
COM
55280E104
2292
170000
SH
SOLE
170000
0
0
Meetinghouse Bancorp, Inc.
COM
58514H109
736
47500
SH
SOLE
47500
0
0
MELROSE BANCORP INC
COM
585553100
2928
191600
SH
SOLE
191600
0
0
METRO BANCORP INC PA
COM
59161R101
8943
285000
SH
SOLE
285000
0
0
MIDWESTONE FINL GROUP INC NE
COM
598511103
7460
245300
SH
SOLE
245300
0
0
Minden Bancorp, Inc.
COM
60255R106
313
14900
SH
SOLE
14900
0
0
MOELIS & CO
CL A
60786M105
4815
165000
SH
SOLE
165000
0
0
MORGAN STANLEY
COM NEW
617446448
6680
210000
SH
SOLE
210000
0
0
MSB FINL CORP NEW
COM
55352L101
214
17100
SH
SOLE
17100
0
0
MUTUALFIRST FINL INC
COM
62845B104
4010
161700
SH
SOLE
161700
0
0
New Bancorp, Inc.
COM
642142103
845
65000
SH
SOLE
65000
0
0
New Jersey Community Bank
COM
64577U102
656
125000
SH
SOLE
125000
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
1877
115000
SH
SOLE
115000
0
0
NEWBRIDGE BANCORP
CL A NO PAR
65080T102
3471
285000
SH
SOLE
285000
0
0
NMI HLDGS INC
CL A
629209305
3656
540000
SH
SOLE
540000
0
0
NORTHEAST CMNTY BANCORP INC
COM
664112109
534
75000
SH
SOLE
75000
0
0
NORTHRIM BANCORP INC
COM
666762109
2828
106300
SH
SOLE
106300
0
0
NVR INC
COM
62944T105
3352
2040
SH
SOLE
2040
0
0
OAK VALLEY BANCORP OAKDALE C
COM
671807105
583
56100
SH
SOLE
56100
0
0
OLD SECOND BANCORP INC ILL
COM
680277100
8389
1070000
SH
SOLE
1070000
0
0
OPUS BK IRVINE CALIF
COM
684000102
6832
184800
SH
SOLE
184800
0
0
PACIFIC MERCANTILE BANCORP
COM
694552100
343
48100
SH
SOLE
48100
0
0
PATHFINDER BANCORP INC MD
COM
70319R109
3612
280000
SH
SOLE
280000
0
0
PEAPACK-GLADSTONE FINL CORP
COM
704699107
3712
180000
SH
SOLE
180000
0
0
PEOPLES BANCORP INC
COM
709789101
6311
335000
SH
SOLE
335000
0
0
PEOPLES BANCORP N C INC
COM
710577107
1741
90000
SH
SOLE
90000
0
0
Pilgrim Bancshares, Inc.
COM
72143J105
1640
125900
SH
SOLE
125900
0
0
PNC FINL SVCS GROUP INC
*W EXP 12/31/201
693475121
3876
135000
SH
SOLE
135000
0
0
POAGE BANKSHARES INC
COM
730206109
3591
210000
SH
SOLE
210000
0
0
POLONIA BACORP INC MD
COM
73158Q109
3807
329900
SH
SOLE
329900
0
0
POPULAR INC
COM NEW
733174700
752
26550
SH
SOLE
26550
0
0
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
3972
120300
SH
SOLE
120300
0
0
PROVIDENT FINL HLDGS INC
COM
743868101
1322
70000
SH
SOLE
70000
0
0
PROVIDENT FINL SVCS INC
COM
74386T105
3224
160000
SH
SOLE
160000
0
0
PRUDENTIAL BANCORP INC NEW
COM
74431A101
6691
440178
SH
SOLE
440178
0
0
PULASKI FINL CORP
COM
745548107
559
35000
SH
SOLE
35000
0
0
PULTE GROUP INC
COM
745867101
1693
95000
SH
SOLE
95000
0
0
QCR HOLDINGS INC
COM
74727A104
1159
47700
SH
SOLE
47700
0
0
QNB Corporation
COM
74726N107
612
20372
SH
SOLE
20372
0
0
REGIONS FINL CORP NEW
COM
7591EP100
7344
765000
SH
SOLE
765000
0
0
RIVERVIEW BANCORP INC
COM
769397100
2857
609200
SH
SOLE
609200
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
4281
130000
SH
SOLE
130000
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
9962
665000
SH
SOLE
665000
0
0
SELECT BANCORP INC NEW
COM
81617L108
48
5900
SH
SOLE
5900
0
0
SHORE BANCSHARES INC
COM
825107105
7558
694700
SH
SOLE
694700
0
0
SI FINL GROUP INC MD
COM
78425V104
11729
859300
SH
SOLE
859300
0
0
SIERRA BANCORP
COM
82620P102
2568
145500
SH
SOLE
145500
0
0
SILVER BAY RLTY TR CORP
COM
82735Q102
1879
120000
SH
SOLE
120000
0
0
SILVERCREST ASSET MGMT GROUP
CL A
828359109
2081
175000
SH
SOLE
175000
0
0
SOUTHCOAST FINANCIAL CORP
COM
84129R100
528
33700
SH
SOLE
33700
0
0
SOUTHERN FIRST BANCSHARES IN
COM
842873101
5
200
SH
SOLE
200
0
0
SOUTHERN MO BANCORP INC
COM
843380106
4780
200000
SH
SOLE
200000
0
0
SOUTHWEST BANCORP INC OKLA
COM
844767103
4457
255000
SH
SOLE
255000
0
0
Standard Financial Corp.
COM
853393106
6714
263300
SH
SOLE
263300
0
0
STARWOOD WAYPOINT RESIDENTL
COM SHS
85571W109
1132
50000
SH
SOLE
50000
0
0
STATE BK FINL CORP
COM
856190103
15341
729500
SH
SOLE
729500
0
0
STERLING BANCORP DEL
COM
85917A100
1135
70000
SH
SOLE
70000
0
0
STONEGATE BK FT LAUDERDALE F
COM
861811107
3562
108400
SH
SOLE
108400
0
0
STONEGATE MTG CORP
COM
86181Q300
2219
407186
SH
SOLE
407186
0
0
Sugar Creek Financial Corporation
COM
86481Y102
787
65000
SH
SOLE
65000
0
0
SUN BANCORP INC
COM NEW
86663B201
10516
509500
SH
SOLE
509500
0
0
Sunnyside Bancorp, Inc.
COM
867475105
585
50900
SH
SOLE
50900
0
0
Sunshine Financial Inc.
COM
86782T109
1279
68300
SH
SOLE
68300
0
0
SUNTRUST BKS INC
*W EXP 12/31/201
867914129
1101
100000
SH
SOLE
100000
0
0
Sutherland Asset Management Corporation - 144a
Equity
86933F107
1769
164600
SH
SOLE
164600
0
0
Sutherland Asset Management Corporation - Reg D
Equity
86933F305
381
35400
SH
SOLE
35400
0
0
SYNCHRONY FINL
COM
87165B103
7387
242900
SH
SOLE
242900
0
0
SYNOVUS FINL CORP
COM NEW
87161C501
2746
84800
SH
SOLE
84800
0
0
TCF FINL CORP
COM
872275102
1412
100000
SH
SOLE
100000
0
0
TERRITORIAL BANCORP INC
COM
88145X108
7932
285951
SH
SOLE
285951
0
0
The First Bancorp, Inc. - Warrant $16.533 Exp 1/9/2019
Warrant
31866P979
903
226819
SH
SOLE
226819
0
0
TOLL BROTHERS INC
COM
889478103
4662
140000
SH
SOLE
140000
0
0
TRIUMPH BANCORP INC
COM
89679E300
1222
74047
SH
SOLE
74047
0
0
TWO RIV BANCORP
COM
90207C105
1190
119621
SH
SOLE
119621
0
0
UMPQUA HLDGS CORP
COM
904214103
3180
200000
SH
SOLE
200000
0
0
UNITED CMNTY BANCORP IND
COM
90984R101
4371
291600
SH
SOLE
291600
0
0
UNITED CMNTY BKS BLAIRSVLE G
COM
90984P303
15754
808300
SH
SOLE
808300
0
0
UNITED CMNTY FINL CORP OHIO
COM
909839102
10272
1741000
SH
SOLE
1741000
0
0
UNITED FINL BANCORP INC NEW
COM
910304104
2769
215000
SH
SOLE
215000
0
0
UNITED SECURITY BANCSHARES C
COM
911460103
865
161598
SH
SOLE
161598
0
0
UNIVEST CORP PA
COM
915271100
409
19600
SH
SOLE
19600
0
0
US BANCORP DEL
COM NEW
902973304
15788
370000
SH
SOLE
370000
0
0
WASHINGTONFIRST BANKSHARES I
COM
940730104
3962
175000
SH
SOLE
175000
0
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
5238
235096
SH
SOLE
235096
0
0
WELLS FARGO & CO NEW
*W EXP 10/28/201
949746119
3278
160000
SH
SOLE
160000
0
0
WEST BANCORPORATION INC
CAP STK
95123P106
658
33300
SH
SOLE
33300
0
0
West End Indiana Bancshares, Inc.
COM
952678100
625
27000
SH
SOLE
27000
0
0
WILLIS LEASE FINANCE CORP
COM
970646105
1160
57700
SH
SOLE
57700
0
0
WILSHIRE BANCORP INC
COM
97186T108
3176
275000
SH
SOLE
275000
0
0
WINTRUST FINL CORP
COM
97650W108
6288
129600
SH
SOLE
129600
0
0
WOLVERINE BANCORP INC
COM
977880103
4812
180623
SH
SOLE
180623
0
0
WSFS Financial Corporation 6.25% Pfd. Stock
6.50% PFD
929328409
3146
117596
SH
SOLE
117596
0
0
WSFS FINL CORP
COM
929328102
9630
297600
SH
SOLE
297600
0
0
XENITH BANKSHARES INC
COM
98410X105
4448
594600
SH
SOLE
594600
0
0
YADKIN FINL CORP
COM
984305102
1460
58000
SH
SOLE
58000
0
0
ZIONS BANCORPORATION
COM
989701107
12285
450000
SH
SOLE
450000
0
0
ZIONS BANCORPORATION
*W EXP 11/14/201
989701131
3492
1755000
SH
SOLE
1755000
0
0