President/CEO

0000919574-15-003982.txt : 20150514 0000919574-15-003982.hdr.sgml : 20150514 20150513174141 ACCESSION NUMBER: 0000919574-15-003982 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150513 EFFECTIVENESS DATE: 20150514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MALTESE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 15859561 BUSINESS ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-7300 MAIL ADDRESS: STREET 1: 150 EAST 52ND STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19970610 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001040762 XXXXXXXX 03-31-2015 03-31-2015 false MALTESE CAPITAL MANAGEMENT LLC

150 East 52nd Street 30th Floor New York NY 10022

13F HOLDINGS REPORT 028-07148 N Terry Maltese President/CEO 212-486-7300 /s/ Terry Maltese New York NY 05-13-2015 0 205 859403 INFORMATION TABLE 2 infotable.xml AJS Bancorp, Inc. COM 001503101 2353 171100 SH SOLE 171100 0 0 Access National Corporation COM 004337101 1687 90000 SH SOLE 90000 0 0 Alliance Bancorp, Inc. of Pennsylvania COM 01890A108 2188 101300 SH SOLE 101300 0 0 Ambac Financial Group Inc. - Warrant $16.67 Exp 4/30/2023 Warrant 023139116 538 40000 SH SOLE 40000 0 0 American Homes 4 Rent CL A 02665T306 13657 825200 SH SOLE 825200 0 0 American River Bankshares COM 029326105 6304 665700 SH SOLE 665700 0 0 Ameris Bancorp COM 03076K108 20162 764000 SH SOLE 764000 0 0 Astoria Financial Corporation COM 046265104 5504 425000 SH SOLE 425000 0 0 Avidbank Holdings, Inc. COM 05368J103 1533 125161 SH SOLE 125161 0 0 BOK Financial Corporation COM 05561Q201 4592 75000 SH SOLE 75000 0 0 BancFirst Corporation COM 05945F103 5635 92400 SH SOLE 92400 0 0 BancorpSouth, Inc. COM 059692103 2666 114809 SH SOLE 114809 0 0 Bank of America Corporation COM 060505104 1154 75000 SH SOLE 75000 0 0 Bank of Marin Bancorp COM 063425102 1924 37800 SH SOLE 37800 0 0 Bank of New York Mellon Corporation COM 064058100 6237 155000 SH SOLE 155000 0 0 Bank of Commerce Holdings COM 06424J103 800 142900 SH SOLE 142900 0 0 Bank of the Carolinas Corporation COM 06425J102 2700 19997000 SH SOLE 19997000 0 0 BankUnited, Inc. COM 06652K103 6700 204650 SH SOLE 204650 0 0 Bay Banks of Virginia, Inc. COM 072035108 2805 475400 SH SOLE 475400 0 0 BBCN Bancorp, Inc. COM 073295107 760 52500 SH SOLE 52500 0 0 BlackRock, Inc. COM 09247X101 915 2500 SH SOLE 2500 0 0 Boston Private Financial Holdings, Inc. COM 101119105 10692 880000 SH SOLE 880000 0 0 Bridge Bancorp, Inc. COM 108035106 3528 136600 SH SOLE 136600 0 0 C1 Financial, Inc. COM 12591N109 12666 675500 SH SOLE 675500 0 0 CNB Financial Corporation COM 126128107 2301 135200 SH SOLE 135200 0 0 Capital Bank Financial Corporation CL A COM 139794101 1328 48100 SH SOLE 48100 0 0 Cardinal Financial Corporation COM 14149F109 699 35000 SH SOLE 35000 0 0 CenterState Banks, Inc. COM 15201P109 4369 366800 SH SOLE 366800 0 0 Century Bancorp, Inc. CL A NON VTG 156432106 11676 294100 SH SOLE 294100 0 0 Chicopee Bancorp, Inc. COM 168565109 2944 179400 SH SOLE 179400 0 0 Citigroup Inc. COM 172967424 16486 320000 SH SOLE 320000 0 0 Citizens Financial Group, Inc. COM 174610105 5550 230000 SH SOLE 230000 0 0 Citizens Community Bancorp, Inc. COM 174903104 906 99057 SH SOLE 99057 0 0 City National Corporation COM 178566105 4166 46765 SH SOLE 46765 0 0 Coastway Bancorp, Inc. COM 190632109 5390 486000 SH SOLE 486000 0 0 CoBiz Financial Inc. COM 190897108 6468 525000 SH SOLE 525000 0 0 Colonial Financial Services, Inc. COM 19566B101 418 29200 SH SOLE 29200 0 0 Comerica Incorporated COM 200340107 7158 158600 SH SOLE 158600 0 0 Community Bankers Trust Corporation COM 203612106 219 50000 SH SOLE 50000 0 0 Community West Bancshares COM 204157101 1374 209200 SH SOLE 209200 0 0 County Bancorp, Inc. COM 221907108 2100 106700 SH SOLE 106700 0 0 DCB Financial Corp COM 233075100 1557 214725 SH SOLE 214725 0 0 DNB Financial Corporation COM 233237106 1345 51745 SH SOLE 51745 0 0 Dime Community Bancshares, Inc. COM 253922108 7084 440000 SH SOLE 440000 0 0 Discover Financial Services COM 254709108 5455 96800 SH SOLE 96800 0 0 Eagle Bancorp, Inc. COM 268948106 14592 380000 SH SOLE 380000 0 0 E*TRADE Financial Corporation COM 269246401 11995 420000 SH SOLE 420000 0 0 Eagle Bancorp Inc. - Warrant $7.44 Exp 12/05/2018 Warrant 2699929B1 12280 385434 SH SOLE 385434 0 0 ESSA Bancorp, Inc. COM 29667D104 3361 262200 SH SOLE 262200 0 0 Eureka Financial Corporation COM 29855C108 1207 54882 SH SOLE 54882 0 0 Evans Bancorp, Inc. COM 29911Q208 7418 299100 SH SOLE 299100 0 0 EverBank Financial Corp COM 29977G102 902 50000 SH SOLE 50000 0 0 F.N.B. Corporation COM 302520101 1643 125000 SH SOLE 125000 0 0 FCB Financial Holdings, Inc. CL A 30255G103 2997 109500 SH SOLE 109500 0 0 Fairmount Bancorp Inc. COM 305468100 678 29156 SH SOLE 29156 0 0 Farmers Capital Bank Corporation COM 309562106 167 7200 SH SOLE 7200 0 0 Farmers National Banc Corp. COM 309627107 205 25000 SH SOLE 25000 0 0 FNF Group CL A 31620R303 6694 182100 SH SOLE 182100 0 0 Fidelity National Financial Inc. FNFV GROUP COM 31620R402 3786 268519 SH SOLE 268519 0 0 Fifth Third Bancorp COM 316773100 3687 195600 SH SOLE 195600 0 0 First American International Corp. COM 31849X107 2693 168100 SH SOLE 168100 0 0 First Busey Corporation COM 319383105 825 123300 SH SOLE 123300 0 0 First Business Financial Services, Inc. COM 319390100 519 12000 SH SOLE 12000 0 0 First Capital Bancorp, Inc. COM 319438107 222 51100 SH SOLE 51100 0 0 1st Century Bancshares, Inc. COM 31943X102 6842 1000300 SH SOLE 1000300 0 0 First Citizens Banc Corp, Inc. Series B Conv. Pfd. 6.50% PFD SER B 319459400 2371 68700 SH SOLE 68700 0 0 First Citizens BancShares, Inc. CL A 31946M103 3220 12400 SH SOLE 12400 0 0 First Community Corporation COM 319835104 5130 440000 SH SOLE 440000 0 0 First Financial Bancorp. COM 320209109 7302 410000 SH SOLE 410000 0 0 First Financial Bancorp - Warrahnt $12.90 Exp 12/23/2018 Warrant 320209117 89 14899 SH SOLE 14899 0 0 First Internet Bancorp COM 320557101 2396 129000 SH SOLE 129000 0 0 First Intercontinental Bank COM 32056Y101 984 140613 SH SOLE 140613 0 0 First Midwest Bancorp, Inc. COM 320867104 15329 882500 SH SOLE 882500 0 0 First NBC Bank Holding Company COM 32115D106 9234 280000 SH SOLE 280000 0 0 First Security Group, Inc. COM 336312202 1052 438200 SH SOLE 438200 0 0 First South Bancorp, Inc. COM 33646W100 560 70000 SH SOLE 70000 0 0 FirstMerit Corporation COM 337915102 1429 75000 SH SOLE 75000 0 0 Flagstar Bancorp, Inc. COM 337930705 2757 190000 SH SOLE 190000 0 0 Fly Leasing Ltd. SPONSORED ADR 34407D109 941 64600 SH SOLE 64600 0 0 Fox Chase Bancorp, Inc. COM 35137T108 7806 463821 SH SOLE 463821 0 0 Fraternity Community Bancorp, Inc. COM 35553P101 2176 130088 SH SOLE 130088 0 0 Georgetown Bancorp, Inc. COM 372591107 1436 80000 SH SOLE 80000 0 0 Glacier Bancorp, Inc. COM 37637Q105 880 35000 SH SOLE 35000 0 0 Great Western Bancorp, Inc. COM 391416104 1114 50600 SH SOLE 50600 0 0 Guaranty Bancorp COM 40075T607 8980 529500 SH SOLE 529500 0 0 HF Financial Corp. COM 404172108 9688 655900 SH SOLE 655900 0 0 HMN Financial, Inc. COM 40424G108 845 69858 SH SOLE 69858 0 0 Hamilton Bancorp Inc. COM 407015106 4583 335000 SH SOLE 335000 0 0 Hanmi Financial Corporation COM 410495204 3153 149100 SH SOLE 149100 0 0 Heritage Commerce Corp COM 426927109 10114 1107767 SH SOLE 1107767 0 0 Heritage Financial Corporation COM 42722X106 1275 75000 SH SOLE 75000 0 0 Heritage Oaks Bancorp COM 42724R107 2847 342635 SH SOLE 342635 0 0 Hibernia Bancorp, Inc. COM 42866N104 157 8607 SH SOLE 8607 0 0 Hilltop Holdings Inc. COM 432748101 2245 115500 SH SOLE 115500 0 0 Hingham Institution for Savings COM 433323102 1678 16949 SH SOLE 16949 0 0 Home Federal Bancorp, Inc. of Louisiana COM 43708L108 1338 69500 SH SOLE 69500 0 0 HomeTrust Bancshares, Inc. COM 437872104 4312 270000 SH SOLE 270000 0 0 Hudson City Bancorp, Inc. COM 443683107 10057 959656 SH SOLE 959656 0 0 IF Bancorp, Inc. COM 44951J105 7100 423900 SH SOLE 423900 0 0 Independent Bank Corporation COM 453838609 19908 1551700 SH SOLE 1551700 0 0 Investar Holding Corporation COM 46134L105 4012 234600 SH SOLE 234600 0 0 JPMorgan Chase & Co. COM 46625H100 3635 60000 SH SOLE 60000 0 0 JPMorgan Chase & Co. - Warrant $42.42 Exp 10/28/2018 Warrant 46634E114 1651 75000 SH SOLE 75000 0 0 Jacksonville Bancorp, Inc. COM 469249205 3440 312707 SH SOLE 312707 0 0 Jacksonville Bancorp, Inc. (IL) COM 46924R106 1433 59700 SH SOLE 59700 0 0 KeyCorp COM 493267108 2690 190000 SH SOLE 190000 0 0 La Porte Bancorp, Inc. COM 516651106 3219 247400 SH SOLE 247400 0 0 Legg Mason, Inc. COM 524901105 4261 77200 SH SOLE 77200 0 0 Lennar Corporation CL A 526057104 2072 40000 SH SOLE 40000 0 0 Louisiana Bancorp, Inc. COM 54619P104 2958 140000 SH SOLE 140000 0 0 William Lyon Homes CL A 552074700 2853 110500 SH SOLE 110500 0 0 MB Bancorp, Inc. COM 55280E104 1782 159142 SH SOLE 159142 0 0 M&T Bank Corp - Warrant $73.86 Exp 12/23/2018 Warrant 55261F112 6368 121300 SH SOLE 121300 0 0 MGIC Investment Corporation COM 552848103 674 70000 SH SOLE 70000 0 0 MainSource Financial Group, Inc. COM 56062Y102 5421 276000 SH SOLE 276000 0 0 Malvern Bancorp, Inc. COM 561409103 6008 445000 SH SOLE 445000 0 0 Meetinghouse Bancorp, Inc. COM 58514H109 637 47500 SH SOLE 47500 0 0 Melrose Bancorp, Inc. COM 585553100 2477 185700 SH SOLE 185700 0 0 Metro Bancorp Inc. COM 59161R101 3438 124700 SH SOLE 124700 0 0 MidWestOne Financial Group, Inc. COM 598511103 4673 162100 SH SOLE 162100 0 0 Minden Bancorp, Inc. COM 60255R106 300 15600 SH SOLE 15600 0 0 Moelis & Company CL A 60786M105 2563 85100 SH SOLE 85100 0 0 Morgan Stanley COM 617446448 3569 100000 SH SOLE 100000 0 0 NBT Bancorp Inc. COM 628778102 4611 184000 SH SOLE 184000 0 0 NMI Holdings, Inc. CL A 629209305 4045 540000 SH SOLE 540000 0 0 National Bank Holdings Corporation CL A 633707104 10157 540000 SH SOLE 540000 0 0 National Commerce Corporation COM 63546L102 3293 150000 SH SOLE 150000 0 0 New Jersey Community Bank COM 64577U102 560 100900 SH SOLE 100900 0 0 Northrim BanCorp, Inc. COM 666762109 2945 120000 SH SOLE 120000 0 0 Northstar Realty Finance Corp. COM 66704R704 6795 375000 SH SOLE 375000 0 0 Oak Valley Bancorp. COM 671807105 641 65000 SH SOLE 65000 0 0 Old Line Bancshares, Inc. COM 67984M100 2771 175400 SH SOLE 175400 0 0 Old Second Bancorp, Inc. COM 680277100 6521 1140000 SH SOLE 1140000 0 0 Palmetto Bancshares, Inc. COM 697062206 15368 808836 SH SOLE 808836 0 0 Pathfinder Bancorp, Inc. COM 70319R109 2991 300000 SH SOLE 300000 0 0 Peapack-Gladstone Financial Corporation COM 704699107 5992 277400 SH SOLE 277400 0 0 Peoples Bancorp Inc. COM 709789101 3310 140000 SH SOLE 140000 0 0 Peoples Bancorp of North Carolina, Inc. COM 710577107 1334 72200 SH SOLE 72200 0 0 Pilgrim Bancshares, Inc. COM 72143J105 1386 125900 SH SOLE 125900 0 0 Poage Bankshares, Inc. COM 730206109 2860 186300 SH SOLE 186300 0 0 Polonia Bancorp, Inc. COM 73158Q109 4125 330000 SH SOLE 330000 0 0 Preferred Bank COM 740367404 4936 179700 SH SOLE 179700 0 0 Premier Financial Bancorp, Inc. COM 74050M105 414 27200 SH SOLE 27200 0 0 Prosperity Bancshares, Inc. COM 743606105 1050 20000 SH SOLE 20000 0 0 Provident Financial Holdings, Inc. COM 743868101 2098 131200 SH SOLE 131200 0 0 Provident Financial Services, Inc. COM 74386T105 4476 240000 SH SOLE 240000 0 0 Prudential Bancorp, Inc. COM 74431A101 6171 485900 SH SOLE 485900 0 0 QNB Corporation COM 74726N107 435 15097 SH SOLE 15097 0 0 Pzena Investment Management, Inc. CL A 74731Q103 114 12384 SH SOLE 12384 0 0 Regions Financial Corporation COM 7591EP100 6615 700000 SH SOLE 700000 0 0 Renasant Corporation COM 75970E107 2404 80000 SH SOLE 80000 0 0 Riverview Bancorp, Inc. COM 769397100 2250 500000 SH SOLE 500000 0 0 SI Financial Group, Inc. COM 78425V104 8712 716998 SH SOLE 716998 0 0 The Charles Schwab Corporation COM 808513105 3196 105000 SH SOLE 105000 0 0 Seacoast Banking Corporation of Florida COM 811707801 13839 969803 SH SOLE 969803 0 0 Select Bancorp Inc. COM 81617L108 9 1200 SH SOLE 1200 0 0 Shore Bancshares, Inc. COM 825107105 5842 636410 SH SOLE 636410 0 0 Sierra Bancorp COM 82620P102 2455 147000 SH SOLE 147000 0 0 Silver Bay Realty Trust Corp. COM 82735Q102 2051 126900 SH SOLE 126900 0 0 Silvercrest Asset Management Group Inc. CL A 828359109 3209 225200 SH SOLE 225200 0 0 South State Corporation COM 840441109 2907 42500 SH SOLE 42500 0 0 Southcoast Financial Corporation COM 84129R100 715 98800 SH SOLE 98800 0 0 Southern Missouri Bancorp, Inc. COM 843380106 4767 252624 SH SOLE 252624 0 0 Southwest Bancorp, Inc. COM 844767103 5435 305500 SH SOLE 305500 0 0 Standard Financial Corp. COM 853393106 5891 280500 SH SOLE 280500 0 0 State Bank Financial Corporation COM 856190103 16273 774900 SH SOLE 774900 0 0 State National Companies Inc. COM 85711T305 2228 223883 SH SOLE 223883 0 0 State Street Corporation COM 857477103 2941 40000 SH SOLE 40000 0 0 Sterling Bancorp COM 85917A100 1341 100000 SH SOLE 100000 0 0 Stonegate Mortgage Corp COM 86181Q300 3625 335000 SH SOLE 335000 0 0 Suffolk Bancorp COM 864739107 1278 53800 SH SOLE 53800 0 0 Sugar Creek Financial Corporation COM 86481Y102 361 33781 SH SOLE 33781 0 0 Sun Bancorp, Inc. COM 86663B201 9304 492000 SH SOLE 492000 0 0 Sunnyside Bancorp, Inc. COM 867475105 491 48600 SH SOLE 48600 0 0 Sunshine Financial Inc. COM 86782T109 1203 65400 SH SOLE 65400 0 0 Suntrust Banks Inc. - Warrant $33.70 Exp 12/31/2018 Warrant 867914129 1750 169861 SH SOLE 169861 0 0 Synovus Financial Corp. COM 87161C501 3921 140000 SH SOLE 140000 0 0 Talmer Bancorp, Inc. COM 87482X101 766 50000 SH SOLE 50000 0 0 Territorial Bancorp Inc. COM 88145X108 12800 538700 SH SOLE 538700 0 0 Toll Brothers, Inc. COM 889478103 4131 105000 SH SOLE 105000 0 0 Triumph Bancorp Inc. COM 89679E300 3988 291920 SH SOLE 291920 0 0 Two River Bancorp COM 90207C105 222 25500 SH SOLE 25500 0 0 Umpqua Holdings Corporation COM 904214103 10712 623500 SH SOLE 623500 0 0 Union Bankshares Corp. COM 90539J109 1333 60000 SH SOLE 60000 0 0 United Community Financial Corp. COM 909839102 10121 1853600 SH SOLE 1853600 0 0 United Community Banks, Inc. COM 90984P303 2454 130000 SH SOLE 130000 0 0 United Community Bancorp COM 90984R101 3509 273500 SH SOLE 273500 0 0 United Security Bancshares COM 911460103 591 110000 SH SOLE 110000 0 0 WSFS Financial Corporation COM 929328102 5975 79000 SH SOLE 79000 0 0 WSFS Financial Corporation 6.25% Pfd. Stock COM 929328409 3339 128096 SH SOLE 128096 0 0 Walker & Dunlop, Inc. COM 93148P102 5736 323500 SH SOLE 323500 0 0 Washington Federal, Inc. COM 938824109 3361 154100 SH SOLE 154100 0 0 Waterstone Financial Inc. COM 94188P101 2021 157400 SH SOLE 157400 0 0 West End Indiana Bancshares, Inc. COM 952678100 2020 100000 SH SOLE 100000 0 0 Westfield Financial, Inc. COM 96008P104 193 25000 SH SOLE 25000 0 0 Willis Lease Finance Corporation COM 970646105 1891 101784 SH SOLE 101784 0 0 Wilshire Bancorp, Inc. COM 97186T108 5135 515000 SH SOLE 515000 0 0 Wintrust Financial Corporation COM 97650W108 5092 106800 SH SOLE 106800 0 0 Wolverine Bancorp, Inc. COM 977880103 4307 175800 SH SOLE 175800 0 0 Xenith Bankshares, Inc. COM 98410X105 3338 549000 SH SOLE 549000 0 0 Zions Bancorporation COM 989701107 15557 576200 SH SOLE 576200 0 0 Zions Bancorporation - Warrant $36.27 Exp 11/14/2018 Warrant 989701131 3806 1812204 SH SOLE 1812204 0 0 Invesco Ltd. SHS G491BT108 9399 236800 SH SOLE 236800 0 0 Avolon Holdings, Inc. COM G52237107 2756 129450 SH SOLE 129450 0 0 AerCap Holdings NV SHS N00985106 6412 146900 SH SOLE 146900 0 0