-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S8KZr1Jpw3tmTDK2KkrsMLHfh8gN/7pm/WIcwpU0fj3oROhS1yoqtsT7pquNJrEg KCZFncfjdwVwtZ1bOt/uWQ== 0000728672-04-000025.txt : 20040213 0000728672-04-000025.hdr.sgml : 20040213 20040212191910 ACCESSION NUMBER: 0000728672-04-000025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040213 EFFECTIVENESS DATE: 20040213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANDLER ONEILL ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001040762 IRS NUMBER: 133906061 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07148 FILM NUMBER: 04593846 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2129741700 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 sandleroneill.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2003 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sandler O'Neill Asset Manageme Address: 780 3rd Ave, 30th Floor New York, NY 10017 13 File Number: 28-7148 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: TERRY MALTESE Title: Phone: Signature, Place and Date of Signing: TERRY MALTESE January 26, 2004 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 86 Form 13F Information Table Value Total: 287209 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 2735 39300 SH SOLE 39300 0 0 D ALLEGIANT BANCORP INC COM COMMON STOCK 017476102 2006 71500 SH SOLE 71500 0 0 D ANCHOR BANCORP WISC INC COMMON STOCK 032839102 1382 55500 SH SOLE 55500 0 0 D ASSOCIATED BANC CORP COM COMMON STOCK 045487105 6099 142500 SH SOLE 142500 0 0 D ATLNTC LIB FINL COMMON STOCK 048668107 1642 84000 SH SOLE 84000 0 0 D BANK NEW YORK INC COM COMMON STOCK 064057102 2318 70000 SH SOLE 70000 0 0 D BANK OF AMERICA CORP COM STK COMMON STOCK 060505104 5349 66500 SH SOLE 66500 0 0 D BANKNORTH GROUP INC COM STK NE COMMON STOCK 06646R107 6164 189500 SH SOLE 189500 0 0 D BEAR STEARNS COS INC USD1 COM COMMON STOCK 073902108 5229 65400 SH SOLE 65400 0 0 D BOSTON PRIVATE BANCORP INC COMMON STOCK 101119105 3030 122000 SH SOLE 122000 0 0 D CARDINAL FINANCIAL CORP COM ST COMMON STOCK 14149F109 653 79000 SH SOLE 79000 0 0 D CHARTER ONE FINL INC COM COMMON STOCK 160903100 2142 62000 SH SOLE 62000 0 0 D CHESTERFIELD FINANCI AL CORP COMMON STOCK 166435107 2434 102500 SH SOLE 102500 0 0 D CITIGROUP INC COM STK COMMON STOCK 172967101 13154 271000 SH SOLE 271000 0 0 D CITIGROUP INC LITIGATION TRACK WARRANTS 172967127 159 150000 SH SOLE 150000 0 0 D CITY HOLDINGS CO COM COMMON STOCK 177835105 3899 111200 SH SOLE 111200 0 0 D CITY NATL CORP COM COMMON STOCK 178566105 5305 85400 SH SOLE 85400 0 0 D COLONIAL BANCGROUP INC COM COMMON STOCK 195493309 875 50500 SH SOLE 50500 0 0 D COLUMBIA BANCORP/OR COM COMMON STOCK 197231103 438 25400 SH SOLE 25400 0 0 D COMPASS BANCSHARES INC COMMON STOCK 20449H109 5293 134500 SH SOLE 134500 0 0 D COUNTRYWIDE FINANCIA L CORP COMMON STOCK 222372104 3287 43333 SH SOLE 43333 0 0 D CULLEN FROST BANKER INC COMMON STOCK 229899109 5599 138000 SH SOLE 138000 0 0 D CVB FINL CORP COM COMMON STOCK 126600105 828 42900 SH SOLE 42900 0 0 D DIME BANCORP INC WTS EXP 1/01/ WARRANTS 25429Q110 34 200000 SH SOLE 200000 0 0 D E TRADE FINANCIAL CORP COMMON STOCK 269246104 3669 290000 SH SOLE 290000 0 0 D EVERTRUST FINL COM STK COMMON STOCK 300412103 1579 50000 SH SOLE 50000 0 0 D FIDELITY BANKSHARES INC COMMON STOCK 31604Q107 1758 56000 SH SOLE 56000 0 0 D FIRST FED CAP CORP COM COMMON STOCK 319960100 1602 71000 SH SOLE 71000 0 0 D FIRST FINL BANCORP COM COMMON STOCK 320209109 1340 84000 SH SOLE 84000 0 0 D FIRST FINL HLDGS INC COM COMMON STOCK 320239106 3471 111000 SH SOLE 111000 0 0 D FIRST KANSAS FINANCIAL CORP COMMON STOCK 320651102 1688 90000 SH SOLE 90000 0 0 D FIRST MIDWEST BANCORP INC DEL COMMON STOCK 320867104 3340 103000 SH SOLE 103000 0 0 D FIRST PACTRUST COMMON STOCK 33589V101 1219 54600 SH SOLE 54600 0 0 D FIRST TENN NATL CORP COM COMMON STOCK 337162101 9261 210000 SH SOLE 210000 0 0 D FLAG FINANCIAL CORP COM COMMON STOCK 33832H107 2164 165700 SH SOLE 165700 0 0 D FLEET BOSTON FINANCIAL CORP COMMON STOCK 339030108 6198 142000 SH SOLE 142000 0 0 D FLORIDA FIRST BANCORP(NEW) COMMON STOCK 343258109 2466 74500 SH SOLE 74500 0 0 D FLUSHING FINL CORP COM COMMON STOCK 343873105 6416 351000 SH SOLE 351000 0 0 D FRIEDMAN BILLINGS RAMSEY GROUP COMMON STOCK 358434108 1200 52000 SH SOLE 52000 0 0 D GOLD BANC CORP INC COM COMMON STOCK 379907108 2299 163500 SH SOLE 163500 0 0 D GOLDEN WEST FINL CORP DEL COM COMMON STOCK 381317106 2115 20500 SH SOLE 20500 0 0 D GREENPOINT FINL CORP COM COMMON STOCK 395384100 1201 34000 SH SOLE 34000 0 0 D GREENPOINT FINL CORP COM OPTIONS - CALLS 3953840DE 389 11000 SH CALL SOLE 11000 0 0 D GREENPOINT FINL CORP COM OPTIONS - CALLS 3953840DF 936 26500 SH CALL SOLE 26500 0 0 D HAWTHORNE FINL CORP COM COMMON STOCK 420542102 9416 336500 SH SOLE 336500 0 0 D HIBERNIA CORP CLASS A COMMON STOCK 428656102 8287 352500 SH SOLE 352500 0 0 D HINGHAM INSTN SVGS MASS COMMON STOCK 433323102 2700 65000 SH SOLE 65000 0 0 D HOME FEDERAL BANCORP INDIANA COMMON STOCK 436926109 1358 48200 SH SOLE 48200 0 0 D HORIZON BANCORP IND COM COMMON STOCK 440407104 1316 47750 SH SOLE 47750 0 0 D J.P. MORGAN CHASE & CO COM COMMON STOCK 46625H100 5840 159000 SH SOLE 159000 0 0 D LINCOLN BANCORP COM STK COMMON STOCK 532879103 4084 205000 SH SOLE 205000 0 0 D MAF BANCORP INC COM COMMON STOCK 55261R108 5078 121200 SH SOLE 121200 0 0 D MB FINANCIAL INC COMMON STOCK 55264U108 7426 204000 SH SOLE 204000 0 0 D MELLON FINANCIAL CORP COMMON STOCK 58551A108 4174 130000 SH SOLE 130000 0 0 D MERCER INS GROUP INC COMMON STOCK 587902107 1757 140000 SH SOLE 140000 0 0 D MERRILL LYNCH & CO INC USD1.33 COMMON STOCK 590188108 2874 49000 SH SOLE 49000 0 0 D MIDWEST BANC HLDGS INC COM COMMON STOCK 598251106 3684 165500 SH SOLE 165500 0 0 D NATIONAL CITY CORP COM COMMON STOCK 635405103 1392 41000 SH SOLE 41000 0 0 D NORTH FORK BANCORPORATION COMMON STOCK 659424105 3157 78000 SH SOLE 78000 0 0 D NORTH VALLEY BANCORP COM COMMON STOCK 66304M105 4265 279500 SH SOLE 279500 0 0 D NYMAGIC INC COM COMMON STOCK 629484106 3153 115000 SH SOLE 115000 0 0 D OAK HILL FINL INC COM COMMON STOCK 671337103 3538 117500 SH SOLE 117500 0 0 D PACIFIC CREST CAP INC COM COMMON STOCK 694166109 776 30000 SH SOLE 30000 0 0 D PHSB FINANCIAL CORP COMMON STOCK 69335T107 3876 180300 SH SOLE 180300 0 0 D PNC FINANCIAL SERVICES GRP COMMON STOCK 693475105 629 11500 SH SOLE 11500 0 0 D PNC FINANCIAL SERVICES GRP OPTIONS - CALLS 6934750BJ 1095 20000 SH CALL SOLE 20000 0 0 D PROSPERITY BANCSHARES, INC COMMON STOCK 743606105 1743 77000 SH SOLE 77000 0 0 D PROVIDENT FINANCIAL HLDGS INC COMMON STOCK 743868101 729 20100 SH SOLE 20100 0 0 D PROVIDENT FINANCIAL SERVICES I COMMON STOCK 74386T105 898 47500 SH SOLE 47500 0 0 D QUAKER CITY BANCORP INC COMMON STOCK 74731K106 5240 113600 SH SOLE 113600 0 0 D REGIONS FINL CORP COM COMMON STOCK 758940100 2716 73000 SH SOLE 73000 0 0 D SKY FINL GROUP INC COM COMMON STOCK 83080P103 12568 484500 SH SOLE 484500 0 0 D SOUND FEDERAL BANCOR P INC COMMON STOCK 83607V104 2728 175000 SH SOLE 175000 0 0 D SOUTHTRUST CORP COM COMMON STOCK 844730101 7285 222500 SH SOLE 222500 0 0 D SUNTRUST BKS INC COM COMMON STOCK 867914103 2217 31000 SH SOLE 31000 0 0 D TCF FINANCIAL CORP USD.01 COM COMMON STOCK 872275102 8344 162500 SH SOLE 162500 0 0 D TEXAS REGL BANCSHARES INC COMMON STOCK 882673106 1140 30800 SH SOLE 30800 0 0 D UMPQUA HOLDINGS CORP COMMON STOCK 904214103 1696 81600 SH SOLE 81600 0 0 D US BANCORP COM COMMON STOCK 902973304 3708 124500 SH SOLE 124500 0 0 D UTD CMNTY BK GA COMMON STOCK 90984P105 1972 60000 SH SOLE 60000 0 0 D WACHOVIA CORP COM COMMON STOCK 929903102 2702 58000 SH SOLE 58000 0 0 D WELLS FARGO COMPANY COMMON STOCK 949746101 8775 149000 SH SOLE 149000 0 0 D WESTAMERICA BANCORPORATION COMMON STOCK 957090103 2539 51000 SH SOLE 51000 0 0 D WESTERN SIERRA BANCORP INC COMMON STOCK 959522103 3055 65000 SH SOLE 65000 0 0 D WILLIS LEASE FINANCE CORP COM COMMON STOCK 970646105 430 58550 SH SOLE 58550 0 0 D ZIONS BANCORP COM COMMON STOCK 989701107 2484 40500 SH SOLE 40500 0 0 S REPORT SUMMARY 86 DATA RECORDS 287209 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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