13F-HR 1 sandleroneil.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 29, 2002 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sandler O'Neill Asset Management, LLC Address: 780 3rd Ave, 30th Floor New York, NY 10017 13 File Number: 28-7148 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: TERRY MALTESE Title: Phone: Signature, Place and Date of Signing: TERRY MALTESE April 26, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 84 Form 13F Information Table Value Total: 129475 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ABINGTON BANCORP INC MASS COMMON STOCK 00350P100 1563 95000 SH SOLE 95000 0 0 D ACADIANA BANCSHARES INC LA NEW COMMON STOCK 004280103 567 23400 SH SOLE 23400 0 0 D AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 1257 17500 SH SOLE 17500 0 0 D ALLEGIANT BANCORP INC COM COMMON STOCK 017476102 550 32000 SH SOLE 32000 0 0 D AMER HOME MTG COM STK COMMON STOCK 02660M108 1705 110000 SH SOLE 110000 0 0 D ASSOCIATED BANC CORP COM COMMON STOCK 045487105 1331 35000 SH SOLE 35000 0 0 D ASTORIA FINL CORP COM COMMON STOCK 046265104 3196 110000 SH SOLE 110000 0 0 D BANC CORPORATION COM COMMON STOCK 05944B103 1400 200000 SH SOLE 200000 0 0 D BANK NEW YORK INC COM COMMON STOCK 064057102 1051 25000 SH SOLE 25000 0 0 D BANK OF AMERICA CORP COM STK COMMON STOCK 060505104 1360 20000 SH SOLE 20000 0 0 D BANKNORTH GROUP INC COM STK NE COMMON STOCK 06646R107 3557 135000 SH SOLE 135000 0 0 D BANKUNITED FINL CORP CL A COMMON STOCK 06652B103 2704 180500 SH SOLE 180500 0 0 D BAY STATE BANCORP INC COM COMMON STOCK 072611106 1791 42500 SH SOLE 42500 0 0 D BAY VIEW CAP CORP CALIF COMMON STOCK 07262L101 889 130000 SH SOLE 130000 0 0 D CAMDEN NATL CORP COM COMMON STOCK 133034108 1123 47800 SH SOLE 47800 0 0 D CAPITAL BANCORP LTD COM COMMON STOCK 14056D105 608 37000 SH SOLE 37000 0 0 D CAPITAL BANK CORP COMM COMMON STOCK 139793103 1860 120000 SH SOLE 120000 0 0 D CCBT FINANCIAL COMPANIES INC COMMON STOCK 12500Q102 2198 82000 SH SOLE 82000 0 0 D CHARTER FINANCIAL CO RP, GA COMMON STOCK 16122M100 1405 58000 SH SOLE 58000 0 0 D CHESTERFIELD FINANCI AL CORP COMMON STOCK 166435107 2127 121000 SH SOLE 121000 0 0 D CITIGROUP INC COM STK COMMON STOCK 172967101 4704 95000 SH SOLE 95000 0 0 D CITIZENS 1ST BANCORP COM COMMON STOCK 17461R106 1906 100000 SH SOLE 100000 0 0 D CITY NATL CORP COM COMMON STOCK 178566105 1052 20000 SH SOLE 20000 0 0 D COAST FED LITIGATION CONTIGENT RIGHTS 19034Q110 10 55000 SH SOLE 55000 0 0 D COASTAL BANCORP INC COM COMMON STOCK 19041P105 1955 56500 SH SOLE 56500 0 0 D COMERICA INC COM COMMON STOCK 200340107 1251 20000 SH SOLE 20000 0 0 D COMPASS BANCSHARES INC COMMON STOCK 20449H109 463 15000 SH SOLE 15000 0 0 D DIME BANCORP INC WTS EXP 1/01/ WARRANTS 25429Q110 26 200000 SH SOLE 200000 0 0 D EFUNDS CORP COM STK COMMON STOCK 28224R101 1204 75000 SH SOLE 75000 0 0 D EQUITABLE BANK COM SKT COMMON STOCK 29444Q105 2984 109500 SH SOLE 109500 0 0 D EVERTRUST FINL COM STK COMMON STOCK 300412103 1728 90000 SH SOLE 90000 0 0 D FALMOUTH BANCORP INC COM COMMON STOCK 306754102 234 10400 SH SOLE 10400 0 0 D FINANCIAL SELECT SECTOR SPDR OPTIONS - PUTS 81369Y9RA 1184 45000 SH PUT SOLE 45000 0 0 D FINGER LAKES COM STK COMMON STOCK 31787C107 1755 150000 SH SOLE 150000 0 0 D FIRST COMMUNITY BANCORP /CA COMMON STOCK 31983B101 668 25389 SH SOLE 25389 0 0 D FIRST FED CAP CORP COM COMMON STOCK 319960100 1131 60000 SH SOLE 60000 0 0 D FIRST FED FINANCIAL CORP COM COMMON STOCK 337907109 1634 62500 SH SOLE 62500 0 0 D FIRST IND CORP COM COMMON STOCK 32054R108 1362 70000 SH SOLE 70000 0 0 D FIRST KANSAS FINANCIAL CORP COMMON STOCK 320651102 1391 101500 SH SOLE 101500 0 0 D FLAG FINANCIAL CORP COM COMMON STOCK 33832H107 1332 134000 SH SOLE 134000 0 0 D FLEET BOSTON FINANCIAL CORP COMMON STOCK 339030108 1750 50000 SH SOLE 50000 0 0 D FLORIDA FIRST BANCORP(NEW) COMMON STOCK 343258109 1812 99000 SH SOLE 99000 0 0 D FRIEDMAN BILLINGS RAMSEY-A COMMON STOCK 358433100 875 125000 SH SOLE 125000 0 0 D GA FINL INC COM COMMON STOCK 361437106 2345 136000 SH SOLE 136000 0 0 D GOLD BANC CORP INC COM COMMON STOCK 379907108 990 110000 SH SOLE 110000 0 0 D GOLDEN STATE BANCORP COM STK COMMON STOCK 381197102 3043 102500 SH SOLE 102500 0 0 D GOLDEN STATE BANCORP LITIG WT WARRANTS 381197136 195 150000 SH SOLE 150000 0 0 D HAWTHORNE FINL CORP COM COMMON STOCK 420542102 2925 100000 SH SOLE 100000 0 0 D HINGHAM INSTN SVGS MASS COMMON STOCK 433323102 1362 52300 SH SOLE 52300 0 0 D INDYMAC BANCORP, INC COM STK COMMON STOCK 456607100 865 35000 SH SOLE 35000 0 0 D J.P. MORGAN CHASE & CO COM COMMON STOCK 46625H100 357 10000 SH SOLE 10000 0 0 D KEYCORP NEW COM COMMON STOCK 493267108 1732 65000 SH SOLE 65000 0 0 D LAKELAND FINL CORP COM COMMON STOCK 511656100 806 40000 SH SOLE 40000 0 0 D LEHMAN BROTHERS HLDGS INC COM COMMON STOCK 524908100 1939 30000 SH SOLE 30000 0 0 D LINCOLN BANCORP COM STK COMMON STOCK 532879103 1730 99500 SH SOLE 99500 0 0 D LOCAL FINANCIAL CORP COMMON COMMON STOCK 539553107 1842 117000 SH SOLE 117000 0 0 D MERRILL LYNCH & CO INC USD1.33 COMMON STOCK 590188108 1385 25000 SH SOLE 25000 0 0 D MUTUAL FIRST FINL INC COMMON STOCK 62845B104 1647 90000 SH SOLE 90000 0 0 D NEW YORK COMMUNITY BANCORP COMMON STOCK 649445103 1507 54500 SH SOLE 54500 0 0 D NORTH FORK BANCORPORATION COMMON STOCK 659424105 1600 45000 SH SOLE 45000 0 0 D NORTH VALLEY BANCORP COM COMMON STOCK 66304M105 1756 107100 SH SOLE 107100 0 0 D NORTHEAST BANCORP COM COMMON STOCK 663904100 2465 170000 SH SOLE 170000 0 0 D PACIFIC CREST CAP INC COM COMMON STOCK 694166109 2342 96000 SH SOLE 96000 0 0 D PEOPLES BANCORP INC MARIETTA O COMMON STOCK 709789101 240 10000 SH SOLE 10000 0 0 D PHOENIX COMPANIES INC NEW COM COMMON STOCK 71902E109 1478 77000 SH SOLE 77000 0 0 D PHSB FINANCIAL CORP COMMON STOCK 69335T107 1007 75000 SH SOLE 75000 0 0 D PNC FINANCIAL SERVICES GRP COMMON STOCK 693475105 3075 50000 SH SOLE 50000 0 0 D PRESIDENTIAL LIFE CORP COM COMMON STOCK 740884101 1138 50000 SH SOLE 50000 0 0 D PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 1553 50000 SH SOLE 50000 0 0 D QUAKER CITY BANCORP INC COMMON STOCK 74731K106 3247 102500 SH SOLE 102500 0 0 D SKY FINL GROUP INC COM COMMON STOCK 83080P103 2560 115000 SH SOLE 115000 0 0 D SOUTHSIDE CAPITAL TRUST II PFRD STK CONV SU 84471C206 1928 135300 SH SOLE 135300 0 0 D SOUTHTRUST CORP COM COMMON STOCK 844730101 660 25000 SH SOLE 25000 0 0 D SOVEREIGN BANCORP INC COMMON STOCK 845905108 3583 255000 SH SOLE 255000 0 0 D STERLING FINL CORP WASH COM COMMON STOCK 859319105 2649 117471 SH SOLE 117471 0 0 D SUPERIOR FINANCIAL CORP DEL COMMON STOCK 868161100 1379 83300 SH SOLE 83300 0 0 D THISTLE GROUP HLDGS CO COMMON STOCK 88431E103 1133 90000 SH SOLE 90000 0 0 D UNION ACCEPTANCE CORP COM COMMON STOCK 904832102 2482 415000 SH SOLE 415000 0 0 D US BANCORP COM COMMON STOCK 902973304 395 17500 SH SOLE 17500 0 0 D VAN DER MOOLEN HOLDI NG NV (FO ADRS STOCKS 921020103 943 32000 SH SOLE 32000 0 0 D VIB CORP COMMON STOCK 91823H106 210 17150 SH SOLE 17150 0 0 D W. P. STEWART & CO. LTD COMMON STOCK G84922106 1530 51500 SH SOLE 51500 0 0 D WILLIS GROUP HDLS LTD SHARES COMMON STOCK G96655108 494 20000 SH SOLE 20000 0 0 D WILLIS LEASE FINANCE CORP COM COMMON STOCK 970646105 305 65250 SH SOLE 65250 0 0 S REPORT SUMMARY 84 DATA RECORDS 129475 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED