0000921895-16-005357.txt : 20160809 0000921895-16-005357.hdr.sgml : 20160809 20160809175708 ACCESSION NUMBER: 0000921895-16-005357 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150622 FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP CENTRAL INDEX KEY: 0001040719 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 133950486 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 813-421-7600 MAIL ADDRESS: STREET 1: 3000 BAYPORT DRIVE STREET 2: SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19970917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Street Capital GP, LLC CENTRAL INDEX KEY: 0001599711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 161819436 BUSINESS ADDRESS: STREET 1: 12400 WILSHIRE BLVD, SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-246-0345 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD, SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Street Capital Management, LLC CENTRAL INDEX KEY: 0001488207 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 161819437 BUSINESS ADDRESS: STREET 1: 12400 WILSHIRE BLVD STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-246-0345 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baskerville SPV, L.P. CENTRAL INDEX KEY: 0001642313 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 161819438 BUSINESS ADDRESS: STREET 1: C/O STUARTS CORPORATE SERVICES LTD. STREET 2: P.O. BOX 2510 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: (424)248-0152 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD. STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Street Capital L.P. CENTRAL INDEX KEY: 0001493415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 161819439 BUSINESS ADDRESS: STREET 1: 12400 WILSHIRE BLVD STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-246-0345 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perelman Vadim CENTRAL INDEX KEY: 0001489810 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 161819440 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 3/A 1 form3a07950019_08092016.xml OWNERSHIP DOCUMENT X0206 3/A 2015-06-22 2015-06-22 0 0001040719 WALTER INVESTMENT MANAGEMENT CORP WAC 0001489810 Perelman Vadim 1875 CENTURY PARK EAST, SUITE 700 LOS ANGELES CA 90067 1 0 1 0 0001488207 Baker Street Capital Management, LLC 1875 CENTURY PARK EAST, SUITE 700 LOS ANGELES CA 90067 0 0 1 0 0001599711 Baker Street Capital GP, LLC 1875 CENTURY PARK EAST, SUITE 700 LOS ANGELES CA 90067 0 0 1 0 0001493415 Baker Street Capital L.P. 1875 CENTURY PARK EAST, SUITE 700 LOS ANGELES CA 90067 0 0 1 0 0001642313 Baskerville SPV, L.P. 1875 CENTURY PARK EAST, SUITE 700 LOS ANGELES CA 90067 0 0 0 1 See Footnote 1 Common Stock 9250 D This Form 3 is filed jointly by Baker Street Capital L.P. ("BSC LP"), Baskerville SPV, L.P. ("Baskerville SPV"), Baker Street Capital GP, LLC ("BSC GP"), Baker Street Capital Management, LLC ("Baker Street Capital Management") and Vadim Perelman (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. These shares directly owned by Mr. Perelman were omitted from the Reporting Persons' original Form 3, and also were omitted from three Forms 4 filed by the Reporting Persons after the original Form 3 was filed. By: /s/ Vadim Perelman 2016-08-09 Baker Street Capital Management, LLC; By: /s/ Vadim Perelman, Managing Member 2016-08-09 Baker Street Capital GP, LLC; By: /s/ Vadim Perelman, Managing Member 2016-08-09 Baker Street Capital L.P.; By: /s/ Vadim Perelman, Managing Member of its General Partner 2016-08-09 Baskerville SPV, L.P.; By /s/ Vadim Perelman, Managing Member of its General Partner 2016-08-09