0000921895-16-005357.txt : 20160809
0000921895-16-005357.hdr.sgml : 20160809
20160809175708
ACCESSION NUMBER: 0000921895-16-005357
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150622
FILED AS OF DATE: 20160809
DATE AS OF CHANGE: 20160809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP
CENTRAL INDEX KEY: 0001040719
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 133950486
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 BAYPORT DRIVE
STREET 2: SUITE 1100
CITY: TAMPA
STATE: FL
ZIP: 33607
BUSINESS PHONE: 813-421-7600
MAIL ADDRESS:
STREET 1: 3000 BAYPORT DRIVE
STREET 2: SUITE 1100
CITY: TAMPA
STATE: FL
ZIP: 33607
FORMER COMPANY:
FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC
DATE OF NAME CHANGE: 19970917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Street Capital GP, LLC
CENTRAL INDEX KEY: 0001599711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 161819436
BUSINESS ADDRESS:
STREET 1: 12400 WILSHIRE BLVD, SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-246-0345
MAIL ADDRESS:
STREET 1: 12400 WILSHIRE BLVD, SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Street Capital Management, LLC
CENTRAL INDEX KEY: 0001488207
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 161819437
BUSINESS ADDRESS:
STREET 1: 12400 WILSHIRE BLVD
STREET 2: SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-246-0345
MAIL ADDRESS:
STREET 1: 12400 WILSHIRE BLVD
STREET 2: SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baskerville SPV, L.P.
CENTRAL INDEX KEY: 0001642313
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 161819438
BUSINESS ADDRESS:
STREET 1: C/O STUARTS CORPORATE SERVICES LTD.
STREET 2: P.O. BOX 2510
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: (424)248-0152
MAIL ADDRESS:
STREET 1: 12400 WILSHIRE BLVD.
STREET 2: SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Street Capital L.P.
CENTRAL INDEX KEY: 0001493415
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 161819439
BUSINESS ADDRESS:
STREET 1: 12400 WILSHIRE BLVD
STREET 2: SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-246-0345
MAIL ADDRESS:
STREET 1: 12400 WILSHIRE BLVD
STREET 2: SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perelman Vadim
CENTRAL INDEX KEY: 0001489810
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 161819440
MAIL ADDRESS:
STREET 1: 12400 WILSHIRE BLVD
STREET 2: SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
3/A
1
form3a07950019_08092016.xml
OWNERSHIP DOCUMENT
X0206
3/A
2015-06-22
2015-06-22
0
0001040719
WALTER INVESTMENT MANAGEMENT CORP
WAC
0001489810
Perelman Vadim
1875 CENTURY PARK EAST, SUITE 700
LOS ANGELES
CA
90067
1
0
1
0
0001488207
Baker Street Capital Management, LLC
1875 CENTURY PARK EAST, SUITE 700
LOS ANGELES
CA
90067
0
0
1
0
0001599711
Baker Street Capital GP, LLC
1875 CENTURY PARK EAST, SUITE 700
LOS ANGELES
CA
90067
0
0
1
0
0001493415
Baker Street Capital L.P.
1875 CENTURY PARK EAST, SUITE 700
LOS ANGELES
CA
90067
0
0
1
0
0001642313
Baskerville SPV, L.P.
1875 CENTURY PARK EAST, SUITE 700
LOS ANGELES
CA
90067
0
0
0
1
See Footnote 1
Common Stock
9250
D
This Form 3 is filed jointly by Baker Street Capital L.P. ("BSC LP"), Baskerville SPV, L.P. ("Baskerville SPV"), Baker Street Capital GP, LLC ("BSC GP"), Baker Street Capital Management, LLC ("Baker Street Capital Management") and Vadim Perelman (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
These shares directly owned by Mr. Perelman were omitted from the Reporting Persons' original Form 3, and also were omitted from three Forms 4 filed by the Reporting Persons after the original Form 3 was filed.
By: /s/ Vadim Perelman
2016-08-09
Baker Street Capital Management, LLC; By: /s/ Vadim Perelman, Managing Member
2016-08-09
Baker Street Capital GP, LLC; By: /s/ Vadim Perelman, Managing Member
2016-08-09
Baker Street Capital L.P.; By: /s/ Vadim Perelman, Managing Member of its General Partner
2016-08-09
Baskerville SPV, L.P.; By /s/ Vadim Perelman, Managing Member of its General Partner
2016-08-09