0000921895-16-004903.txt : 20160610
0000921895-16-004903.hdr.sgml : 20160610
20160610163524
ACCESSION NUMBER: 0000921895-16-004903
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160609
FILED AS OF DATE: 20160610
DATE AS OF CHANGE: 20160610
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP
CENTRAL INDEX KEY: 0001040719
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 133950486
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 BAYPORT DRIVE
STREET 2: SUITE 1100
CITY: TAMPA
STATE: FL
ZIP: 33607
BUSINESS PHONE: 813-421-7600
MAIL ADDRESS:
STREET 1: 3000 BAYPORT DRIVE
STREET 2: SUITE 1100
CITY: TAMPA
STATE: FL
ZIP: 33607
FORMER COMPANY:
FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC
DATE OF NAME CHANGE: 19970917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baskerville SPV, L.P.
CENTRAL INDEX KEY: 0001642313
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 161709026
BUSINESS ADDRESS:
STREET 1: C/O STUARTS CORPORATE SERVICES LTD.
STREET 2: P.O. BOX 2510
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: (424)248-0152
MAIL ADDRESS:
STREET 1: 12400 WILSHIRE BLVD.
STREET 2: SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Street Capital L.P.
CENTRAL INDEX KEY: 0001493415
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 161709027
BUSINESS ADDRESS:
STREET 1: 12400 WILSHIRE BLVD
STREET 2: SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-246-0345
MAIL ADDRESS:
STREET 1: 12400 WILSHIRE BLVD
STREET 2: SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Street Capital GP, LLC
CENTRAL INDEX KEY: 0001599711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 161709028
BUSINESS ADDRESS:
STREET 1: 12400 WILSHIRE BLVD, SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-246-0345
MAIL ADDRESS:
STREET 1: 12400 WILSHIRE BLVD, SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Street Capital Management, LLC
CENTRAL INDEX KEY: 0001488207
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 161709029
BUSINESS ADDRESS:
STREET 1: 12400 WILSHIRE BLVD
STREET 2: SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310-246-0345
MAIL ADDRESS:
STREET 1: 12400 WILSHIRE BLVD
STREET 2: SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perelman Vadim
CENTRAL INDEX KEY: 0001489810
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 161709030
MAIL ADDRESS:
STREET 1: 12400 WILSHIRE BLVD
STREET 2: SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
4
1
form407950019_06102016.xml
OWNERSHIP DOCUMENT
X0306
4
2016-06-09
0
0001040719
WALTER INVESTMENT MANAGEMENT CORP
WAC
0001489810
Perelman Vadim
12400 WILSHIRE BLVD
SUITE 940
LOS ANGELES
CA
90025
1
0
1
0
0001488207
Baker Street Capital Management, LLC
12400 WILSHIRE BLVD
SUITE 940
LOS ANGELES
CA
90025
0
0
1
0
0001599711
Baker Street Capital GP, LLC
12400 WILSHIRE BLVD
SUITE 940
LOS ANGELES
CA
90025
0
0
1
0
0001493415
Baker Street Capital L.P.
12400 WILSHIRE BLVD
SUITE 940
LOS ANGELES
CA
90025
0
0
1
0
0001642313
Baskerville SPV, L.P.
12400 WILSHIRE BLVD.
SUITE 940
LOS ANGELES
CA
90025
0
0
0
1
See Footnote 1
Common Stock
2016-06-09
4
A
0
35330
0
A
35330
D
Common Stock
7325898
I
By: Baker Street Capital L.P.
Common Stock
1351626
I
By: Baskerville SPV, L.P.
This Form 4 is filed jointly by Baker Street Capital L.P. ("BSC LP"), Baskerville SPV, L.P. ("Baskerville SPV"), Baker Street Capital GP, LLC ("BSC GP"), Baker Street Capital Management, LLC ("Baker Street Capital Management") and Vadim Perelman (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Perelman is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
Award of immediately vesting restricted stock units made pursuant to the Issuer's 2011 Omnibus Incentive Plan, as amended and restated.
Represents shares of Common Stock owned directly by BSC LP. BSC GP, as the general partner of BSC LP, may be deemed to beneficially own the shares owned by BSC LP. Baker Street Capital Management, as the investment manager of BSC LP, may be deemed to beneficially own the shares owned by BSC LP. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the shares owned by BSC LP.
Represents shares of Common Stock owned directly by Baskerville SPV. BSC GP, as the general partner of Baskerville SPV, may be deemed to beneficially own the shares owned by Baskerville SPV. Baker Street Capital Management, as the investment manager of Baskerville SPV, may be deemed to beneficially own the shares owned by Baskerville SPV. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the shares owned by Baskerville SPV.
By: /s/ Vadim Perelman
2016-06-10
Baker Street Capital Management, LLC; By: /s/ Vadim Perelman, Managing Member
2016-06-10
Baker Street Capital GP, LLC; By: /s/ Vadim Perelman, Managing Member
2016-06-10
Baker Street Capital L.P.; By: /s/ Vadim Perelman, Managing Member of its General Partner
2016-06-10
Baskerville SPV, L.P.; By /s/ Vadim Perelman, Managing Member of its General Partner
2016-06-10