0000899243-17-021700.txt : 20170908 0000899243-17-021700.hdr.sgml : 20170908 20170908172515 ACCESSION NUMBER: 0000899243-17-021700 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170906 FILED AS OF DATE: 20170908 DATE AS OF CHANGE: 20170908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perelman Vadim CENTRAL INDEX KEY: 0001489810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 171077361 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Street Capital Management, LLC CENTRAL INDEX KEY: 0001488207 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 171077365 BUSINESS ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-246-0345 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Street Capital GP, LLC CENTRAL INDEX KEY: 0001599711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 171077364 BUSINESS ADDRESS: STREET 1: 1875 CENTURY PARK EAST, SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-246-0345 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST, SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Street Capital L.P. CENTRAL INDEX KEY: 0001493415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 171077363 BUSINESS ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-246-0345 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baskerville SPV, L.P. CENTRAL INDEX KEY: 0001642313 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13417 FILM NUMBER: 171077362 BUSINESS ADDRESS: STREET 1: C/O STUARTS CORPORATE SERVICES LTD. STREET 2: P.O. BOX 2510 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: (424)248-0152 MAIL ADDRESS: STREET 1: 12400 WILSHIRE BLVD. STREET 2: SUITE 940 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP CENTRAL INDEX KEY: 0001040719 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 133950486 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 VIRGINIA DRIVE, SUITE 100 CITY: FORT WASHINGTON STATE: PA ZIP: 19034 BUSINESS PHONE: (844) 714-8603 MAIL ADDRESS: STREET 1: 3000 BAYPORT DRIVE, SUITE 1100 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC DATE OF NAME CHANGE: 19970917 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-06 0 0001040719 WALTER INVESTMENT MANAGEMENT CORP WAC 0001489810 Perelman Vadim 1875 CENTURY PARK EAST, SUITE 700 LOS ANGELES CA 90067 1 0 1 0 0001488207 Baker Street Capital Management, LLC 1875 CENTURY PARK EAST, SUITE 700 LOS ANGELES CA 90067 0 0 1 0 0001599711 Baker Street Capital GP, LLC 1875 CENTURY PARK EAST, SUITE 700 LOS ANGELES CA 90067 0 0 1 0 0001493415 Baker Street Capital L.P. 1875 CENTURY PARK EAST, SUITE 700 LOS ANGELES CA 90067 0 0 1 0 0001642313 Baskerville SPV, L.P. 1875 CENTURY PARK EAST, SUITE 700 LOS ANGELES CA 90067 0 0 1 0 Common Stock 2017-09-06 4 M 0 90278 A 128558 D Common Stock 7325898 I By Baker Street Capital L.P. Common Stock 1351626 I By Baskerville SPV, L.P. Restricted Stock Units 2017-09-06 4 A 0 90278 0.00 A Common Stock 90278 90278 D Restricted Stock Units 2017-09-06 4 M 0 90278 0.00 D Common Stock 90278 0 D This Form 4 is filed jointly by Baker Street Capital L.P. ("BSC LP"), Baskerville SPV, L.P. ("Baskerville SPV"), Baker Street Capital GP, LLC ("BSC GP"), Baker Street Capital Management, LLC ("Baker Street Capital Management") and Vadim Perelman (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Perelman is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Restricted Stock Units ("RSUs"), granted pursuant to Issuer's 2017 Omnibus Incentive Plan, convert into Common Stock on a one-for-one basis. RSUs vest and are settled immediately upon grant. Represents shares of Common Stock owned directly by BSC LP. BSC GP, as the general partner of BSC LP, may be deemed to beneficially own the shares owned by BSC LP. Baker Street Capital Management, as the investment manager of BSC LP, may be deemed to beneficially own the shares owned by BSC LP. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the shares owned by BSC LP. Represents shares of Common Stock owned directly by Baskerville SPV. BSC GP, as the general partner of Baskerville SPV, may be deemed to beneficially own the shares owned by Baskerville SPV. Baker Street Capital Management, as the investment manager of Baskerville SPV, may be deemed to beneficially own the shares owned by Baskerville SPV. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the shares owned by Baskerville SPV. /s/ Vadim Perelman 2017-09-08 Baker Street Capital Management, LLC, By: /s/ Vadim Perelman, Managing Member 2017-09-08 Baker Street Capital GP, LLC, By: /s/ Vadim Perelman, Managing Member 2017-09-08 Baker Street Capital L.P., By: /s/ Vadim Perelman, Managing Member 2017-09-08 Baskerville SPV, L.P, By: /s/ Vadim Perelman, Managing Member 2017-09-08