0000899243-17-021700.txt : 20170908
0000899243-17-021700.hdr.sgml : 20170908
20170908172515
ACCESSION NUMBER: 0000899243-17-021700
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170906
FILED AS OF DATE: 20170908
DATE AS OF CHANGE: 20170908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perelman Vadim
CENTRAL INDEX KEY: 0001489810
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 171077361
MAIL ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 700
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Street Capital Management, LLC
CENTRAL INDEX KEY: 0001488207
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 171077365
BUSINESS ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 700
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-246-0345
MAIL ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 700
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Street Capital GP, LLC
CENTRAL INDEX KEY: 0001599711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 171077364
BUSINESS ADDRESS:
STREET 1: 1875 CENTURY PARK EAST, SUITE 700
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-246-0345
MAIL ADDRESS:
STREET 1: 1875 CENTURY PARK EAST, SUITE 700
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Street Capital L.P.
CENTRAL INDEX KEY: 0001493415
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 171077363
BUSINESS ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 700
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-246-0345
MAIL ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 700
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baskerville SPV, L.P.
CENTRAL INDEX KEY: 0001642313
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13417
FILM NUMBER: 171077362
BUSINESS ADDRESS:
STREET 1: C/O STUARTS CORPORATE SERVICES LTD.
STREET 2: P.O. BOX 2510
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: (424)248-0152
MAIL ADDRESS:
STREET 1: 12400 WILSHIRE BLVD.
STREET 2: SUITE 940
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WALTER INVESTMENT MANAGEMENT CORP
CENTRAL INDEX KEY: 0001040719
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 133950486
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 VIRGINIA DRIVE, SUITE 100
CITY: FORT WASHINGTON
STATE: PA
ZIP: 19034
BUSINESS PHONE: (844) 714-8603
MAIL ADDRESS:
STREET 1: 3000 BAYPORT DRIVE, SUITE 1100
CITY: TAMPA
STATE: FL
ZIP: 33607
FORMER COMPANY:
FORMER CONFORMED NAME: HANOVER CAPITAL MORTGAGE HOLDINGS INC
DATE OF NAME CHANGE: 19970917
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-09-06
0
0001040719
WALTER INVESTMENT MANAGEMENT CORP
WAC
0001489810
Perelman Vadim
1875 CENTURY PARK EAST, SUITE 700
LOS ANGELES
CA
90067
1
0
1
0
0001488207
Baker Street Capital Management, LLC
1875 CENTURY PARK EAST, SUITE 700
LOS ANGELES
CA
90067
0
0
1
0
0001599711
Baker Street Capital GP, LLC
1875 CENTURY PARK EAST, SUITE 700
LOS ANGELES
CA
90067
0
0
1
0
0001493415
Baker Street Capital L.P.
1875 CENTURY PARK EAST, SUITE 700
LOS ANGELES
CA
90067
0
0
1
0
0001642313
Baskerville SPV, L.P.
1875 CENTURY PARK EAST, SUITE 700
LOS ANGELES
CA
90067
0
0
1
0
Common Stock
2017-09-06
4
M
0
90278
A
128558
D
Common Stock
7325898
I
By Baker Street Capital L.P.
Common Stock
1351626
I
By Baskerville SPV, L.P.
Restricted Stock Units
2017-09-06
4
A
0
90278
0.00
A
Common Stock
90278
90278
D
Restricted Stock Units
2017-09-06
4
M
0
90278
0.00
D
Common Stock
90278
0
D
This Form 4 is filed jointly by Baker Street Capital L.P. ("BSC LP"), Baskerville SPV, L.P. ("Baskerville SPV"), Baker Street Capital GP, LLC ("BSC GP"), Baker Street Capital Management, LLC ("Baker Street Capital Management") and Vadim Perelman (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Perelman is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
Restricted Stock Units ("RSUs"), granted pursuant to Issuer's 2017 Omnibus Incentive Plan, convert into Common Stock on a one-for-one basis. RSUs vest and are settled immediately upon grant.
Represents shares of Common Stock owned directly by BSC LP. BSC GP, as the general partner of BSC LP, may be deemed to beneficially own the shares owned by BSC LP. Baker Street Capital Management, as the investment manager of BSC LP, may be deemed to beneficially own the shares owned by BSC LP. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the shares owned by BSC LP.
Represents shares of Common Stock owned directly by Baskerville SPV. BSC GP, as the general partner of Baskerville SPV, may be deemed to beneficially own the shares owned by Baskerville SPV. Baker Street Capital Management, as the investment manager of Baskerville SPV, may be deemed to beneficially own the shares owned by Baskerville SPV. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the shares owned by Baskerville SPV.
/s/ Vadim Perelman
2017-09-08
Baker Street Capital Management, LLC, By: /s/ Vadim Perelman, Managing Member
2017-09-08
Baker Street Capital GP, LLC, By: /s/ Vadim Perelman, Managing Member
2017-09-08
Baker Street Capital L.P., By: /s/ Vadim Perelman, Managing Member
2017-09-08
Baskerville SPV, L.P, By: /s/ Vadim Perelman, Managing Member
2017-09-08