-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fj+U0TSa2JoDIBfw9YJ9a41lIhT7T7vWgOuCVPzE6vcYCV4wUIqn3v2At6Ocoqi6 GR+DMlIfQIn6Lkpej2uHng== 0001125282-03-006082.txt : 20031112 0001125282-03-006082.hdr.sgml : 20031112 20031112182850 ACCESSION NUMBER: 0001125282-03-006082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030527 FILED AS OF DATE: 20031112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JP MORGAN CHASE BANK CENTRAL INDEX KEY: 0001208636 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 8880 [8880] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29187-87 FILM NUMBER: 03995321 BUSINESS ADDRESS: STREET 1: 1CHASE MANHATTAN PLAZA STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10081 BUSINESS PHONE: 2125524904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIZO OIL & GAS INC CENTRAL INDEX KEY: 0001040593 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760415919 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14701 ST MARYS LANE STREET 2: STE 800 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 2814961352 MAIL ADDRESS: STREET 1: 14701 ST MARYS LANE STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 b328052_ex.xml FORM 4 X0201 4 2003-05-27 0 0001040593 CARRIZO OIL & GAS INC CRZO 0001208636 JP MORGAN CHASE BANK 270 PARK AVENUE, 35TH FLOOR NEW YORK NY 10017 0 0 1 0 Common Stock 2909092 I see footnote Warrants 2.20 2007-12-15 Common Stock 2208151 2208151 I see footnote Stock Options (right to purchase) 1.75 2000-12-15 2009-12-15 Common Stock 16667 16667 I see footnote Stock Options (right to purchase) 5.1719 2001-05-19 2010-05-19 Common Stock 3333 3333 I see footnote Stock Options (right to purchase) 7.40 2002-05-18 2011-05-17 Common Stock 2500 2500 I see footnote Stock Options (right to purchase) 5.36 2003-03-27 2012-03-27 Common Stock 10000 10000 I see footnote Stock Options (right to purchase) 4.78 2003-05-22 2012-05-22 Common Stock 5000 5000 I see footnote Stock Options (right to purchase) 5.75 2003-05-27 4 A 0 5000 0 A 2004-05-27 2013-05-26 Common Stock 5000 5000 I see footnote The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners (23A SBIC), LLC ("JPM 23A SBIC"), a portion of which may be deemed attributable to the Reporting Person because it is the non-managing member of JPM 23A SBIC. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within JPM 23A SBIC. These Warrants are immediately exercisable. These stock options were granted to Arnold Chavkin and Christopher Behrens, directors of the Issuer. Messrs. Chavkin and Behrens are Executive Vice President and Managing Director, respectively, of J.P. Morgan Partners (23A SBIC), LLC ("JPM 23A SBIC") and limited partners of JPMP Master Fund Manager, L.P. ("MF Manager"), the non-managing member of JPM 23A SBIC. Mr. Chavkin ceased to be a director of the Issuer on March 11, 2002. 6,667 of the stock options granted to him are currently exercisable. Mr. Behrens' options became exercisable in three annual installments commencing December 15, 2000. Mr. Chavkin and Mr. Behrens are obligated to transfer any shares issued under uncancelled stock options to JPM 23A SBIC. These stock options each were granted to Arnold Chavkin and Christopher Behrens, directors of the Issuer. Mr. Chavkin ceased to be a director of the Issuer on March 11, 2002. 833 of the stock options granted to him are currently exercisable. Mr. Behrens' options become exercisable in three annual installments commencing May 19, 2001. Mr. Chavkin and Mr. Behrens are obligated to transfer any shares issued under uncancelled stock options to JPM 23A SBIC. These stock options were granted to Christopher Behrens, a director of the Issuer. Mr. Behrens is obligated to transfer any shares issued under his stock options to JPM 23A SBIC. These options became exercisable in three annual installments commencing May 18, 2002. These options were granted to Bryan Martin, a director of the Issuer. Mr. Martin is a Managing Director of J.P. Morgan Partners, LLC, the investment advisor to J.P. Morgan Partners (23A SBIC Manager), Inc., the sole managing member of JPM 23A SBIC. Mr. Martin is also a limited partner of MF Manager. Mr. Martin is obligated to transfer any shares issued under his stock options to JPM 23A SBIC. These options become exercisable in three annual installments commencing March 27, 2003. 2,500 stock options each were granted to Bryan Martin and Christopher Behrens, directors of the Issuer. These options become exercisable in three annual installments commencing May 22, 2003. Mr. Martin and Mr. Behrens are obligated to transfer any shares issued under the stock options to JPM 23A SBIC. 2,500 stock options each were granted to Bryan Martin and Christopher Behrens, directors of the Issuer. These options become exercisable in three annual installments commencing May 27, 2004. Mr. Martin and Mr. Behrens are obligated to transfer any shares issued under the stock options to JPM 23A SBIC. Jeffrey C. Walker 2003-11-12 -----END PRIVACY-ENHANCED MESSAGE-----