0001040593-18-000027.txt : 20180320 0001040593-18-000027.hdr.sgml : 20180320 20180320183953 ACCESSION NUMBER: 0001040593-18-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180309 FILED AS OF DATE: 20180320 DATE AS OF CHANGE: 20180320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISHER JOHN BRADLEY CENTRAL INDEX KEY: 0001233101 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29187-87 FILM NUMBER: 18702950 BUSINESS ADDRESS: STREET 1: 500 DALLAS STREET STREET 2: SUITE 2300 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 2814961352 MAIL ADDRESS: STREET 1: 500 DALLAS STREET STREET 2: SUITE 2300 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIZO OIL & GAS INC CENTRAL INDEX KEY: 0001040593 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760415919 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 DALLAS STREET STREET 2: SUITE 2300 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7133281000 MAIL ADDRESS: STREET 1: 500 DALLAS STREET STREET 2: SUITE 2300 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 wf-form4_152158557959530.xml FORM 4 X0306 4 2018-03-09 0 0001040593 CARRIZO OIL & GAS INC CRZO 0001233101 FISHER JOHN BRADLEY 500 DALLAS STREET SUITE 2300 HOUSTON TX 77002 0 1 0 0 VP & Chief Operating Officer Common Stock 2018-03-17 4 M 0 7868 0 A 183445 D Common Stock 2018-03-17 4 M 0 10992 0 A 194437 D Common Stock 2018-03-17 4 M 0 18327 0 A 212764 D Common Stock 2018-03-17 4 M 0 19464 0 A 232228 D Common Stock 2018-03-20 4 S 0 22292 14.8332 D 209936 D Restricted Stock Units 0.0 2018-03-09 4 A 0 117417 0 A Common Stock 117417.0 117417 D Stock Appreciation Rights 14.67 2018-03-09 4 A 0 83970 0 A 2025-03-17 Common Stock 83970.0 83970 D Performance Share Units 0.0 2018-03-17 4 M 0 8991 0 D Common Stock 8991.0 0 D Restricted Stock Units 0.0 2018-03-17 4 M 0 10992 0 D Common Stock 10992.0 0 D Restricted Stock Units 0.0 2018-03-17 4 M 0 18327 0 D Common Stock 18327.0 18327 D Restricted Stock Units 0.0 2018-03-17 4 M 0 19464 0 D Common Stock 19464.0 38928 D This amount represents approximately 87.5% of the target performance share units granted based upon the issuer's total shareholder return measured against an industry peer group over a three year period. These transactions were effected in accordance with Rule 10b5-1. The sales reported in this Form 4 were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of equity awards. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $14.69 to $15.12, inclusive. Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vest in three equal installments on March 17, 2019, March 17, 2020 and March 17, 2021. These stock appreciation rights are settled solely in cash. These stock appreciation rights vest in three equal installments on March 17, 2019, March 17, 2020 and March 17, 2021. Each performance share unit represents a contingent right to receive one share of common stock. These performance share units vested on March 17, 2018. The number of performance share units can range from 0% to 200% of the units granted based upon the issuer's total shareholder return measured against an industry peer group over a three year period. These restricted stock units vested in three equal installments on March 17, 2016, March 17, 2017 and March 17, 2018. These restricted stock units vested, or will vest, in three equal installments on March 17, 2017, March 17, 2018 and March 17, 2019. These restricted stock units vested, or will vest, in three equal installments on March 17, 2018, March 17, 2019 and March 17, 2020. /s/ David L. Pitts, attorney-in-fact 2018-03-20