-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WH5synB2WuOa3ynSbGnu+1Aw2auKBIFr8YlVWFQLcG3bt+su7QKbqGazHZgPdCCC SAcRZuL+okI2gxCYlcctVw== 0000950129-97-004977.txt : 19971124 0000950129-97-004977.hdr.sgml : 19971124 ACCESSION NUMBER: 0000950129-97-004977 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971121 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARRIZO OIL & GAS INC CENTRAL INDEX KEY: 0001040593 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760415919 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-51465 FILM NUMBER: 97725684 BUSINESS ADDRESS: STREET 1: 14811 ST MARYS LANE STREET 2: STE 148 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 2814961352 MAIL ADDRESS: STREET 1: CARRIZO OIL & GAS INC STREET 2: 14811 ST MARYS LANE STE 148 CITY: HOUSTON STATE: TX ZIP: 77079 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HAMILTON DOUGLAS A P CENTRAL INDEX KEY: 0001044668 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 462 BROADWAY SECOND FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2122193935 MAIL ADDRESS: STREET 1: 462 BROADWAY SECOND FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 SC 13D/A 1 DOUGLAS A.P. HAMILTON - AMEND.#2 - CORRIZO OIL 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (AMENDMENT NO. 2) Under the Securities Exchange Act of 1934* Carrizo Oil & Gas, Inc. ________________________________________________________________________________ (Name of Issuer) Common Stock, par value $.01 per share ________________________________________________________________________________ (Title of Class of Securities) 144577 10 3 ________________________________________________________________________________ (CUSIP Number) Douglas A.P. Hamilton 462 Broadway, Second Floor New York, New York 10013 (212) 219-3935 ________________________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 18, 1997 ________________________________________________________________________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box []. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page should be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP No. 144577 10 3 ____________________________________________________________________________________________________ (1) Name of Reporting Person S.S. or I.R.S. Identification Nos. of Above Person Douglas A.P. Hamilton ____________________________________________________________________________________________________ (2) Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] ____________________________________________________________________________________________________ (3) SEC Use Only ____________________________________________________________________________________________________ (4) Source of Funds OO ____________________________________________________________________________________________________ (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ____________________________________________________________________________________________________ (6) Citizenship or Place of Organization United States of America ____________________________________________________________________________________________________ Number of (7) Sole Voting Power 800,796 Shares Shares Bene- __________________________________________________________________________ ficially (8) Shared Voting Power 0 Shares Owned by __________________________________________________________________________ Each Report- (9) Sole Dispositive Power 800,796 Shares ing Person __________________________________________________________________________ With (10) Shared Dispositive Power 0 Shares ____________________________________________________________________________________________________ (11) Aggregate Amount Beneficially Owned by Each Reporting Person 800,796 Shares ____________________________________________________________________________________________________ (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ____________________________________________________________________________________________________ (13) Percent of Class Represented by Amount in Row (11) 7.7% ____________________________________________________________________________________________________ (14) Type of Reporting Person (See Instructions) IN
-2- 3 INTRODUCTORY NOTE. This Amendment No. 2 to Schedule 13D is being filed on behalf of Douglas A.P. Hamilton ("Mr. Hamilton"), to supplement certain information set forth in the Schedule 13D relating to securities of Carrizo Oil & Gas, Inc., a Texas corporation (the "Company"), originally filed by Mr. Hamilton on August 21, 1997 and amended by Amendment No. 1 dated September 3, 1997 (as so amended, the "Original Statement"), with respect to the Common Stock, par value $.01 per share (the "Common Stock"), of the Company. Unless otherwise indicated, each capitalized term used but not defined herein shall have the meaning assigned to such term in the Original Statement. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Mr. Hamilton beneficially owns an aggregate of 800,796 shares of Common Stock (approximately 7.7% of the 10,375,000 shares outstanding (as reported in the Company's Form 10-Q for the quarter ended September 30, 1997)). Mr. Hamilton has the sole power to vote and dispose of the shares of Common Stock beneficially owned by him. On November 18, 1997, Mr. Hamilton transferred, without consideration, 200,000 shares of Common Stock to the Douglas A.P. Hamilton 1997 GRAT (the "GRAT"). The GRAT is a grantor retained annuity trust created under a Trust Agreement dated October 14, 1997 between Mr. Hamilton as Grantor and Kim E. Baptiste, as Trustee. Mr. Baptiste as Trustee has the sole power to vote or dispose of the shares of Common Stock. During the first five years of the GRAT, Mr. Hamilton is the sole beneficiary. After that period, certain of Mr. Hamilton's relatives will be discretionary beneficiaries. Mr. Hamilton is also among the beneficiaries of a charitable remainder trust that is the limited partner of DAPHAM Partnership L.P., which beneficially owns 395,960 shares of Common Stock. See Item 6, Contracts, -3- 4 Arrangements, Understandings or Relationships with Respect to Securities of the Issuer, of the Original Statement for a discussion of Mr. Hamilton's options. -4- 5 After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: November 19, 1997. /s/ DOUGLAS A.P. HAMILTON ------------------------------------- Douglas A.P. Hamilton -5- -----END PRIVACY-ENHANCED MESSAGE-----