0001654954-21-010629.txt : 20210930 0001654954-21-010629.hdr.sgml : 20210930 20210930210929 ACCESSION NUMBER: 0001654954-21-010629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210928 FILED AS OF DATE: 20210930 DATE AS OF CHANGE: 20210930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPINK KENNETH B. CENTRAL INDEX KEY: 0001652627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22893 FILM NUMBER: 211296616 MAIL ADDRESS: STREET 1: C/O AEHR TEST SYSTEMS STREET 2: 400 KATO TERRACE CITY: FREMONT STATE: CA ZIP: 94539 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEHR TEST SYSTEMS CENTRAL INDEX KEY: 0001040470 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942424084 STATE OF INCORPORATION: CA FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 400 KATO TERRACE CITY: FREMONT STATE: CA ZIP: 94539 BUSINESS PHONE: 5106239400 MAIL ADDRESS: STREET 1: 400 KATO TERRACE CITY: FREMONT STATE: CA ZIP: 94539 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2021-09-28 0001040470 AEHR TEST SYSTEMS AEHR 0001652627 SPINK KENNETH B. C/O AEHR TEST SYSTEMS 400 KATO TERRACE FREMONT CA 94539 true VP of Finance and CFO Common Stock 2021-09-28 4 M false 9500 2.10 A 135554 D Common Stock 2021-09-28 4 M false 29000 2.30 A 164554 D Common Stock 2021-09-28 4 M false 24400 3.93 A 188954 D Common Stock 2021-09-28 4 M false 30989 2.40 A 219943 D Common Stock 2021-09-28 4 S false 133914 14.13 D 86029 D Common Stock 2021-09-29 4 M false 18000 1.68 A 104029 D Common Stock 2021-09-29 4 M false 25000 1.635 A 129029 D Incentive Stock Option (right to buy) 2.10 2021-09-28 4 M false 9500 0 D 2015-05-21 2022-04-21 Common Stock 9500 0 D Incentive Stock Option (right to buy) 2.30 2021-09-28 4 M false 29000 0 D 2015-10-09 2022-09-09 Common Stock 29000 0 D Incentive Stock Option (right to buy) 3.93 2021-09-28 4 M false 24400 0 D 2017-08-11 2024-07-11 Common Stock 24400 0 D Incentive Stock Option (right to buy) 2.40 2021-09-28 4 M false 30989 0 D 2018-09-17 2025-08-17 Common Stock 30989 11511 D Incentive Stock Option (right to buy) 1.68 2021-09-29 4 M false 18000 0 D 2016-08-25 2023-07-25 Common Stock 18000 0 D Incentive Stock Option (right to buy) 1.635 2021-09-29 4 M false 25000 0 D 2019-08-16 2026-07-16 Common Stock 25000 25000 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $14.79, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. The amount reported includes shares subject to unvested restricted stock units. One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. /s/ Kenneth B. Spink 2021-09-30