0001040470-19-000002.txt : 20190122 0001040470-19-000002.hdr.sgml : 20190122 20190122173649 ACCESSION NUMBER: 0001040470-19-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190118 FILED AS OF DATE: 20190122 DATE AS OF CHANGE: 20190122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSATI MARIO M CENTRAL INDEX KEY: 0001197808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22893 FILM NUMBER: 19536103 MAIL ADDRESS: STREET 1: 650 PAGE MILL RD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEHR TEST SYSTEMS CENTRAL INDEX KEY: 0001040470 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 942424084 STATE OF INCORPORATION: CA FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 400 KATO TERRACE CITY: FREMONT STATE: CA ZIP: 94539 BUSINESS PHONE: 5106239400 MAIL ADDRESS: STREET 1: 400 KATO TERRACE CITY: FREMONT STATE: CA ZIP: 94539 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-01-18 0 0001040470 AEHR TEST SYSTEMS AEHR 0001197808 ROSATI MARIO M AEHR TEST SYSTEMS 400 KATO TERRACE FREMONT CA 94539 1 0 0 0 Common Stock 2019-01-18 4 M 0 30179 0.75 A 33880 D Common Stock 2019-01-18 4 S 0 30179 1.1298 D 3701 D Common Stock 151016 I By Trust Common Stock 23468 I By Trust Common Stock 22500 I See Footnote Common Stock 27000 I By Managed Account Non-Qualified Stock Option (right to buy) 0.75 2019-01-18 4 M 0 30179 0 D 2012-02-29 2019-01-31 Common Stock 30179 0 D Shares held by Mario M. Rosati, Trustee of the Mario M. Rosati Trust U/D/T dated January 5, 1990. Shares held by Mario M. Rosati and Danelle Storm Rosati, Trustees of the Rosati Family Trust U/D/T dated May 23, 1997. Shares held by WS Investment Company, LLC (2001A), for which Mr. Rosati is a general partner. One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter. Kenneth B. Spink, Attorney-in-fact 2019-01-22 EX-99 2 powerattorneymrosati2015.txt POWER OF ATTORNEY FOR SIGNATURE ONLY POWER OF ATTORNEY The undersigned, as a Section 16 reporting person of Aehr Test Systems (the "Company"), hereby constitutes and appoints Gayn Erickson, Kenneth B. Spink and Carl N. Buck, and each of them, the undersigned's true and lawful attorney-in-fact to: 1. complete and execute Forms 3, 4 and 5 and other forms and all amendments thereto as such attorney-in-fact shall in his or her discretion determine to be required or advisable pursuant to Section 16 of the Securities and Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as a consequence of the undersigned's ownership, acquisition or disposition of securities of the Company; and 2. do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, the Company and such other person or agency as the attorney-in-fact shall deem appropriate. The undersigned hereby ratifies and confirms all that said attorney-in-fact and agents shall do or cause to be done by virtue hereof. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended). This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 9th day of September, 2015. Signature: /s/ MARIO M. ROSATI ---------------------- Print Name: MARIO M. ROSATI ----------------------