-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UEZ1z/E79fiQjroUrzrD3J4L8f2T+nHAeBvy6YuLo0BxUrOmfUUEChD1Ra9D13F7 Jq8fNSdh8HlsG5cCKLg27w== 0001061326-99-000080.txt : 19990806 0001061326-99-000080.hdr.sgml : 19990806 ACCESSION NUMBER: 0001061326-99-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990730 FILED AS OF DATE: 19990805 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WACKENHUT CORP CENTRAL INDEX KEY: 0000104030 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381] IRS NUMBER: 590857245 STATE OF INCORPORATION: FL FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-05450 FILM NUMBER: 99678521 BUSINESS ADDRESS: STREET 1: 4200 WACKENHUT DRIVE STREET 2: #100 CITY: PALM BEACH GARDEN STATE: FL ZIP: 33410 BUSINESS PHONE: 5616225656 MAIL ADDRESS: STREET 1: 4200 WACKENHUT DR STREET 2: #100 CITY: PALM BEACH GARDEN STATE: FL ZIP: 33410 COMPANY DATA: COMPANY CONFORMED NAME: ROWAN JAMES P CENTRAL INDEX KEY: 0001016170 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O WACKENHUT CORP STREET 2: 4200 WACKENHUT DR SUITE 100 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410-4243 MAIL ADDRESS: STREET 1: C/O WACKENHUT CORP STREET 2: 4200 WACKENHUT DR SUITE 100 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410-4243 4 1 FORM 4 - JULY, 1999 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Rowan, James P. c/o The Wackenhut Corporation 4200 Wackenhut Drive #100 Palm Beach Gardens, FL 33410-4243 USA 2. Issuer Name and Ticker or Trading Symbol The Wackenhut Corporation WAK and WAK B 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year July, 1999 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner ( ) Officer (give title below) (X) Other (specify below) Former Vice President, General Counsel and Assistant Secretary 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Series B Common | | | | | | |1,200 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| 1997 Series B Common Perfor|1/28/9|A | |See Note 2 |A |See Note 2 |See Note 2 |D | | mance Shares |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1998 Series B Common Perfor|1/27/9|A | |See Note 2 |A |See Note 2 |See Note 2 |D | | mance Shares |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1999 Series B Common Perfor|2/19/9|A | |See Note 2 |A |See Note 2 |See Note 2 |D | | mance Shares |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Series B Common Stock | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1997 Options |15.250 |See N|S | |3,900 |D |1/28/|1/27/|Series B Com| | |2,800 |D | | | |ote 1| | | | |97 |07 |mon | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1998 Options |19.750 | | | | | |1/27/|1/27/| | | |15,000 |D | | | | | | | | |98 |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1999 Options |16.6875 | | | | | |2/18/|2/17/| | | |15,000 |D | | | | | | | | |99 |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: Notes (1) Same Day sales on 7/6/99, 7/7/99 and 7/8/99 of 1,900, 1,000 and 1,000 at $ 23.375, $23.375 and $ 23.250 respectively. (2) Performance Shares to be earned under Long Term Incentive Stock Plan based upon EPS growth in three year measurement period SIGNATURE OF REPORTING PERSON /s/ James P. Rowan BY F. E. Finizia as Attorney-in-Fact DATE 8/4/99 -----END PRIVACY-ENHANCED MESSAGE-----